IP Library Granted Patent US 7,449,136
Granted Patent B2
US 7,449,136 · App. 10/531,008 · Granted Nov 11, 2008

Method and apparatus for producing composite particles using supercritical fluid as plasticizing and extracting agent

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Quick Facts
Patent No.
US 7,449,136
App. No.
10/531,008
Granted
Nov 11, 2008
Kind
B2
Abstract

The present invention provides methods for producing composite particles using supercritical fluid as a plasticizing and extracting agent, composite particles formed in accordance with the methods and an apparatus for carrying out the methods. In accordance with the methods of the invention, a polymer, a wax and/or a lipid that is a solid at standard temperature and pressure is contacted with a supercritical fluid to form a melt, either before or after the polymer, wax and/or lipid has been contacted with a solution comprising a solute dissolved in a solvent. The supercritical fluid plasticizes the polymer, wax and/or lip and extracts the solvent from the solution, resulting in the formation of a two-fraction system including a first melt-rich fraction that includes the plasticized melt and fine particles of precipitated solute that are dispersed in the melt, and a second fraction that includes the supercritical fluid and the solvent. Expansion of the first fraction across a pressure drop results in the formation of composite particles that include the polymer, wax and/or lipid and the solute.

Claims (29)

1. A method of producing particles comprising the steps of:

contacting a polymer, a wax and/or a lipid that is a solid at standard temperature and pressure with a supercritical fluid in the absence of any solvents to form a melt;

contacting the melt with a solution comprising a solute dissolved in a solvent that is at least partially soluble in the supercritical fluid to form a mass comprising:

a melt-rich fraction comprising the melt, a first portion of the supercritical fluid, and the solute, wherein the solute is in the form of solid particles that are dispersed in the melt; and

a supercritical fluid-rich fraction comprising a second portion of the supercritical fluid and the solvent; and

expanding the mass across a pressure drop into a collection vessel maintained above the boiling point of the solvent to evaporate the solvent and flash the supercritical fluid into a gas and thus form composite particles comprising the polymer, wax and/or lipid and the solute.

2. The method according to claim 1 wherein the polymer is a polysaccharide, polyester, polyether, polyanhydride, polyglycolide (PLGA), polylactic acid (PLA), polycaprolactone (PCL), polyethylene glycol (PEG), or polypeptide.

3. The method according to claim 1 wherein the supercritical fluid is selected from the group consisting of carbon dioxide, nitrous oxide, dimethylether, C1-C6 alkane, C1-C6 alkene and alcohols.

4. The method according to claim 1 wherein the solute is a biologically active substance selected from the group consisting of drugs, pharmaceuticals, therapeutic agents, medicinal agents, viral materials, diagnostic aids, nutritional materials, proteins, peptides, antigens, enzymes, catalysts, nucleic acids and combinations thereof.

5. The method according to claim 1 wherein the solvent is selected from the group consisting of alcohol, toluene, ethyl acetate, methyl chloride, methylene chloride, dimethyl sulfoxide (DMSO) and dimethyl formamide (DMF).

6. The method according to claim 1 wherein the solute is present in the solution in an amount in greater than about 1 weight percent.

7. The method according to claim 1 wherein the solute is present in the solution in an amount greater than about 10 weight percent.

8. The method according to claim 1 wherein the solution further comprises a surfactant.

9. The method according to claim 1 wherein the composite particles have an average diameter of from about 0.5 micrometers (μm) to about 15 micrometers (μm).

10. A method of producing particles comprising the steps of:

contacting a polymer, a wax and/or a lipid that is a solid at standard temperature and pressure with a supercritical fluid in the absence of any solvents to form a melt;

contacting the melt with a solution comprising a solute dissolved in a solvent that is at least partially soluble in the supercritical fluid to form a mass comprising:

a melt-rich fraction comprising the melt, a first portion of the supercritical fluid, and the solute, wherein the solute is in the form of solid particles that are dispersed in the melt; and

a supercritical fluid-rich fraction comprising a second portion of the supercritical fluid and the solvent; and

extracting the solvent from the supercritical fluid-rich fraction to form a solvent-free residual mass; and

expanding the solvent-free residual mass across a pressure drop into a collection vessel to flash the supercritical fluid into a gas and thus form solid particles comprising the polymer, wax and/or lipid and the solute.

11. The method according to claim 10 wherein the polymer is a polysaccharide, polyester, polyether, polyanhydride, polyglycolide (PLGA), polylactic acid (PLA), polycaprolactone (PCL), polyethylene glycol (PEG), or polypeptide.

12. The method according to claim 10 wherein the supercritical fluid is selected from the group consisting of carbon dioxide, nitrous oxide, dimethylether, C1-C6 alkane, C1-C6 alkene and alcohols.

13. The method according to claim 10 wherein the solute is a biologically active substance selected from the group consisting of drugs, pharmaceuticals, therapeutic agents, medicinal agents, viral materials, diagnostic aids, nutritional materials, proteins, peptides, antigens, enzymes, catalysts, nucleic acids and combinations thereof.

14. The method according to claim 10 wherein the solvent is selected from the group consisting of alcohol, toluene, ethyl acetate, methyl chloride, methylene chloride, dimethyl sulfoxide (DMSO) and dimethyl formamide (DMF).

15. The method according to claim 10 wherein the solute is present in the solution in an amount in greater than about 1 weight percent.

16. The method according to claim 10 wherein the solute is present in the solution in an amount greater than about 10 weight percent.

17. The method according to claim 10 wherein the solution further comprises a surfactant.

18. The method according to claim 10 wherein the composite particles have an average diameter of from about 0.5 micrometers (μm) to about 15 micrometers (μm).

Assignments (19)
RELEASE OF SECURITY INTEREST IN PATENTS RECORDED AT R/F 041736/0178 Recorded Apr 21, 2022
From: PNC BANK NATIONAL ASSOCIATION, AS COLLATERAL AGENT
To: FERRO CORPORATION
Reel/Frame 059747/0129 →
SECURITY INTEREST Recorded Feb 16, 2017
From: FERRO CORPORATION
To: PNC BANK, NATIONAL ASSOCIATION, AS COLLATERAL AGENT
Reel/Frame 041736/0178 →
RELEASE OF SECURITY INTEREST Recorded Feb 15, 2017
From: PNC BANK, NATIONAL ASSOCIATION, AS COLLATERAL AGENT
To: FERRO CORPORATION
Reel/Frame 041718/0307 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL (RELEASES RF 017527/0047) Recorded Aug 12, 2014
From: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
To: FERRO PFANSTIEHL LABORATORIES, INC.
Reel/Frame 033522/0253 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL (RELEASES RF 017746/0052) Recorded Aug 12, 2014
From: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
To: FERRO PFANSTIEHL LABORATORIES, INC.
Reel/Frame 033522/0284 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL (RELEASES RF 024804/0139) Recorded Aug 12, 2014
From: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
To: FERRO CORPORATION
Reel/Frame 033522/0755 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL (RELEASES RF 024804/0117) Recorded Aug 12, 2014
From: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
To: FERRO CORPORATION
Reel/Frame 033522/0839 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL (RELEASES RF 024906/0728) Recorded Aug 12, 2014
From: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
To: FERRO CORPORATION
Reel/Frame 033522/0875 →
PATENT SECURITY AGREEMENT Recorded Aug 12, 2014
From: FERRO CORPORATION
To: PNC BANK, NATIONAL ASSOCIATION
Reel/Frame 033522/0966 →
AMENDED AND RESTATED PATENT SECURITY AGREEMENT Recorded Aug 30, 2010
From: FERRO CORPORATION
To: PNC BANK NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK)
Reel/Frame 024906/0728 →
ATTESTATION & CONFIRMATION OF SECURITY INTEREST Recorded Aug 6, 2010
From: FERRO CORPORATION
To: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK), AS COLLATERAL AGENT
Reel/Frame 024804/0117 →
AFTER-ACQUIRED INTELLECTUAL PROPERTY SECURITY AGREEMENT (SECOND SUPPLEMENTAL FILING) Recorded Aug 6, 2010
From: FERRO CORPORATION
To: PNC BANK, NATIONAL ASSOCIATION (AS SUCCESSOR-BY-MERGER TO NATIONAL CITY BANK), AS COLLATERAL AGENT
Reel/Frame 024804/0139 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Dec 4, 2008
From: FERRO PFANSTIEHL LABORATORIES, INC.
To: FERRO CORPORATION
Reel/Frame 021945/0357 →
NUNC PRO TUNC ASSIGNMENT Recorded Oct 3, 2008
From: FERRO CORPORATION
To: FERRO PFANSTIEHL LABORATORIES, INC.
Reel/Frame 021626/0631 →
RELEASE OF SECURITY INTEREST Recorded Sep 29, 2008
From: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (AS SUCCESSOR-IN-INTEREST TO J.P. MORGAN TRUST COMPANY)
To: FERRO CORPORATION
Reel/Frame 021590/0591 →
SECURITY AGREEMENT Recorded Jun 15, 2006
From: FERRO PFANSTIEHL LABORATORIES, INC.
To: J.P. MORGAN TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE
Reel/Frame 017794/0402 →
SECURITY AGREEMENT Recorded Jun 8, 2006
From: FERRO PFANSTIEHL LABORATORIES, INC.
To: NATIONAL CITY BANK, AS COLLATERAL AGENT
Reel/Frame 017746/0052 →
SECURITY AGREEMENT Recorded Apr 26, 2006
From: FERRO PFANSTIEHL LABORATORIES, INC.
To: NATIONAL CITY BANK, AS ADMINISTRATIVE AGENT
Reel/Frame 017527/0047 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Apr 12, 2005
From: SHEKUNOV, BORIS Y.; CHATTOPADHYAY, PRATIBHASH; SEITZINGER, JEFFREY S.
To: FERRO CORPORATION
Reel/Frame 017333/0581 →