Patent Assignment
Reel/Frame 018836/0025
Change of Assignee Address
Recorded: 2007-02-01
Pages: 3
Covered Properties
(23)
Computer Trading System Method and Interface
Patent:
7,720,742 →
Application:
09/292,552 →
System and Method for Hedging Against Foreign Exchange Risk Associated with Securities Transactions
Patent:
6,952,683 →
Application:
09/689,242 →
Method and apparatus for selling financial instruments
Application:
09/750,417 →
Publication:
US 2002/0052816
Pricing delivery system
Application:
09/843,124 →
Publication:
US 2002/0188546
Method and apparatus for auctioning securities
Application:
09/845,224 →
Publication:
US 2002/0035534
Risk Stripping System and Method
Trade Allocation
Method and System for Providing Distributed Functionaltiy and Data Analysis System Utilizing Same
System for Delivering Dynamic Content
Computer System and a Method for Managing a Financial Transaction
Securities Pricing System
Real-Time Trading System
Application development method
Application:
10/037,938 →
Publication:
US 2002/0147606
Load Balancing System and Method
Method for describing financial instruments
Application:
10/090,255 →
Publication:
US 2003/0126055
Global Compliance System
Method and System for Tracking Employee Affirmations
Method and system for trading a foreign exchange swap certificate
Application:
10/345,926 →
Publication:
US 2004/0143536
Method and system for offering and selling a multi-purpose currency option
Application:
10/406,885 →
Publication:
US 2004/0199442
System and Method for Automated Trading
System and method for message communication
Application:
10/666,817 →
Publication:
US 2004/0064420
Methods and Systems for Exercising Stock Options
Method and system for analyzing and reporting equity compensation
Application:
11/314,932 →
Publication:
US 2006/0212377
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 15, 1999
From: MAURO, CHARLES L.; BUIST, WALTER D.
To: WIT CAPITAL CORPORATION
Reel/Frame 009918/0267 →
Assignment of Assignor's Interest
May 3, 1999
From: KLEIN, ANDREW D.
To: WIT CAPITAL CORPORATION
Reel/Frame 009928/0775 →
Assignment of Assignor's Interest
Aug 9, 2001
From: CLENAGHAN, STUART J.; WOOD, TIMOTHY; JI, BIN; STIETZEL, CHARLES
To: UBS AG
Reel/Frame 012091/0232 →
Assignment of Assignor's Interest
Aug 15, 2001
From: TANG, CEDRIC
To: UBS AG
Reel/Frame 012081/0111 →
Assignment of Assignor's Interest
Sep 4, 2001
From: LAEDERICH, STEPHANE; MARTY, PETER
To: UBS AG
Reel/Frame 012141/0962 →
Assignment of Assignor's Interest
Oct 15, 2001
From: BALDWIN, BERNARD C.; CONDE, JUAN F.
To: UBS WARBURG
Reel/Frame 012262/0997 →
Assignment of Assignor's Interest
Jan 14, 2002
From: ASHCROFT, STEPHEN; WITNEY, ANDREW; MALPAS, IAN
To: UBS AG
Reel/Frame 012492/0587 →
Assignment of Assignor's Interest
Jan 23, 2002
From: MULINDER, CHARLES; REICHENBACH, MARKUS; DAWSON, CLYDE; EGLI, ROLAND
To: UBS AG
Reel/Frame 012531/0696 →
Change of Name
Jan 28, 2002
From: WIT SOUNDVIEW CORPORATION
To: SOUNDVIEW TECHNOLOGY CORPORATION
Reel/Frame 012553/0206 →
Assignment of Assignor's Interest
Feb 13, 2002
From: MCQUAIN, BARRY
To: UBS AG
Reel/Frame 012619/0704 →
Assignment of Assignor's Interest
May 6, 2002
From: THAL, CHRISTOPHE; PARMAR, PARAM
To: UBS AG
Reel/Frame 012898/0062 →
Assignment of Assignor's Interest
May 13, 2002
From: GREENBAUM, FREDERIC; CORTESE, MICHAEL; NG, WAIKIT
To: UBS AG
Reel/Frame 012898/0100 →
Assignment of Assignor's Interest
May 28, 2002
From: READING, JASON ALBERT; MORRIS, DAVID
To: UBS AG
Reel/Frame 012932/0538 →
Assignment of Assignor's Interest
Jun 18, 2002
From: HOFFMANN, NORBERT; BRISCOE, STEVE; MAIN, PHIL
To: UBS AG
Reel/Frame 013003/0900 →
Assignment of Assignor's Interest
Jan 17, 2003
From: HABERLE, RAINER
To: UBS AB
Reel/Frame 013670/0433 →
Assignment of Assignor's Interest
Jan 28, 2003
From: MORO, MATTHEW P.; QIAN, XIAOHUA
To: UBS AG
Reel/Frame 013389/0938 →
Assignment of Assignor's Interest
Mar 19, 2003
From: MCGUIRE, SIMON
To: UBS AG
Reel/Frame 013491/0405 →
Assignment of Assignor's Interest
Apr 4, 2003
From: HABERLE, RAINER
To: UBS AG
Reel/Frame 013950/0166 →
Assignment of Assignor's Interest
Apr 25, 2003
From: MARTIN, WILLIAM
To: UBS AG
Reel/Frame 013601/0728 →
Assignment of Assignor's Interest
Jul 2, 2003
From: MCGUIRE, SIMON
To: UBS AG
Reel/Frame 014226/0328 →
Assignment of Assignor's Interest
Jul 17, 2003
From: ZHOU, YULI; OGURTSOV, NICKOLAI
To: UBS AG
Reel/Frame 014324/0438 →
Assignment of Assignor's Interest
Nov 17, 2003
From: MEIER, GERHARD
To: UBS AG
Reel/Frame 014695/0114 →
Assignment of Assignor's Interest
Jul 14, 2004
From: WIT CAPITAL CORPORATION
To: CHARLES SCHWAB & CO., INC.
Reel/Frame 015567/0458 →
Assignment of Assignor's Interest
Aug 24, 2004
From: SOUNDVIEW TECHNOLOGY CORPORATION
To: CHARLES SCHWAB & CO. INC.
Reel/Frame 015024/0291 →
Assignment of Assignor's Interest
Oct 27, 2004
From: CHARLES SCHWAB & CO. INC.
To: SCHWAB CAPITAL MARKETS, L.P.
Reel/Frame 015292/0389 →