Patent Assignment
Reel/Frame 071548/0001
Assignment of Assignor's Interest
Recorded: 2025-05-29
Pages: 7
Assignor
ICAP SERVICES NORTH AMERICA LLC
Executed: 2025-05-29
Assignee
ICAP GLOBAL BROKING, INC.
200 VESEY STREET, 5TH FLOOR, NEW YORK, NEW YORK, 10281
Covered Properties
(70)
System and Method for Providing Workup Trading Without Exclusive Trading Privileges
Patent:
8,762,256 →
Application:
13/781,431 →
Timing Mechanism and Direct Messaging for Electronic Trading Platform
Application:
12/758,089 →
Publication:
US 2010/0198746
Computerised Method and System for Trading Credit Default Swap Combinations
Application:
13/026,501 →
Publication:
US 2013/0013481
System and Method for Use in Auditing Financial Transactions
Application:
13/345,179 →
Publication:
US 2012/0109812
Computerized Method and System for Trading Credit Default Swap Combinations
Application:
13/361,238 →
Publication:
US 2012/0221457
System and Method for Reducing Curve Risk
Application:
13/483,315 →
Publication:
US 2012/0310811
Timing Mechanism and Directed Messaging for Electronic Trading Platform
Application:
14/051,564 →
Publication:
US 2014/0046824
System and Method for Reducing Curve Risk
Application:
14/204,418 →
Publication:
US 2014/0195410
Anonymous Trading System
Application:
18/134,791 →
Publication:
US 2023/0252562
Computer System and a Computerized Method for Central Counterparty Limit Management
Method and Apparatus for Order Entry in an Electronic Trading System
Application:
18/887,457 →
Publication:
US 2025/0014101
Method and Apparatus for Order Entry in an Electronic Trading System
System and Method for Providing Workup Trading
Patent:
10,115,156 →
Application:
13/098,555 →
Method and Apparatus for Order Entry in an Electronic Trading System
Anonymous Trading System
Patent:
11,100,577 →
Application:
13/212,524 →
Method and Apparatus for Order Entry in an Electronic Trading System
Computer System and a Computerized Method for Central Counterparty Limit Management
Patent:
11,449,937 →
Application:
16/561,173 →
Method and Apparatus for Order Entry in an Electronic Trading System
Anonymous Trading System
Method and Apparatus for Order Entry in an Electronic Trading System
Method and System for Providing Rule-Based Collateral Allocation and Substitution
Timing Mechanism and Direct Messaging for Electronic Trading Platform
Multiple Protocol Trading System
System and Method for Providing Workup Trading
Patent:
7,831,504 →
Application:
12/166,083 →
Multiple Protocol Trading System
Multiple Protocol Trading System
System and Method for Processing Trading Orders to Provide "Negotiate in the Middle" Capability
Patent:
7,860,780 →
Application:
11/700,038 →
Method and System for Providing Rule-Based Collateral Allocation and Substitution
System and Method for Providing Workup Trading
Patent:
7,949,599 →
Application:
12/900,010 →
Block Trading System and Method
Patent:
7,966,249 →
Application:
11/705,347 →
System for Matching Orders for Futures Contracts Which Facilitate Electronic Trading of Over the Counter Futures Contracts
System and Method for Providing Workup Trading Without Exclusive Trading Privileges
Patent:
8,005,745 →
Application:
11/475,975 →
System and Method for Use in Auditing Financial Transactions
Patent:
8,103,575 →
Application:
11/389,737 →
Multiple Protocol Trading System
User Interfaces for Efficient Trade Entry and Management
Patent:
8,255,315 →
Application:
11/291,465 →
User Interfaces for Efficient Trade Entry and Management
Patent:
8,374,950 →
Application:
12/364,091 →
Electronic trading system and method for pricing transactions to account for risk
Patent:
8,473,400 →
Application:
11/402,466 →
System for Matching Orders for Futures Contracts Which Facilitate Electronic Trading of Over the Counter Futures Contracts
Computer System and a Computerized Method for Central Counterparty Limit Management
Patent:
10,453,133 →
Application:
14/513,487 →
Computer System and a Computerized Method for Central Counterparty Limit Management
Method and Apparatus for Order Entry in an Electronic Trading System
System and Method for Providing Workup Trading
Patent:
10,115,156 →
Application:
13/098,555 →
Method and Apparatus for Order Entry in an Electronic Trading System
Anonymous Trading System
Patent:
11,100,577 →
Application:
13/212,524 →
Method and Apparatus for Order Entry in an Electronic Trading System
Computer System and a Computerized Method for Central Counterparty Limit Management
Patent:
11,449,937 →
Application:
16/561,173 →
Method and Apparatus for Order Entry in an Electronic Trading System
Anonymous Trading System
Method and Apparatus for Order Entry in an Electronic Trading System
Method and System for Providing Rule-Based Collateral Allocation and Substitution
Timing Mechanism and Direct Messaging for Electronic Trading Platform
Multiple Protocol Trading System
System and Method for Providing Workup Trading
Patent:
7,831,504 →
Application:
12/166,083 →
Multiple Protocol Trading System
Multiple Protocol Trading System
System and Method for Processing Trading Orders to Provide "Negotiate in the Middle" Capability
Patent:
7,860,780 →
Application:
11/700,038 →
Method and System for Providing Rule-Based Collateral Allocation and Substitution
System and Method for Providing Workup Trading
Patent:
7,949,599 →
Application:
12/900,010 →
Block Trading System and Method
Patent:
7,966,249 →
Application:
11/705,347 →
System for Matching Orders for Futures Contracts Which Facilitate Electronic Trading of Over the Counter Futures Contracts
System and Method for Providing Workup Trading Without Exclusive Trading Privileges
Patent:
8,005,745 →
Application:
11/475,975 →
System and Method for Use in Auditing Financial Transactions
Patent:
8,103,575 →
Application:
11/389,737 →
Multiple Protocol Trading System
User Interfaces for Efficient Trade Entry and Management
Patent:
8,255,315 →
Application:
11/291,465 →
User Interfaces for Efficient Trade Entry and Management
Patent:
8,374,950 →
Application:
12/364,091 →
Electronic trading system and method for pricing transactions to account for risk
Patent:
8,473,400 →
Application:
11/402,466 →
System for Matching Orders for Futures Contracts Which Facilitate Electronic Trading of Over the Counter Futures Contracts
System and Method for Providing Workup Trading Without Exclusive Trading Privileges
Patent:
8,762,256 →
Application:
13/781,431 →
Computer System and a Computerized Method for Central Counterparty Limit Management
Patent:
10,453,133 →
Application:
14/513,487 →
Computer System and a Computerized Method for Central Counterparty Limit Management
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 13, 2006
From: FITZPATRICK, DAVID
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 017469/0059 →
Assignment of Assignor's Interest
May 15, 2006
From: RIGGIO, WILLIAM
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 017615/0948 →
Assignment of Assignor's Interest
May 31, 2011
From: COOPER, STEVEN
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 026361/0903 →
Assignment of Assignor's Interest
May 11, 2012
From: COOPER, STEVEN
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 028194/0632 →
Assignment of Assignor's Interest
Aug 17, 2012
From: PATEL, UMESH SUBHASH
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 028804/0991 →
Assignment of Assignor's Interest
Dec 29, 2016
From: ICAP SERVICES NORTH AMERICA LLC
To: INTERCAPITAL MANAGEMENT SERVICES NO. 2 LTD
Reel/Frame 041221/0184 →
Assignment of Assignor's Interest
Dec 29, 2016
From: ICAP SERVICES NORTH AMERICA LLC
To: INTERCAPITAL SERVICES NORTH AMERICA LLC
Reel/Frame 041221/0720 →
Change of Name
Sep 7, 2018
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 047031/0490 →
Change of Name
Sep 18, 2018
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 047099/0721 →
Assignment of Assignor's Interest
Mar 25, 2019
From: ICAP SERVICES NORTH AMERICA LLC
To: INTERCAPITAL SERVICES NORTH AMERICA LLC
Reel/Frame 048692/0535 →
Change of Name
Mar 25, 2019
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 048692/0630 →
Court Order
Mar 25, 2019
From: NEX SERVICES NORTH AMERICA LLC
To: CHICAGO MERCANTILE EXCHANGE INC.
Reel/Frame 048692/0683 →
Assignment of Assignor's Interest
Mar 25, 2019
From: MEROLD, MICHAEL; SCHOEN, JOHN EDWARD
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 048692/0471 →
Assignment of Assignor's Interest
Mar 26, 2019
From: ICAP SERVICES NORTH AMERICA LLC
To: INTERCAPITAL SERVICES NORTH AMERICA LLC
Reel/Frame 048701/0095 →
Assignment of Assignor's Interest
Mar 26, 2019
From: O'HAGAN, JAMES A. A.; ANDREYKO, BRIAN
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 048700/0867 →
Change of Name
Mar 26, 2019
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 048702/0391 →
Court Order
Mar 26, 2019
From: NEX SERVICES NORTH AMERICA LLC
To: CHICAGO MERCANTILE EXCHANGE INC.
Reel/Frame 048702/0507 →
Corrective Assignment to Correct the First Inventor's Middle Initial Previously Recorded on Reel 048700 Frame 0867. Assignor(S) Hereby Confirms the Assignment.
Mar 29, 2019
From: O'HAGAN, JAMES A.; ANDREYKO, BRIAN
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 048745/0392 →
Merger
Sep 5, 2019
From: NEX SERVICES NORTH AMERICA LLC
To: CME GROUP INC.
Reel/Frame 050286/0064 →
Change of Name
Sep 5, 2019
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 050285/0938 →
Assignment of Assignor's Interest
Sep 5, 2019
From: COOPER, STEVEN
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 050280/0921 →
Merger
Sep 6, 2019
From: NEX SERVICES NORTH AMERICA LLC
To: CME GROUP INC.
Reel/Frame 050304/0038 →
Assignment of Assignor's Interest
Sep 6, 2019
From: CLEAVES, DANIEL; BHATIA, ATUL
To: ICAP SERVICES NORTH AMERICA LLC
Reel/Frame 050291/0239 →
Merger
Sep 6, 2019
From: NEX SERVICES NORTH AMERICA LLC
To: CME GROUP INC.
Reel/Frame 050304/0060 →
Change of Name
Sep 6, 2019
From: INTERCAPITAL SERVICES NORTH AMERICA LLC
To: NEX SERVICES NORTH AMERICA LLC
Reel/Frame 050304/0009 →