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Patent Application Utility Small
App. No. 10/162,705 · Confirmation No. 6488

Risk management system and trade engine with automatic trade feed and market data feed

Abandoned -- After Examiner's Answer or Board of Appeals Decision View Publication ↗
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2018-07-12 ABN Abandonment 2 View
2018-05-02 APDA Patent Board Decision - Examiner Affirmed 17 View
2016-09-29 AP_DK_M Appeal Docketing Notice 2 View
2016-09-19 APRB Reply Brief Filed 13 View
2016-09-19 WFEE Fee Worksheet (SB06) 2 View
2016-09-19 N417 Electronic Filing System Acknowledgment Receipt 2 View
2016-07-18 APEA Examiner's Answer to Appeal Brief 10 View
2016-01-18 AP.B Appeal Brief Filed 35 View
2016-01-18 N417 Electronic Filing System Acknowledgment Receipt 2 View
2015-12-31 EBCC.AD Notice of Change of Address Place in File Wrapper Due to Electronic Business Center(EBC) Customer Number Update 1 View
2015-12-09 EBCC.AD Notice of Change of Address Place in File Wrapper Due to Electronic Business Center(EBC) Customer Number Update 1 View
2015-11-30 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2015-11-30 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2015-11-17 PA.. Power of Attorney 2 View
2015-11-17 R3.73 Assignee showing of ownership per 37 CFR 3.73 2 View
2015-11-17 C.AD Change of Address 1 View
2015-11-17 N/AP Notice of Appeal Filed 2 View
2015-11-17 WFEE Fee Worksheet (SB06) 2 View
2015-11-17 N417 Electronic Filing System Acknowledgment Receipt 2 View
2015-08-17 CTFR Final Rejection 9 View
2015-08-17 SRFW Search information including classification, databases and other search related notes 1 View
2015-08-17 FWCLM Index of Claims 1 View
2015-03-09 EBCC.AD Notice of Change of Address Place in File Wrapper Due to Electronic Business Center(EBC) Customer Number Update 1 View
2014-12-18 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2014-12-18 CLM Claims 3 View
2014-12-18 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2014-12-18 N417 Electronic Filing System Acknowledgment Receipt 2 View
2014-12-18 WFEE Fee Worksheet (SB06) 1 View
2014-09-23 CTNF Non-Final Rejection 5 View
2014-09-23 1449 List of References cited by applicant and considered by examiner 2 View
2014-09-23 FWCLM Index of Claims 1 View
2014-09-23 BIB Bibliographic Data Sheet 1 View
2014-03-03 IDS Information Disclosure Statement (IDS) Form (SB08) 2 View
2014-03-03 REF.OTHER Other reference-Patent/Application/Search Documents 4 View
2014-03-03 WFEE Fee Worksheet (SB06) 2 View
2014-03-03 N417 Electronic Filing System Acknowledgment Receipt 2 View
2014-03-03 TRAN.LET Transmittal Letter 2 View
2013-09-30 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2013-09-30 CLM Claims 3 View
2013-09-30 REM Applicant Arguments/Remarks Made in an Amendment 16 View
2013-09-30 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-09-30 WFEE Fee Worksheet (SB06) 1 View
2013-07-05 CTNF Non-Final Rejection 11 View
2013-07-05 892 List of references cited by examiner 1 View
2013-07-05 SRFW Search information including classification, databases and other search related notes 1 View
2013-07-05 1449 List of References cited by applicant and considered by examiner 1 View
2013-07-05 BIB Bibliographic Data Sheet 1 View
2013-07-05 FWCLM Index of Claims 1 View
2013-05-31 AP.PRE.DEC Pre-Brief Appeal Conference decision 2 View
2013-04-24 AP.PRE.REQ Pre-Appeal Brief Conference Request 6 View
2013-04-24 N/AP Notice of Appeal Filed 1 View
2013-04-24 XT/ Extension of Time 1 View
2013-04-24 WFEE Fee Worksheet (SB06) 2 View
2013-04-24 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-02-08 CTAV Advisory Action (PTOL-303) 3 View
2012-12-05 A.NE Response After Final Action 1 View
2012-12-05 CLM Claims 3 View
2012-12-05 REM Applicant Arguments/Remarks Made in an Amendment 6 View
2012-12-05 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-12-05 WFEE Fee Worksheet (SB06) 1 View
2012-10-24 CTFR Final Rejection 13 View
2012-10-24 892 List of references cited by examiner 1 View
2012-10-24 1449 List of References cited by applicant and considered by examiner 1 View
2012-10-24 SRFW Search information including classification, databases and other search related notes 1 View
2012-10-24 FWCLM Index of Claims 1 View
2012-10-24 BIB Bibliographic Data Sheet 1 View
2012-10-08 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2012-10-08 CLM Claims 3 View
2012-10-08 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2012-10-08 XT/ Extension of Time 1 View
2012-10-08 WFEE Fee Worksheet (SB06) 2 View
2012-10-08 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-10-08 WFEE Fee Worksheet (SB06) 1 View
2012-06-07 CTNF Non-Final Rejection 8 View
2012-06-07 892 List of references cited by examiner 1 View
2012-06-07 1449 List of References cited by applicant and considered by examiner 1 View
2012-06-07 SRFW Search information including classification, databases and other search related notes 1 View
2012-06-07 BIB Bibliographic Data Sheet 1 View
2012-06-07 FWCLM Index of Claims 1 View
2012-04-19 AP.B Appeal Brief Filed 11 View
2012-04-19 WFEE Fee Worksheet (SB06) 2 View
2012-04-19 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-04-19 XT/ Extension of Time 1 View
2012-03-30 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2012-03-30 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2012-03-21 PA.. Power of Attorney 1 View
2012-03-21 R3.73 Assignee showing of ownership per 37 CFR 3.73 1 View
2012-03-21 N417 Electronic Filing System Acknowledgment Receipt 2 View
2011-09-19 N/AP Notice of Appeal Filed 1 View
2011-09-19 XT/ Extension of Time 2 View
2011-09-19 WFEE Fee Worksheet (SB06) 2 View
2011-09-19 N417 Electronic Filing System Acknowledgment Receipt 2 View
2011-03-17 CTFR Final Rejection 8 View
2011-03-17 892 List of references cited by examiner 1 View
2011-03-17 BIB Bibliographic Data Sheet 1 View
2011-03-17 SRFW Search information including classification, databases and other search related notes 1 View
2011-03-17 FWCLM Index of Claims 1 View
2011-01-07 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2011-01-07 CLM Claims 4 View
2011-01-07 REM Applicant Arguments/Remarks Made in an Amendment 11 View
2011-01-07 XT/ Extension of Time 2 View
2011-01-07 WFEE Fee Worksheet (SB06) 2 View
2011-01-07 N417 Electronic Filing System Acknowledgment Receipt 2 View
2011-01-07 WFEE Fee Worksheet (SB06) 1 View
2010-07-08 CTNF Non-Final Rejection 8 View
2010-07-08 892 List of references cited by examiner 1 View
2010-07-08 SRFW Search information including classification, databases and other search related notes 1 View
2010-07-08 FWCLM Index of Claims 1 View
2010-07-08 1449 List of References cited by applicant and considered by examiner 1 View
2010-07-08 BIB Bibliographic Data Sheet 1 View
2010-07-08 1449 List of References cited by applicant and considered by examiner 3 View
2010-06-20 SRNT Examiner's search strategy and results 1 View
2010-03-18 XT/ Extension of Time 2 View
2010-03-18 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2010-03-18 CLM Claims 4 View
2010-03-18 REM Applicant Arguments/Remarks Made in an Amendment 8 View
2010-03-18 WFEE Fee Worksheet (SB06) 2 View
2010-03-18 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-03-18 WFEE Fee Worksheet (SB06) 1 View
2010-03-18 WFEE Fee Worksheet (SB06) 1 View
2009-09-18 CTNF Non-Final Rejection 8 View
2009-09-18 892 List of references cited by examiner 1 View
2009-09-18 FWCLM Index of Claims 1 View
2009-09-18 SRFW Search information including classification, databases and other search related notes 1 View
2009-09-18 BIB Bibliographic Data Sheet 1 View
2009-09-18 1449 List of References cited by applicant and considered by examiner 2 View
2009-06-15 RCEX Request for Continued Examination (RCE) 1 View
2009-06-15 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2009-06-15 CLM Claims 4 View
2009-06-15 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2009-06-15 WFEE Fee Worksheet (SB06) 2 View
2009-06-15 N417 Electronic Filing System Acknowledgment Receipt 2 View
2009-06-15 XT/ Extension of Time 2 View
2009-06-15 WFEE Fee Worksheet (SB06) 1 View
2008-11-13 N/AP Notice of Appeal Filed 1 View
2008-11-13 WFEE Fee Worksheet (SB06) 2 View
2008-11-13 N417 Electronic Filing System Acknowledgment Receipt 2 View
2008-11-13 XT/ Extension of Time 2 View
2008-05-13 CTFR Final Rejection 8 View
2008-05-13 FWCLM Index of Claims 1 View
2008-05-13 SRFW Search information including classification, databases and other search related notes 1 View
2008-05-13 1449 List of References cited by applicant and considered by examiner 3 View
2008-05-13 1449 List of References cited by applicant and considered by examiner 1 View
2008-05-13 BIB Bibliographic Data Sheet 1 View
2008-01-03 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2008-01-03 CLM Claims 2 View
2008-01-03 REM Applicant Arguments/Remarks Made in an Amendment 4 View
2008-01-03 N417 Electronic Filing System Acknowledgment Receipt 2 View
2008-01-03 WFEE Fee Worksheet (SB06) 1 View
2007-10-03 CTNF Non-Final Rejection 5 View
2007-10-03 892 List of references cited by examiner 1 View
2007-10-03 FWCLM Index of Claims 1 View
2007-10-03 SRFW Search information including classification, databases and other search related notes 1 View
2007-05-30 CTFR Final Rejection 6 View
2007-05-30 SRFW Search information including classification, databases and other search related notes 1 View
2007-05-30 FWCLM Index of Claims 1 View
2007-03-19 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2007-03-19 CLM Claims 2 View
2007-03-19 REM Applicant Arguments/Remarks Made in an Amendment 4 View
2007-03-19 N417 Electronic Filing System Acknowledgment Receipt 2 View
2007-03-19 WFEE Fee Worksheet (SB06) 1 View
2006-12-18 CTNF Non-Final Rejection 5 View
2006-12-18 892 List of references cited by examiner 1 View
2006-12-18 FWCLM Index of Claims 1 View
2006-12-18 SRFW Search information including classification, databases and other search related notes 1 View
2006-04-19 N570 Communication - Re: Power of Attorney (PTOL-308) 2 View
2006-01-17 PA.. Power of Attorney 4 View
2005-01-07 PA.. Power of Attorney 2 View
2004-09-23 PETDEC Petition Decision 2 View
2004-07-21 PA.. Power of Attorney 3 View
2003-06-23 IDS Information Disclosure Statement (IDS) Form (SB08) 3 View
2002-09-16 PEFR Applicant Response to Pre-Exam Formalities Notice 6 View
2002-09-16 OATH Oath or Declaration filed 3 View
2002-09-16 C.AD Change of Address 1 View
2002-07-16 CTMS Miscellaneous Action with shortened statutory period (SSP) 2 View
2002-06-06 TRNA Transmittal of New Application 1 View
2002-06-06 ADS Application Data Sheet 2 View
2002-06-06 SPEC Specification 16 View
2002-06-06 CLM Claims 2 View
2002-06-06 ABST Abstract 1 View
2002-06-06 WCLM Claims Worksheet (PTO-2022) 1 View
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Quick Facts
App. No.
10/162,705
Filed
2002-06-06
Pub. No.
US20030009419A1
Art Unit
3691