IP Library › Assignment 048150/0548
Patent Assignment
Reel/Frame 048150/0548

Change of Name

Recorded: 2018-11-19 Pages: 4
Assignor
FINANCIAL ENGINES, LLC
Executed: 2018-10-31
Assignee
EDELMAN FINANCIAL ENGINES, LLC
1050 ENTERPRISE WAY, 3RD FLOOR, SUNNYVALE, CALIFORNIA, 94089
Covered Properties (3)
Load Aware Optimization
Patent: 7,249,081 →
Application: 09/792,258 →
Publication: US 2002/0002521
Tax-Aware Asset Allocation
Patent: 8,200,561 →
Application: 10/404,818 →
Method, System, and Computer Program for Investing
Patent: 8,224,735 →
Application: 12/693,996 →
Related Assignments (17)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Jul 9, 2001
From: SHEARER, JAMES W.; WATSON, JOHN G.; SCOTT, JASON S.
To: FINANCIAL ENGINES
Reel/Frame 011963/0887 →
Assignment of Assignor's Interest Dec 17, 2003
From: SCOTT, JASON S.
To: FINANCIAL ENGINES, INC.
Reel/Frame 014204/0511 →
Assignment of Assignor's Interest Apr 11, 2005
From: SHEARER, JAMES W.; WATSON, JOHN G.; SCOTT, JASON S.
To: FINANCIAL ENGINES, INC.
Reel/Frame 016053/0099 →
Security Agreement Apr 3, 2007
From: FINANCIAL ENGINES, INC.
To: SILICON VALLEY BANK
Reel/Frame 019102/0571 →
Assignment of Assignor's Interest Jun 3, 2008
From: SCOTT, JASON; SCHWAB, JOSHUA DAVID; WATSON, JOHN G.; HU, WEI-YIN
To: FINANCIAL ENGINES, INC.
Reel/Frame 021032/0197 →
Release Sep 23, 2010
From: SILICON VALLEY BANK
To: FINANCIAL ENGINES, INC.
Reel/Frame 025026/0929 →
Assignment of Assignor's Interest Feb 17, 2011
From: THE MUTUAL FUND STORE-KANSAS CITY, LLC
To: TMFS HOLDINGS, LLC
Reel/Frame 025827/0424 →
Assignment of Assignor's Interest Feb 17, 2011
From: BOLD, ADAM; SCHREFT, STACEY
To: THE MUTUAL FUND STORE-KANSAS CITY, LLC
Reel/Frame 025824/0034 →
Security Agreement Sep 16, 2011
From: TMFS HOLDINGS, LLC
To: BANK OF MONTREAL, AS ADMINISTRATIVE AGENT
Reel/Frame 026917/0602 →
Release of Security Interest Aug 1, 2014
From: BANK OF MONTREAL, AS ADMINISTRATIVE AGENT
To: TMFS HOLDINGS, LLC
Reel/Frame 033460/0833 →
Security Interest Aug 1, 2014
From: TMFS HOLDINGS, LLC
To: CREDIT SUISSE AG, AS COLLATERAL AGENT
Reel/Frame 033460/0827 →
Release of Security Interest Feb 1, 2016
From: CREDIT SUISSE AG
To: TMFS HOLDINGS, LLC
Reel/Frame 037637/0814 →
Assignment of Assignor's Interest Sep 12, 2017
From: TMFS HOLDINGS, LLC
To: FINANCIAL ENGINES, INC.
Reel/Frame 043564/0962 →
Second Lien Patent Security Agreement Jul 20, 2018
From: EDELMAN FINANCIAL SERVICES, LLC; FINANCIAL ENGINES, INC.
To: JPMORGAN CHASE BANK, N.A., AS COLLATERAL AGENT
Reel/Frame 046596/0451 →
First Lien Patent Security Agreement Jul 20, 2018
From: EDELMAN FINANCIAL SERVICES, LLC; FINANCIAL ENGINES, INC.
To: MORGAN STANLEY SENIOR FUNDING, INC., AS COLLATERAL AGENT
Reel/Frame 046596/0610 →
Merger Jul 26, 2018
From: FINANCIAL ENGINES, INC.
To: FINANCIAL ENGINES, INC.
Reel/Frame 046474/0924 →
Entity Conversion Jul 27, 2018
From: FINANCIAL ENGINES, INC.
To: FINANCIAL ENGINES, LLC
Reel/Frame 046642/0370 →