Patent Assignment
Reel/Frame 024483/0348
Security Agreement
Recorded: 2010-06-04
Pages: 14
Assignors
MSCI INC.
Executed: 2010-06-01
BARRA, INC.
Executed: 2010-06-01
FINANCIAL ENGINEERING ASSOCIATES, INC.
Executed: 2010-06-01
RISKMETRICS GROUP, INC.
Executed: 2010-06-01
INSTITUTIONAL SHAREHOLDER SERVICES INC.
Executed: 2010-06-01
Assignee
MORGAN STANLEY & CO. INCORPORATED, AS COLLATERAL AGENT
201 SOUTH MAIN STREET, 5TH FLOOR, ONE UTAH CENTER, SALT LAKE CITY, UTAH, 84111
Covered Properties
(19)
Integrated System and Method for Analyzing Derivative Securities
Patent:
5,692,233 →
Application:
08/384,376 →
System and Method for Determination of Incremental Value at Risk for Securities Trading
Patent:
5,819,237 →
Application:
08/600,685 →
Transformation of Real Time Data into Times Series and Filtered Real Time Data Within a Spreadsheet Application
Patent:
5,926,822 →
Application:
08/709,101 →
Watershed Method for Controlling Cashflow Mapping in Value at Risk Determination
Patent:
6,122,623 →
Application:
09/109,110 →
Method and System for Computing Path Dependent Probabilities of Attaining Financial Goals
Patent:
7,031,935 →
Application:
09/629,589 →
Method and Apparatus for an Integrative Model of Multiple Asset Classes
Method and Apparatus for Creating Consistent Risk Forecasts and for Aggregating Factor Models
Method and Apparatus for Network-Based Portfolio Management and Risk-Analysis
Method and Apparatus for an Incomplete Information Model of Credit Risk
Systems and Methods for Constructing a Value Index and a Growth Index
Methods and Systems for Classifying Entities According to Metrics of Earnings Quality
Systems and Methods for Generating a Financial Market Index
Patent:
7,685,069 →
Application:
11/242,994 →
Method and System for Computing Path Dependent Probabilities of Attaining Financial Goals
Method and System for Generating a Global Financial Market Index
Patent:
7,769,663 →
Application:
11/651,766 →
System and Method for Forecasting Portfolio Losses at Multiple Horizons
Patent:
7,870,052 →
Application:
11/789,318 →
System and Method for Determining Model Credit Default Swap Spreads
Patent:
8,805,735 →
Application:
11/825,718 →
System and Method for Attributing Performance, Risk and Risk-Adjusted Performance of an Investment Portfolio to Custom Factors
For and Method of Providing Portfolio Risk Information to Investors Without Revealing Position Information
Compuer Display with a Risk Visualization Icon
Patent:
469,442 →
Application:
29/140,824 →
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Sep 6, 1996
From: GARMAN, MARK B.
To: FINANCIAL ENGINEERING ASSOCIATES, INC.
Reel/Frame 008220/0548 →
Assignment of Assignor's Interest
Jan 20, 2004
From: GOLDBERG, LISA ROBIN; GIESECKE, KAY
To: BARRA, INC.
Reel/Frame 014922/0761 →
Assignment of Assignor's Interest
Jun 7, 2004
From: GOLDBERG, LISA ROBIN; KERCHEVAL, ALEC; MILLER, GUY
To: BARRA, INC.
Reel/Frame 015488/0399 →
Assignment of Assignor's Interest
Jun 22, 2004
From: SOBEL, WILLIAM; ALESKOVSKI, ALEX; HAND, PETER; LIU, ZHENG
To: BARRA, INC.
Reel/Frame 014762/0954 →
Assignment of Assignor's Interest
Oct 6, 2004
From: ROUSSEAU, VALERY; BRIAND, REMY; FACHINOTTI, GIACOMO; GHAYUR, KHALID
To: MORGAN STANLEY CAPITAL INTERNATIONAL, INC.
Reel/Frame 015864/0123 →
Assignment of Assignor's Interest
Sep 14, 2005
From: BARON, NEIL; RICHARDSON, SCOTT A.; FIGUEIREDO, ANTONIO; NADLER, JAMES
To: CRITERION RESEARCH GROUP, LLC
Reel/Frame 016982/0083 →
Assignment of Assignor's Interest
Dec 18, 2006
From: SUBRAMANIAN, RAMAN AYLUR; KUMAR, ARUN; FACHINOTTI, GIACOMO; ROUSSEAU, VALERY
To: MORGAN STANLEY CAPITAL INTERNATIONAL, INC.
Reel/Frame 018646/0735 →
Assignment of Assignor's Interest
Mar 21, 2007
From: SUBRAMANIAN, RAMAN AYLUR; KUMAR, ARUN; FACHINOTTI, GIACOMO; ROUSSEAU, VALERY
To: MORGAN STANLEY CAPITAL INTERNATIONAL, INC.
Reel/Frame 019042/0162 →
Assignment of Assignor's Interest
Apr 24, 2007
From: GOLDBERG, LISA R.; MILLER, GUY; WEINSTEIN, JARED
To: MORGAN STANLEY CAPITAL INTERNATIONAL, INC.
Reel/Frame 019299/0953 →
Assignment of Assignor's Interest
Jul 9, 2007
From: GOLDBERG, LISA R.; KAMAT, RAJNISH; PODURI, VIJAY
To: MORGAN STANLEY CAPITAL INTERNATIONAL, INC.
Reel/Frame 019591/0576 →
Assignment of Assignor's Interest
Jul 26, 2007
From: CRITERION RESEARCH GROUP, LLC
To: CENTER FOR FINANCIAL RESEARCH & ANALYSIS, LLC
Reel/Frame 019599/0758 →
Assignment of Assignor's Interest
Oct 11, 2007
From: MENCHERO, JOSE; STEFAK, DANIEL; PODURI, VIJAY
To: MORGAN STANLEY CAPITAL INTERNATIONAL INC
Reel/Frame 020011/0275 →
Security Agreement
Nov 30, 2007
From: BARRA, INC.; BARRA INTERNATIONAL, LTD.; FINANCIAL ENGINEERING ASSOCIATES, INC.; MSCI INC. (DOING BUSINESS IN THE STATE OF NEW YORK AS NY MSCI)
To: MORGAN STANLEY SENIOR FUNDING, INC.
Reel/Frame 020174/0658 →
Acknowledgment of Resignation and Appointment
Jan 22, 2008
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: BANK OF AMERICA, N.A.
Reel/Frame 020393/0001 →
Security Agreement
Apr 3, 2008
From: CENTER FOR FINANCIAL RESEARCH AND ANALYSIS, LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 020748/0959 →
Merger
Sep 16, 2008
From: CENTER FOR FINANCIAL RESEARCH AND ANALYSIS, LLC
To: RMG-CFRA, LLC
Reel/Frame 021533/0833 →
Merger
Sep 16, 2008
From: RMG-CFRA, LLC
To: RMG-IRH, INC.
Reel/Frame 021533/0866 →
Merger
Sep 16, 2008
From: RMG-IRH, INC.
To: INSTITUTIONAL SHAREHOLDER SERVICES INC.
Reel/Frame 021533/0890 →
Assignment of Assignor's Interest
Dec 10, 2008
From: SCHMID, BRIAN; BERMAN, GREGG E.; BENSON, PETE
To: RISKMETRICS SOLUTIONS, INC.
Reel/Frame 021956/0366 →
Assignment and License Agreement
Jan 21, 2009
From: JPMORGAN CHASE BANK
To: RISKMETRICS GROUP, INC.
Reel/Frame 022125/0397 →
Assignment and License Agreement
Jan 21, 2009
From: JPMORGAN CHASE BANK
To: RISKMETRICS GROUP, INC.
Reel/Frame 022117/0910 →
Stock Purchase Agreement
Jan 22, 2009
From: J.P.MORGAN ADVISORY SERVICES, INC.
To: RISKMETRICS GROUP, INC.
Reel/Frame 022137/0069 →
Stock Purchase Agreement
Jan 22, 2009
From: J.P.MORGAN ADVISORY SERVICES, INC.
To: RISKMETRICS GROUP, INC.
Reel/Frame 022138/0172 →
Security Agreement
Apr 8, 2009
From: RISKMETRICS GROUP, INC.; INSTITUTIONAL SHAREHOLDER SERVICES INC.
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 022520/0035 →
Release of Security Interest
Jun 3, 2010
From: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
To: RISKMETRICS GROUP, INC.
Reel/Frame 024474/0484 →