IP Library Granted Patent US 8,346,652
Granted Patent B2
US 8,346,652 · App. 12/560,981 · Granted Jan 1, 2013

Hybrid trading system for concurrently trading securities or derivatives through both electronic and open-outcry trading mechanisms

View Patent ↗
Loading inventors, assignments & file history…
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this patent's details
Quick Facts
Patent No.
US 8,346,652
App. No.
12/560,981
Granted
Jan 1, 2013
Kind
B2
Abstract

A system and method of allocating orders in an exchange configured for trading by a combination of electronic and open-outcry trading mechanisms is provided. One method includes permitting multiple quotes to be disseminated to the market, but limiting market making to only those entities having a physical presence on the floor of the exchange. Methods of enhancing the hybrid electronic and open-outcry exchange also include automatically eliminating crossed quotes and locked quotes while permitting certain orders to trade against locked quotes.

Claims (11)

1. A method of trading derivatives in an exchange comprising:

in an electronic trade engine having a processor, the processor:

detecting a locked quote of a first market maker and a second market maker at the electronic trade engine;

delaying automatic execution of the locked quote for a predetermined time;

disseminating the locked quote to the exchange and permitting execution of orders against the locked quote; and

notifying the first and second market makers of the locked quote after a notification period, wherein the notification period is a period of time less than the predetermined time.

2. The method of claim 1 , wherein permitting execution of orders against the locked quote comprises permitting only non-ICM orders to trade against the locked quote.

3. The method of claim 2 , wherein the non-ICM orders comprise public customer orders.

4. The method of claim 1 , wherein the first and second market makers comprise in-crowd market participants having a physical presence on a floor of the exchange.

5. The method of claim 1 , further comprising detecting a crossed quote between the first and second market makers and widening a quote spread of one of the first and second market makers to lock with a quote of the other of the first and the second market makers.

6. The method of claim 1 , wherein widening a quote of one of the first and second market makers comprises widening a later of two quotes to arrive at the electronic trade engine.

Assignments (2)
CHANGE OF NAME Recorded Dec 7, 2017
From: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
To: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
Reel/Frame 044741/0138 →
CHANGE OF NAME Recorded Dec 7, 2017
From: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
To: CBOE EXCHANGE, INC.
Reel/Frame 044742/0576 →