IP Library Patent Application 11351633
Patent Application Utility
App. No. 11/351,633 · Confirmation No. 4477

Securities trade monitoring and evaluation system

Abandoned -- Failure to Respond to an Office Action View Publication ↗
⬇ PDF
Code Description Pages PDF
2019-07-30 ABN Abandonment 2 View
2019-07-22 WFEE Fee Worksheet (SB06) 2 View
2019-07-22 N417 Electronic Filing System Acknowledgment Receipt 2 View
2018-12-21 N/AP Notice of Appeal Filed 2 View
2018-12-21 WFEE Fee Worksheet (SB06) 2 View
2018-12-21 N417 Electronic Filing System Acknowledgment Receipt 2 View
2018-06-21 CTFR Final Rejection 21 View
2018-06-21 FWCLM Index of Claims 1 View
2018-06-21 SRFW Search information including classification, databases and other search related notes 2 View
2018-05-24 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2018-05-24 WFEE Fee Worksheet (SB06) 2 View
2018-05-24 N417 Electronic Filing System Acknowledgment Receipt 3 View
2018-05-24 REM Applicant Arguments/Remarks Made in an Amendment 10 View
2018-05-24 CLM Claims 4 View
2018-05-24 WFEE Fee Worksheet (SB06) 1 View
2017-11-24 SRFW Search information including classification, databases and other search related notes 2 View
2017-11-24 CTNF Non-Final Rejection 16 View
2017-11-24 FWCLM Index of Claims 1 View
2017-04-12 WFEE Fee Worksheet (SB06) 1 View
2017-04-12 RCEX Request for Continued Examination (RCE) 3 View
2017-04-12 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2017-04-12 CLM Claims 4 View
2017-04-12 REM Applicant Arguments/Remarks Made in an Amendment 4 View
2017-04-12 WFEE Fee Worksheet (SB06) 2 View
2017-04-12 N417 Electronic Filing System Acknowledgment Receipt 2 View
2016-10-12 CTFR Final Rejection 20 View
2016-10-12 FWCLM Index of Claims 1 View
2016-10-12 SRFW Search information including classification, databases and other search related notes 1 View
2016-09-15 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2016-09-15 CLM Claims 5 View
2016-09-15 REM Applicant Arguments/Remarks Made in an Amendment 6 View
2016-09-15 WFEE Fee Worksheet (SB06) 2 View
2016-09-15 N417 Electronic Filing System Acknowledgment Receipt 3 View
2016-09-15 WFEE Fee Worksheet (SB06) 1 View
2016-09-15 WFEE Fee Worksheet (SB06) 1 View
2016-03-15 CTNF Non-Final Rejection 15 View
2016-03-15 FWCLM Index of Claims 1 View
2016-03-15 SRFW Search information including classification, databases and other search related notes 1 View
2015-12-08 RCEX Request for Continued Examination (RCE) 3 View
2015-12-08 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2015-12-08 CLM Claims 5 View
2015-12-08 REM Applicant Arguments/Remarks Made in an Amendment 6 View
2015-12-08 WFEE Fee Worksheet (SB06) 2 View
2015-12-08 N417 Electronic Filing System Acknowledgment Receipt 3 View
2015-12-08 WFEE Fee Worksheet (SB06) 1 View
2015-11-13 M327 Miscellaneous Communication to Applicant - No Action Count 2 View
2015-11-13 1449 List of References cited by applicant and considered by examiner 2 View
2015-10-29 IDS Information Disclosure Statement (IDS) Form (SB08) 4 View
2015-10-29 WFEE Fee Worksheet (SB06) 2 View
2015-10-29 N417 Electronic Filing System Acknowledgment Receipt 2 View
2015-06-08 CTFR Final Rejection 14 View
2015-06-08 SRFW Search information including classification, databases and other search related notes 1 View
2015-06-08 FWCLM Index of Claims 4 View
2015-05-26 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2015-05-26 CLM Claims 5 View
2015-05-26 REM Applicant Arguments/Remarks Made in an Amendment 7 View
2015-05-26 WFEE Fee Worksheet (SB06) 2 View
2015-05-26 N417 Electronic Filing System Acknowledgment Receipt 2 View
2015-05-26 WFEE Fee Worksheet (SB06) 1 View
2014-11-24 CTNF Non-Final Rejection 8 View
2014-11-24 892 List of references cited by examiner 1 View
2014-11-24 SRFW Search information including classification, databases and other search related notes 1 View
2014-11-24 BIB Bibliographic Data Sheet 1 View
2014-11-24 1449 List of References cited by applicant and considered by examiner 2 View
2014-11-24 1449 List of References cited by applicant and considered by examiner 2 View
2014-11-24 FWCLM Index of Claims 4 View
2014-11-12 SRNT Examiner's search strategy and results 1 View
2014-11-10 A.PE Preliminary Amendment 1 View
2014-11-10 CLM Claims 4 View
2014-11-10 REM Applicant Arguments/Remarks Made in an Amendment 2 View
2014-11-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2014-11-05 SRNT Examiner's search strategy and results 1 View
2014-07-29 IDS Information Disclosure Statement (IDS) Form (SB08) 4 View
2014-07-29 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-09-25 IDS Information Disclosure Statement (IDS) Form (SB08) 4 View
2013-09-25 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-09-17 INTRVIEW.APP Applicant summary of interview with examiner 2 View
2012-09-17 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-08-15 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2012-08-15 OA.APPENDIX Office Action Appendix 5 View
2012-06-27 RCEX Request for Continued Examination (RCE) 3 View
2012-06-27 M865 Letter Requesting Interview with Examiner 3 View
2012-06-27 WFEE Fee Worksheet (SB06) 2 View
2012-06-27 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-01-27 CTFR Final Rejection 31 View
2012-01-27 892 List of references cited by examiner 1 View
2012-01-27 SRFW Search information including classification, databases and other search related notes 1 View
2012-01-27 SRNT Examiner's search strategy and results 2 View
2012-01-27 FWCLM Index of Claims 4 View
2012-01-03 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2012-01-03 CLM Claims 13 View
2012-01-03 REM Applicant Arguments/Remarks Made in an Amendment 16 View
2012-01-03 INTRVIEW.APP Applicant summary of interview with examiner 2 View
2012-01-03 XT/ Extension of Time 2 View
2012-01-03 WFEE Fee Worksheet (SB06) 2 View
2012-01-03 N417 Electronic Filing System Acknowledgment Receipt 3 View
2011-12-20 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2011-12-20 OA.APPENDIX Office Action Appendix 2 View
2011-07-01 CTNF Non-Final Rejection 27 View
2011-07-01 892 List of references cited by examiner 1 View
2011-07-01 SRNT Examiner's search strategy and results 2 View
2011-07-01 FWCLM Index of Claims 4 View
2011-07-01 SRFW Search information including classification, databases and other search related notes 1 View
2011-03-17 INTRVIEW.APP Applicant summary of interview with examiner 2 View
2011-03-17 N417 Electronic Filing System Acknowledgment Receipt 2 View
2011-02-24 EXIN Examiner Interview Summary Record (PTOL - 413) 3 View
2010-12-22 RCEX Request for Continued Examination (RCE) 3 View
2010-12-22 WFEE Fee Worksheet (SB06) 2 View
2010-12-22 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-12-22 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2010-12-22 CLM Claims 12 View
2010-12-22 REM Applicant Arguments/Remarks Made in an Amendment 17 View
2010-12-22 WFEE Fee Worksheet (SB06) 1 View
2010-09-29 CTFR Final Rejection 22 View
2010-09-29 892 List of references cited by examiner 1 View
2010-09-29 SRFW Search information including classification, databases and other search related notes 1 View
2010-09-29 FWCLM Index of Claims 4 View
2010-09-29 SRNT Examiner's search strategy and results 2 View
2010-08-19 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2010-08-19 CLM Claims 12 View
2010-08-19 REM Applicant Arguments/Remarks Made in an Amendment 9 View
2010-08-19 WFEE Fee Worksheet (SB06) 2 View
2010-08-19 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-08-19 WFEE Fee Worksheet (SB06) 1 View
2010-07-30 EXIN Examiner Interview Summary Record (PTOL - 413) 3 View
2010-07-30 OA.APPENDIX Office Action Appendix 1 View
2010-04-29 CTNF Non-Final Rejection 24 View
2010-04-29 SRFW Search information including classification, databases and other search related notes 1 View
2010-04-29 FWCLM Index of Claims 4 View
2010-04-13 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2010-04-13 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2010-03-31 PA.. Power of Attorney 1 View
2010-03-31 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-03-31 R3.73 Assignee showing of ownership per 37 CFR 3.73 2 View
2010-02-10 RCEX Request for Continued Examination (RCE) 3 View
2010-02-10 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2010-02-10 CLM Claims 10 View
2010-02-10 REM Applicant Arguments/Remarks Made in an Amendment 10 View
2010-02-10 WFEE Fee Worksheet (SB06) 2 View
2010-02-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-02-10 WFEE Fee Worksheet (SB06) 1 View
2010-02-10 WFEE Fee Worksheet (SB06) 1 View
2009-11-10 CTFR Final Rejection 20 View
2009-11-10 892 List of references cited by examiner 1 View
2009-11-10 SRFW Search information including classification, databases and other search related notes 1 View
2009-11-10 FWCLM Index of Claims 3 View
2009-11-10 SRNT Examiner's search strategy and results 2 View
2009-07-30 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2009-07-30 CLM Claims 10 View
2009-07-30 REM Applicant Arguments/Remarks Made in an Amendment 7 View
2009-07-30 WFEE Fee Worksheet (SB06) 2 View
2009-07-30 N417 Electronic Filing System Acknowledgment Receipt 2 View
2009-07-30 WFEE Fee Worksheet (SB06) 1 View
2009-07-06 EXIN Examiner Interview Summary Record (PTOL - 413) 2 View
2009-07-06 OA.APPENDIX Office Action Appendix 2 View
2009-03-30 CTNF Non-Final Rejection 20 View
2009-03-30 892 List of references cited by examiner 1 View
2009-03-30 SRFW Search information including classification, databases and other search related notes 1 View
2009-03-30 FWCLM Index of Claims 3 View
2009-03-16 RCEX Request for Continued Examination (RCE) 3 View
2009-03-16 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2009-03-16 CLM Claims 11 View
2009-03-16 REM Applicant Arguments/Remarks Made in an Amendment 6 View
2009-03-16 WFEE Fee Worksheet (SB06) 2 View
2009-03-16 N417 Electronic Filing System Acknowledgment Receipt 3 View
2009-03-16 WFEE Fee Worksheet (SB06) 1 View
2009-03-16 WFEE Fee Worksheet (SB06) 1 View
2009-02-11 EXIN Examiner Interview Summary Record (PTOL - 413) 2 View
2009-02-11 OA.APPENDIX Office Action Appendix 2 View
2008-12-19 CTFR Final Rejection 21 View
2008-12-19 892 List of references cited by examiner 1 View
2008-12-19 SRFW Search information including classification, databases and other search related notes 1 View
2008-12-19 FWCLM Index of Claims 3 View
2008-12-19 SRNT Examiner's search strategy and results 4 View
2008-09-11 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2008-09-11 CLM Claims 9 View
2008-09-11 REM Applicant Arguments/Remarks Made in an Amendment 7 View
2008-09-11 WFEE Fee Worksheet (SB06) 2 View
2008-09-11 N417 Electronic Filing System Acknowledgment Receipt 2 View
2008-09-11 WFEE Fee Worksheet (SB06) 1 View
2008-04-11 CTNF Non-Final Rejection 27 View
2008-04-11 892 List of references cited by examiner 2 View
2008-04-11 FWCLM Index of Claims 2 View
2008-04-11 SRFW Search information including classification, databases and other search related notes 1 View
2008-04-11 SRNT Examiner's search strategy and results 9 View
2008-04-11 1449 List of References cited by applicant and considered by examiner 1 View
2008-04-11 BIB Bibliographic Data Sheet 1 View
2007-04-12 NTC.PUB Notice of Publication 1 View
2006-11-22 TRAN.LET Transmittal Letter 3 View
2006-11-22 IDS Information Disclosure Statement (IDS) Form (SB08) 1 View
2006-11-22 N417 Electronic Filing System Acknowledgment Receipt 2 View
2006-05-02 PEFR Applicant Response to Pre-Exam Formalities Notice 6 View
2006-05-02 OATH Oath or Declaration filed 15 View
2006-05-02 PA.. Power of Attorney 32 View
2006-05-02 136A Authorization for Extension of Time all replies 6 View
2006-03-09 PEFN Pre-Exam Formalities Notice 2 View
2006-02-09 TRNA Transmittal of New Application 2 View
2006-02-09 SPEC Specification 28 View
2006-02-09 CLM Claims 8 View
2006-02-09 ABST Abstract 1 View
2006-02-09 DRW Drawings-only black and white line drawings 61 View
2006-02-09 OATH Oath or Declaration filed 3 View
2006-02-09 WFEE Fee Worksheet (SB06) 1 View
2006-02-09 WFEE Fee Worksheet (SB06) 1 View
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this application's details
Quick Facts
App. No.
11/351,633
Filed
2006-02-09
Pub. No.
US20070083452A1
Art Unit
3695