Patent Application
Utility
App. No. 11/351,633
· Confirmation No. 4477
Securities trade monitoring and evaluation system
Abandoned -- Failure to Respond to an Office Action
View Publication ↗
|
⬇ PDF
|
Code | Description | Pages | ||
|---|---|---|---|---|---|
| 2019-07-30 | ABN |
Abandonment | 2 | View | |
| 2019-07-22 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2019-07-22 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2018-12-21 | N/AP |
Notice of Appeal Filed | 2 | View | |
| 2018-12-21 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2018-12-21 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2018-06-21 | CTFR |
Final Rejection | 21 | View | |
| 2018-06-21 | FWCLM |
Index of Claims | 1 | View | |
| 2018-06-21 | SRFW |
Search information including classification, databases and other search related notes | 2 | View | |
| 2018-05-24 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2018-05-24 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2018-05-24 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2018-05-24 | REM |
Applicant Arguments/Remarks Made in an Amendment | 10 | View | |
| 2018-05-24 | CLM |
Claims | 4 | View | |
| 2018-05-24 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2017-11-24 | SRFW |
Search information including classification, databases and other search related notes | 2 | View | |
| 2017-11-24 | CTNF |
Non-Final Rejection | 16 | View | |
| 2017-11-24 | FWCLM |
Index of Claims | 1 | View | |
| 2017-04-12 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2017-04-12 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2017-04-12 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2017-04-12 | CLM |
Claims | 4 | View | |
| 2017-04-12 | REM |
Applicant Arguments/Remarks Made in an Amendment | 4 | View | |
| 2017-04-12 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2017-04-12 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2016-10-12 | CTFR |
Final Rejection | 20 | View | |
| 2016-10-12 | FWCLM |
Index of Claims | 1 | View | |
| 2016-10-12 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2016-09-15 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2016-09-15 | CLM |
Claims | 5 | View | |
| 2016-09-15 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2016-09-15 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2016-09-15 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2016-09-15 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2016-09-15 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2016-03-15 | CTNF |
Non-Final Rejection | 15 | View | |
| 2016-03-15 | FWCLM |
Index of Claims | 1 | View | |
| 2016-03-15 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2015-12-08 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2015-12-08 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2015-12-08 | CLM |
Claims | 5 | View | |
| 2015-12-08 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2015-12-08 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2015-12-08 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2015-12-08 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2015-11-13 | M327 |
Miscellaneous Communication to Applicant - No Action Count | 2 | View | |
| 2015-11-13 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2015-10-29 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 4 | View | |
| 2015-10-29 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2015-10-29 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2015-06-08 | CTFR |
Final Rejection | 14 | View | |
| 2015-06-08 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2015-06-08 | FWCLM |
Index of Claims | 4 | View | |
| 2015-05-26 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2015-05-26 | CLM |
Claims | 5 | View | |
| 2015-05-26 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2015-05-26 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2015-05-26 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2015-05-26 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2014-11-24 | CTNF |
Non-Final Rejection | 8 | View | |
| 2014-11-24 | 892 |
List of references cited by examiner | 1 | View | |
| 2014-11-24 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2014-11-24 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2014-11-24 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2014-11-24 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2014-11-24 | FWCLM |
Index of Claims | 4 | View | |
| 2014-11-12 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2014-11-10 | A.PE |
Preliminary Amendment | 1 | View | |
| 2014-11-10 | CLM |
Claims | 4 | View | |
| 2014-11-10 | REM |
Applicant Arguments/Remarks Made in an Amendment | 2 | View | |
| 2014-11-10 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2014-11-05 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2014-07-29 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 4 | View | |
| 2014-07-29 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2013-09-25 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 4 | View | |
| 2013-09-25 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-09-17 | INTRVIEW.APP |
Applicant summary of interview with examiner | 2 | View | |
| 2012-09-17 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-08-15 | INTV.SUM.APP |
Applicant Initiated Interview Summary (PTOL-413) | 3 | View | |
| 2012-08-15 | OA.APPENDIX |
Office Action Appendix | 5 | View | |
| 2012-06-27 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2012-06-27 | M865 |
Letter Requesting Interview with Examiner | 3 | View | |
| 2012-06-27 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-06-27 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-01-27 | CTFR |
Final Rejection | 31 | View | |
| 2012-01-27 | 892 |
List of references cited by examiner | 1 | View | |
| 2012-01-27 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2012-01-27 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2012-01-27 | FWCLM |
Index of Claims | 4 | View | |
| 2012-01-03 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2012-01-03 | CLM |
Claims | 13 | View | |
| 2012-01-03 | REM |
Applicant Arguments/Remarks Made in an Amendment | 16 | View | |
| 2012-01-03 | INTRVIEW.APP |
Applicant summary of interview with examiner | 2 | View | |
| 2012-01-03 | XT/ |
Extension of Time | 2 | View | |
| 2012-01-03 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-01-03 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2011-12-20 | INTV.SUM.APP |
Applicant Initiated Interview Summary (PTOL-413) | 3 | View | |
| 2011-12-20 | OA.APPENDIX |
Office Action Appendix | 2 | View | |
| 2011-07-01 | CTNF |
Non-Final Rejection | 27 | View | |
| 2011-07-01 | 892 |
List of references cited by examiner | 1 | View | |
| 2011-07-01 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2011-07-01 | FWCLM |
Index of Claims | 4 | View | |
| 2011-07-01 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2011-03-17 | INTRVIEW.APP |
Applicant summary of interview with examiner | 2 | View | |
| 2011-03-17 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-02-24 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 3 | View | |
| 2010-12-22 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2010-12-22 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-12-22 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-12-22 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2010-12-22 | CLM |
Claims | 12 | View | |
| 2010-12-22 | REM |
Applicant Arguments/Remarks Made in an Amendment | 17 | View | |
| 2010-12-22 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-09-29 | CTFR |
Final Rejection | 22 | View | |
| 2010-09-29 | 892 |
List of references cited by examiner | 1 | View | |
| 2010-09-29 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-09-29 | FWCLM |
Index of Claims | 4 | View | |
| 2010-09-29 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2010-08-19 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-08-19 | CLM |
Claims | 12 | View | |
| 2010-08-19 | REM |
Applicant Arguments/Remarks Made in an Amendment | 9 | View | |
| 2010-08-19 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-08-19 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-08-19 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-07-30 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 3 | View | |
| 2010-07-30 | OA.APPENDIX |
Office Action Appendix | 1 | View | |
| 2010-04-29 | CTNF |
Non-Final Rejection | 24 | View | |
| 2010-04-29 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-04-29 | FWCLM |
Index of Claims | 4 | View | |
| 2010-04-13 | N570 |
Communication - Re: Power of Attorney (PTOL-308) | 1 | View | |
| 2010-04-13 | N570 |
Communication - Re: Power of Attorney (PTOL-308) | 1 | View | |
| 2010-03-31 | PA.. |
Power of Attorney | 1 | View | |
| 2010-03-31 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-03-31 | R3.73 |
Assignee showing of ownership per 37 CFR 3.73 | 2 | View | |
| 2010-02-10 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2010-02-10 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2010-02-10 | CLM |
Claims | 10 | View | |
| 2010-02-10 | REM |
Applicant Arguments/Remarks Made in an Amendment | 10 | View | |
| 2010-02-10 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-02-10 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-02-10 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-02-10 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-11-10 | CTFR |
Final Rejection | 20 | View | |
| 2009-11-10 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-11-10 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-11-10 | FWCLM |
Index of Claims | 3 | View | |
| 2009-11-10 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2009-07-30 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-07-30 | CLM |
Claims | 10 | View | |
| 2009-07-30 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2009-07-30 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-07-30 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-07-30 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-07-06 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 2 | View | |
| 2009-07-06 | OA.APPENDIX |
Office Action Appendix | 2 | View | |
| 2009-03-30 | CTNF |
Non-Final Rejection | 20 | View | |
| 2009-03-30 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-03-30 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-03-30 | FWCLM |
Index of Claims | 3 | View | |
| 2009-03-16 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2009-03-16 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2009-03-16 | CLM |
Claims | 11 | View | |
| 2009-03-16 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2009-03-16 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-03-16 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2009-03-16 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-03-16 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-02-11 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 2 | View | |
| 2009-02-11 | OA.APPENDIX |
Office Action Appendix | 2 | View | |
| 2008-12-19 | CTFR |
Final Rejection | 21 | View | |
| 2008-12-19 | 892 |
List of references cited by examiner | 1 | View | |
| 2008-12-19 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-12-19 | FWCLM |
Index of Claims | 3 | View | |
| 2008-12-19 | SRNT |
Examiner's search strategy and results | 4 | View | |
| 2008-09-11 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2008-09-11 | CLM |
Claims | 9 | View | |
| 2008-09-11 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2008-09-11 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-09-11 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2008-09-11 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-04-11 | CTNF |
Non-Final Rejection | 27 | View | |
| 2008-04-11 | 892 |
List of references cited by examiner | 2 | View | |
| 2008-04-11 | FWCLM |
Index of Claims | 2 | View | |
| 2008-04-11 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-04-11 | SRNT |
Examiner's search strategy and results | 9 | View | |
| 2008-04-11 | 1449 |
List of References cited by applicant and considered by examiner | 1 | View | |
| 2008-04-11 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2007-04-12 | NTC.PUB |
Notice of Publication | 1 | View | |
| 2006-11-22 | TRAN.LET |
Transmittal Letter | 3 | View | |
| 2006-11-22 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 1 | View | |
| 2006-11-22 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2006-05-02 | PEFR |
Applicant Response to Pre-Exam Formalities Notice | 6 | View | |
| 2006-05-02 | OATH |
Oath or Declaration filed | 15 | View | |
| 2006-05-02 | PA.. |
Power of Attorney | 32 | View | |
| 2006-05-02 | 136A |
Authorization for Extension of Time all replies | 6 | View | |
| 2006-03-09 | PEFN |
Pre-Exam Formalities Notice | 2 | View | |
| 2006-02-09 | TRNA |
Transmittal of New Application | 2 | View | |
| 2006-02-09 | SPEC |
Specification | 28 | View | |
| 2006-02-09 | CLM |
Claims | 8 | View | |
| 2006-02-09 | ABST |
Abstract | 1 | View | |
| 2006-02-09 | DRW |
Drawings-only black and white line drawings | 61 | View | |
| 2006-02-09 | OATH |
Oath or Declaration filed | 3 | View | |
| 2006-02-09 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2006-02-09 | WFEE |
Fee Worksheet (SB06) | 1 | View |
Inventors
Jan Mayle
Bernardsville, NJ
Stephanie Jacoby
New York, NY
Ronald Crampton
Hillsborough, CA
Mark Martin
Lake Orion, MI
Dave Waluk
Mill Valley, CA
Attorneys & Agents of Record
Classification
USPC
705/35
G06Q40/06
Prosecution
- Examiner
- SUBRAMANIAN, NARAYANSWAMY
- Art Unit
- 3695
- Customer No.
- 93219
- Docket No.
- 10022-02177 US
- Confirmation No.
- 4477
Publication
- Pub. No.
- US20070083452A1
- Pub. Date
- 2007-04-12
Parent
Claims priority from a provisional application
→
App. 60/724,620
Filed 2005-10-07
· Provisional Application Expired
Child
is a Continuation of
→
App. 13/620,469
Filed 2012-09-14
· Abandoned -- Failure to Respond to an Office Action
Child
is a Continuation of
→
App. 16/517,658
Filed 2019-07-21
· Abandoned -- Failure to Respond to an Office Action
RELEASE OF SECURITY INTEREST
Recorded 2023-11-21
RELEASE OF SECURITY INTEREST
Recorded 2013-11-04
RELEASE OF SECURITY INTEREST
Recorded 2011-09-07
from
BONDDESK GROUP LLC
SECURITY AGREEMENT
Recorded 2006-08-22
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2006-04-25
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this application's details
Quick Facts
- App. No.
- 11/351,633
- Filed
- 2006-02-09
- Pub. No.
- US20070083452A1
- Examiner
- SUBRAMANIAN, NARAYANSWAMY
- Art Unit
- 3695
External Links