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App. No. 10/206,898 · Confirmation No. 9756

Market participant interest dissemination process and method

Inventors: John T. Hughes JR., Gopichand Kongani, Edward A. Perrault, Joseph John Rogers JR.

Abandoned -- Failure to Respond to an Office Action View Publication ↗

	Code	Description	Pages	PDF
2012-04-19	`ABN`	Abandonment	2	View
2012-01-30	`INTV.SUM.APP`	Applicant Initiated Interview Summary (PTOL-413)	3	View
2011-11-21	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2011-11-09	`PA..`	Power of Attorney	1	View
2011-11-09	`R3.73`	Assignee showing of ownership per 37 CFR 3.73	2	View
2011-11-09	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2011-08-18	`CTFR`	Final Rejection	31	View
2011-08-18	`FWCLM`	Index of Claims	2	View
2011-06-01	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2011-06-01	`CLM`	Claims	10	View
2011-06-01	`REM`	Applicant Arguments/Remarks Made in an Amendment	8	View
2011-06-01	`XT/`	Extension of Time	1	View
2011-06-01	`WFEE`	Fee Worksheet (SB06)	2	View
2011-06-01	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2011-06-01	`WFEE`	Fee Worksheet (SB06)	1	View
2011-02-03	`CTNF`	Non-Final Rejection	30	View
2011-02-03	`FWCLM`	Index of Claims	2	View
2010-12-22	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2010-12-22	`REM`	Applicant Arguments/Remarks Made in an Amendment	10	View
2010-12-22	`XT/`	Extension of Time	1	View
2010-12-22	`WFEE`	Fee Worksheet (SB06)	2	View
2010-12-22	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2010-12-22	`CLM`	Claims	9	View
2010-12-22	`WFEE`	Fee Worksheet (SB06)	1	View
2010-06-24	`CTNF`	Non-Final Rejection	26	View
2010-06-24	`892`	List of references cited by examiner	1	View
2010-06-24	`FWCLM`	Index of Claims	2	View
2010-06-24	`SRFW`	Search information including classification, databases and other search related notes	1	View
2010-06-24	`SRNT`	Examiner's search strategy and results	9	View
2010-06-24	`SRNT`	Examiner's search strategy and results	11	View
2010-05-19	`INTRVIEW.APP`	Applicant summary of interview with examiner	1	View
2010-05-19	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2010-04-20	`RCEX`	Request for Continued Examination (RCE)	1	View
2010-04-20	`WFEE`	Fee Worksheet (SB06)	2	View
2010-04-20	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2010-04-20	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2010-04-20	`CLM`	Claims	9	View
2010-04-20	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2010-04-20	`XT/`	Extension of Time	1	View
2010-04-20	`WFEE`	Fee Worksheet (SB06)	1	View
2010-04-20	`WFEE`	Fee Worksheet (SB06)	1	View
2010-04-20	`WFEE`	Fee Worksheet (SB06)	1	View
2010-04-20	`WFEE`	Fee Worksheet (SB06)	1	View
2010-03-04	`EXIN`	Examiner Interview Summary Record (PTOL - 413)	3	View
2009-11-20	`CTFR`	Final Rejection	26	View
2009-11-20	`892`	List of references cited by examiner	1	View
2009-11-20	`FWCLM`	Index of Claims	2	View
2009-11-20	`SRFW`	Search information including classification, databases and other search related notes	1	View
2009-11-20	`SRNT`	Examiner's search strategy and results	8	View
2009-07-21	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2009-07-21	`REM`	Applicant Arguments/Remarks Made in an Amendment	2	View
2009-07-21	`AF/D`	Affidavit-submitted prior to Mar 15, 2013	2	View
2009-07-21	`XT/`	Extension of Time	1	View
2009-07-21	`WFEE`	Fee Worksheet (SB06)	2	View
2009-07-21	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2009-07-21	`WFEE`	Fee Worksheet (SB06)	1	View
2009-03-19	`EXIN`	Examiner Interview Summary Record (PTOL - 413)	2	View
2009-03-11	`M865`	Letter Requesting Interview with Examiner	2	View
2009-01-23	`CTNF`	Non-Final Rejection	16	View
2009-01-23	`FWCLM`	Index of Claims	2	View
2008-11-07	`EXIN`	Examiner Interview Summary Record (PTOL - 413)	4	View
2008-11-05	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2008-11-05	`CLM`	Claims	10	View
2008-11-05	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2008-11-05	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-11-05	`WFEE`	Fee Worksheet (SB06)	1	View
2008-08-05	`CTNF`	Non-Final Rejection	21	View
2008-08-05	`892`	List of references cited by examiner	1	View
2008-08-05	`SRNT`	Examiner's search strategy and results	7	View
2008-08-05	`FWCLM`	Index of Claims	2	View
2008-08-05	`1449`	List of References cited by applicant and considered by examiner	1	View
2008-08-05	`SRFW`	Search information including classification, databases and other search related notes	1	View
2008-06-13	`SRNT`	Examiner's search strategy and results	1	View
2008-05-27	`WFEE`	Fee Worksheet (SB06)	1	View
2008-05-21	`RCEX`	Request for Continued Examination (RCE)	1	View
2008-05-21	`TRAN.LET`	Transmittal Letter	1	View
2008-05-21	`IDS`	Information Disclosure Statement (IDS) Form (SB08)	1	View
2008-05-21	`WFEE`	Fee Worksheet (SB06)	2	View
2008-05-21	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-05-15	`CTAV`	Advisory Action (PTOL-303)	3	View
2008-05-08	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2008-05-08	`CLM`	Claims	8	View
2008-05-08	`REM`	Applicant Arguments/Remarks Made in an Amendment	6	View
2008-05-08	`WFEE`	Fee Worksheet (SB06)	2	View
2008-05-08	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-02-21	`CTFR`	Final Rejection	16	View
2008-02-21	`892`	List of references cited by examiner	1	View
2008-02-21	`SRFW`	Search information including classification, databases and other search related notes	1	View
2008-02-21	`FWCLM`	Index of Claims	1	View
2008-02-21	`SRNT`	Examiner's search strategy and results	1	View
2008-02-21	`SRNT`	Examiner's search strategy and results	11	View
2008-02-21	`SRNT`	Examiner's search strategy and results	5	View
2008-02-21	`SRNT`	Examiner's search strategy and results	2	View
2007-12-03	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2007-12-03	`SPEC`	Specification	2	View
2007-12-03	`CLM`	Claims	6	View
2007-12-03	`REM`	Applicant Arguments/Remarks Made in an Amendment	6	View
2007-12-03	`WFEE`	Fee Worksheet (SB06)	2	View
2007-12-03	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2007-12-03	`XT/`	Extension of Time	1	View
2007-12-03	`WFEE`	Fee Worksheet (SB06)	1	View
2007-06-04	`CTNF`	Non-Final Rejection	11	View
2007-06-04	`892`	List of references cited by examiner	1	View
2007-06-04	`BIB`	Bibliographic Data Sheet	1	View
2007-06-04	`FWCLM`	Index of Claims	1	View
2007-06-04	`SRFW`	Search information including classification, databases and other search related notes	1	View
2007-05-25	`SRNT`	Examiner's search strategy and results	3	View
2002-12-31	`OATH`	Oath or Declaration filed	2	View
2002-12-31	`LET.`	Miscellaneous Incoming Letter	4	View
2002-12-31	`XT/`	Extension of Time	1	View
2002-08-23	`CTMS`	Miscellaneous Action with shortened statutory period (SSP)	2	View
2002-07-25	`TRNA`	Transmittal of New Application	3	View
2002-07-25	`SPEC`	Specification	16	View
2002-07-25	`CLM`	Claims	5	View
2002-07-25	`ABST`	Abstract	1	View
2002-07-25	`DRW`	Drawings-only black and white line drawings	5	View
2002-07-25	`WFEE`	Fee Worksheet (SB06)	1	View

Inventors

John T. Hughes JR. Stratford, CT

Gopichand Kongani West Haven, CT

Edward A. Perrault Westport, CT

Joseph John Rogers JR. New Hartford, CT

Attorneys & Agents of Record

LARS GENIESER Reg. 46722 Attorney · NIXON & VANDERHYE P.C.

XIAOXIANG LIU Reg. 63566 Attorney · NIXON & VANDERHYE PC

AMIR BEHNIA Reg. 50215 Attorney · NIXON & VANDERHYE P.C.

JOSHUA BRADY Reg. 68190 Attorney

KEVIN WILLIAMS Reg. 63716 Attorney · NIXON & VANDERHYE P.C.

VITALIY OREKHOV Reg. 66731 Attorney · NIXON & VANDERHYE

UPDEEP GILL Reg. 37334 Attorney · NIXON & VANDERHYE, P.C.

ROLAND LONG Reg. 41949 Attorney · YOUNG AND THOMPSON

HAROLD BURNAM Reg. 29366 Attorney · NIXON & VANDERHYE, P.C.

DONGHUA DENG Reg. 70622 Agent

PAUL BOWEN Reg. 38009 Attorney · NIXON & VANDERHYE, P.C.

ANDREW PATCH Reg. 32925 Attorney · YOUNG & THOMPSON

KARI FOOTLAND Reg. 55187 Attorney · YOUNG & THOMPSON

RAYMOND MAH Reg. 41426 Attorney · NIXON & VANDERHYE, P.C.

ISHAN WEERAKOON Reg. 66471 Attorney · NIXON & VANDERHYE P.C

ALAN KAGEN Reg. 36178 Attorney · NIXON & VANDERHYE, P.C.

JOHN LASTOVA Reg. 33149 Attorney · NIXON & VANDERHYE, P.C.

BRIAN KAUFFMAN Reg. 63199 Attorney

DOYLE SIEVER Reg. 47088 Agent · INTREXON CORP.

IAN SCHUTTER Reg. 51094 Agent · NIXON & VANDERHYE, P.C.

BRYAN DAVIDSON Reg. 30251 Attorney · NIXON & VANDERHYE, P.C.

JOSEPH RHOA Reg. 37515 Attorney · NIXON & VANDERHYE, P.C.

JEFFREY GOEHRING Reg. 52948 Attorney · NIXON & VANDERHYE

ADAM CHAPIN Reg. 66712 Agent · NIXON & VANDERHYE PC

JEFFRY NELSON Reg. 30481 Attorney · NIXON & VANDERHYE, P.C.

MIKLOS GASZNER Reg. 61314 Attorney · NIXON & VANDERHYE P.C.

STEPHEN PACHOL Reg. 62487 Attorney

MICHAEL SHEA Reg. 34725 Attorney · NIXON & VANDERHYE, P.C.

COREY HAWSE Reg. 66849 Attorney · NIXON & VANDERHYE P.C.

JONATHAN ROBERTS Reg. 68565 Attorney · NIXON & VANDERHYE, P.C.

ROBERT FARIS Reg. 31352 Attorney · NIXON & VANDERHYE, P.C.

KENLEY HOOVER Reg. 40302 Agent · STERNE, KESSLER, GOLDSTEIN & FOX

DUANE BYERS Reg. 33363 Attorney · NIXON & VANDERHYE, P.C.

JOSEPH PRESTA Reg. 35329 Attorney · NIXON & VANDERHYE, P.C.

ERIC JENSEN Reg. 37855 Attorney · NIXON & VANDERHYE

Classification

USPC 705/36

G06Q40/06

Prosecution

Examiner: BARTLEY, KENNETH
Art Unit: 3693
Customer No.: 23117
Docket No.: JRL-4010-151
Confirmation No.: 9756

Publication

Pub. No.: US20030225655A1
Pub. Date: 2003-12-04

NASDAQ OMX GROUP, INC., THE

from NASDAQ STOCK MARKET, INC., THE

CHANGE OF NAME Recorded 2008-03-28

020747/0105 →

BANK OF AMERICA, N.A., AS COLLATERAL AGENT

from THE NASDAQ STOCK MARKET, INC.

SECURITY AGREEMENT Recorded 2008-03-05

020599/0436 →

BANK OF AMERICA, N.A., AS COLLATERAL AGENT

from NASDAQ STOCK MARKET, INC., THE

PATENT SECURITY AGREEMENT Recorded 2008-02-28

020617/0355 →

THE NASDAQ STOCK MARKET, INC.

from BANK OF AMERICA, N.A.

RELEASE OF SECURITY INTEREST IN PATENTS Recorded 2007-10-11

019943/0733 →

BANK OF AMERICA, N.A. AS COLLATERAL AGENT

from THE NASDAQ STOCK MARKET, INC.

SECURITY AGREEMENT Recorded 2006-04-21

017507/0308 →

THE NASDAQ STOCK MARKET, INC.

from JPMORGAN CHASE BANK N.A., AS ADMINISTRATIVE AGENT

TERMINATION AND RELEASE AGREEMENT Recorded 2006-04-19

017492/0228 →

JP MORGAN CHASE BANK, N.A.

from NASDAQ STOCK MARKET, INC., THE

SECURITY AGREEMENT Recorded 2006-01-11

017222/0503 →

NASDAQ STOCK MARKET, INC., THE

from HUGHES, JOHN T., JR., KONGANI, GOPICHAND, PERRAULT, EDWARD A., ROGERS, JOSEPH JOHN, JR.

ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded 2002-12-30

013611/0194 →

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Quick Facts

App. No.: 10/206,898
Filed: 2002-07-25
Pub. No.: US20030225655A1
Examiner: BARTLEY, KENNETH
Art Unit: 3693

External Links

USPTO Patent Center↗ Pre-Grant Publication PDF↗