IP Library Granted Patent US 8,463,690
Granted Patent B2
US 8,463,690 · App. 11/168,253 · Granted Jun 11, 2013

Systems and methods for vending and acquiring order priority

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Quick Facts
Patent No.
US 8,463,690
App. No.
11/168,253
Granted
Jun 11, 2013
Kind
B2
Abstract

Systems and methods for vending and acquiring of trading priority in electronic trading systems are provided. The systems and method preferably provide for vending and acquiring priority in any suitable electronic trading system. Such suitable electronic trading systems include, but are not limited to, hit/lift exclusive priority systems, price time priority systems, order allocation systems, and request for quote systems.

Claims (31)

1. A system for trading an item comprising:

a server comprising:

a server storage device;

a server processor connected to the server storage device, the server storage device storing a server program for controlling the server processor; and

the server program, when executed by the processor, directs the server processor to:

match trades between a plurality of trading participants in accordance with a trading algorithm; and

transact the vending and acquiring of trading priority between at least one priority vendor and at least one priority acquirer, wherein the vending and acquiring of said trading priority includes an incentive awarded to the vendor.

2. The system for trading an item according to claim 1 wherein the trading algorithm is a hit/lift trading algorithm.

3. The system for trading an item according to claim 1 wherein the trading algorithm is for matching market maker, professional trader and public customer orders and quotations with incoming orders and quotations.

4. The system for trading an item according to claim 1 wherein the trading algorithm is a price and time priority trading algorithm.

5. The system for trading an item according to claim 1 wherein the trading algorithm is a pro-rata sharing trading algorithm.

6. The system for trading an item according to claim 1 wherein the trading algorithm is a request for quote trading algorithm.

7. The system for trading an item according to claim 1 wherein the server program, when executed by the processor, further directs the server processor to output an indication of a trading priority available for acquisition.

8. The system for trading an item according to claim 7 including a plurality of workstations, each of the plurality of workstations operative to communicate with the server, each of the workstations comprising:

a workstation storage device;

a workstation processor connected to the workstation storage device, the workstation storage device storing a workstation program for controlling the workstation processor; and

the workstation program, when executed by the workstation processor, directs the workstation processor to:

display transaction information to trading participants;

receive an indication of a trading priority available for acquisition; and

display an indication of a trading priority available for acquisition to the plurality of trading participants.

9. The system for trading an item according to claim 8 wherein the transaction information relating to the trading priority is displayed as an indication pertaining to a price and size available for trading.

10. The system for trading an item according to claim 8 wherein the transaction information relating to the trading priority is displayed as an indication pertaining to one of a bid, buy, offer or sell side for which priority may be acquired.

11. The system for trading an item according to claim 1 wherein the incentive awarded to the vendor is provided as a reduction in brokerage.

12. The system for trading an item according to claim 1 wherein the incentive awarded to the vendor is provided as a reduction in trading fees.

13. The system for trading an item according to claim 1 wherein the incentive awarded to the vendor is provided as a reduction in clearing fees.

14. The system for trading an item according to claim 1 wherein the incentive awarded to the vendor is sourced from a priority acquirer.

15. The system for trading an item according to claim 14 wherein the incentive sourced from a priority acquirer is provided as an increase in brokerage.

16. The system for trading an item according to claim 14 wherein the incentive sourced from a priority acquirer is provided as an increase in trading fees.

17. The system for trading an item according to claim 14 wherein the incentive sourced from a priority acquirer is provided as an increase in clearing fees.

18. The system for trading an item according to claim 1 wherein the vending of trading priority by the at least one priority vendor is by default.

19. The system for trading an item according to claim 1 wherein the vending of trading priority by the at least one priority vendor is implemented by said priority vendor sending an instruction to vend priority.

Assignments (2)
MERGER Recorded Apr 15, 2008
From: BGC PARTNERS, LLC; ESPEED, INC.
To: BGC PARTNERS, INC.
Reel/Frame 020806/0396 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Aug 28, 2006
From: LUTNICK, HOWARD W.; SWEETING, MICHAEL
To: ESPEED, INC.
Reel/Frame 018187/0970 →