Patent Assignment
Reel/Frame 037661/0615
Change of Name
Recorded: 2016-02-01
Pages: 4
Assignor
THE NASDAQ STOCK MARKET, INC.
Executed: 2009-07-01
Assignee
THE NASDAQ OMX GROUP, INC.
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NEW YORK, 10006
Covered Properties
(6)
Trading of Derivative Secured Index Participation Notes
Closing in an Electronic Market
Arbitrage of Tracking Securities
Closing Price Determination for an Automated Market System
Balancing Arbitragable Tracking Securities
Order Chronicle Process and Method
Related Assignments
(8)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Oct 28, 2008
From: BLOOM, STEVEN M.
To: NASDAQ STOCK MARKET, INC., THE
Reel/Frame 021752/0969 →
Security Agreement
Apr 2, 2009
From: THE NASDAQ OMX GROUP, INC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 022506/0226 →
Assignment of Assignor's Interest
Jan 20, 2016
From: DAVIN, THOMAS J., III; PLATTS, JAMES T.; LASTOSKIE, JAMES M.; COX, TIMOTHY E.
To: THE NASDAQ STOCK MARKET, INC.
Reel/Frame 037528/0410 →
Assignment of Assignor's Interest
Jan 20, 2016
From: HATHEWAY, FRANK; MOORE, DANIEL F.; COX, TIMOTHY E.; MARTYN, PETER J.
To: THE NASDAQ STOCK MARKET, INC.
Reel/Frame 037528/0462 →
Assignment of Assignor's Interest
Jan 20, 2016
From: BLOOM, STEVEN M.; SPECTOR, MICHAEL S.; JACOBS, JOHN L.
To: THE NASDAQ STOCK MARKET, INC.
Reel/Frame 037527/0966 →
Assignment of Assignor's Interest
Jan 20, 2016
From: BLOOM, STEVEN M.; SPECTOR, MICHAEL S.; JACOBS, JOHN L.
To: THE NASDAQ STOCK MARKET, INC.
Reel/Frame 037528/0113 →
Assignment of Assignor's Interest
Jan 29, 2016
From: HUGHES, JOHN T., JR.; MOORE, DANIEL F.; FRIEDMAN, BRUCE E.; VINCENT, TIMOTHY
To: THE NASDAQ STOCK MARKET, INC.
Reel/Frame 037616/0077 →
Change of Name
Feb 1, 2016
From: THE NASDAQ OMX GROUP, INC.
To: NASDAQ, INC.
Reel/Frame 037661/0621 →