METHODS AND SYSTEMS RELATED TO SECURITIES TRADING

Inventors: HENRI WAELBROECK, Adriana Marcela Waelbroeck, Carla Gomes, Nataliya Bershova

Abandoned -- Failure to Respond to an Office Action

	Code	Description	Pages	PDF
2023-12-28	`ABN`	Abandonment	2	View
2023-06-07	`CTNF`	Non-Final Rejection	10	View
2023-06-07	`SRFW`	Search information including classification, databases and other search related notes	3	View
2023-06-07	`SRNT`	Examiner's search strategy and results	3	View
2023-06-07	`SRNT`	Examiner's search strategy and results	87	View
2023-06-07	`SRNT`	Examiner's search strategy and results	6	View
2023-05-18	`RCEX`	Request for Continued Examination (RCE)	3	View
2023-05-18	`WFEE`	Fee Worksheet (SB06)	2	View
2023-05-18	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2023-05-18	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2023-05-18	`CLM`	Claims	4	View
2023-05-18	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2023-05-18	`WFEE`	Fee Worksheet (SB06)	1	View
2022-11-29	`OA.POSTCARD`	A courtesy postcard sent by USPTO to users who opt-in for e-Office Action	1	View
2022-11-21	`CTFR`	Final Rejection	11	View
2022-11-21	`SRFW`	Search information including classification, databases and other search related notes	3	View
2022-11-21	`SRNT`	Examiner's search strategy and results	1	View
2022-11-21	`SRNT`	Examiner's search strategy and results	40	View
2022-10-14	`WFEE`	Fee Worksheet (SB06)	2	View
2022-10-14	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2022-10-14	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2022-10-14	`CLM`	Claims	3	View
2022-10-14	`REM`	Applicant Arguments/Remarks Made in an Amendment	4	View
2022-10-14	`WFEE`	Fee Worksheet (SB06)	1	View
2022-04-22	`OA.POSTCARD`	A courtesy postcard sent by USPTO to users who opt-in for e-Office Action	1	View
2022-04-14	`CTNF`	Non-Final Rejection	12	View
2022-04-14	`SRFW`	Search information including classification, databases and other search related notes	2	View
2022-04-14	`SRNT`	Examiner's search strategy and results	1	View
2022-04-14	`SRNT`	Examiner's search strategy and results	16	View
2022-03-28	`RCEX`	Request for Continued Examination (RCE)	3	View
2022-03-28	`WFEE`	Fee Worksheet (SB06)	2	View
2022-03-28	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2022-03-28	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2022-03-28	`CLM`	Claims	3	View
2022-03-28	`REM`	Applicant Arguments/Remarks Made in an Amendment	4	View
2022-03-28	`WFEE`	Fee Worksheet (SB06)	1	View
2021-09-27	`CTFR`	Final Rejection	10	View
2021-09-27	`892`	List of references cited by examiner	1	View
2021-09-27	`SRFW`	Search information including classification, databases and other search related notes	2	View
2021-09-27	`SRNT`	Examiner's search strategy and results	15	View
2021-09-17	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2021-09-17	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2021-09-17	`CLM`	Claims	3	View
2021-09-17	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2021-09-17	`WFEE`	Fee Worksheet (SB06)	2	View
2021-09-17	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2021-09-17	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2021-09-17	`CLM`	Claims	3	View
2021-09-17	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2021-03-17	`CTNF`	Non-Final Rejection	13	View
2021-03-17	`SRFW`	Search information including classification, databases and other search related notes	2	View
2021-03-17	`SRNT`	Examiner's search strategy and results	3	View
2021-03-01	`RCEX`	Request for Continued Examination (RCE)	3	View
2021-03-01	`WFEE`	Fee Worksheet (SB06)	2	View
2021-03-01	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2021-03-01	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2021-03-01	`CLM`	Claims	3	View
2021-03-01	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2021-03-01	`WFEE`	Fee Worksheet (SB06)	1	View
2020-08-27	`CTFR`	Final Rejection	10	View
2020-08-27	`SRFW`	Search information including classification, databases and other search related notes	2	View
2020-08-27	`SRNT`	Examiner's search strategy and results	3	View
2020-08-11	`WFEE`	Fee Worksheet (SB06)	1	View
2020-08-11	`WFEE`	Fee Worksheet (SB06)	2	View
2020-08-11	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2020-08-11	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2020-08-11	`CLM`	Claims	3	View
2020-08-11	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2020-02-12	`CTNF`	Non-Final Rejection	9	View
2020-02-12	`892`	List of references cited by examiner	1	View
2020-02-12	`SRFW`	Search information including classification, databases and other search related notes	2	View
2020-02-12	`SRNT`	Examiner's search strategy and results	1	View
2020-01-02	`RCEX`	Request for Continued Examination (RCE)	1	View
2020-01-02	`WFEE`	Fee Worksheet (SB06)	2	View
2020-01-02	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2020-01-02	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2020-01-02	`CLM`	Claims	3	View
2020-01-02	`REM`	Applicant Arguments/Remarks Made in an Amendment	5	View
2020-01-02	`WFEE`	Fee Worksheet (SB06)	1	View
2019-07-01	`CTFR`	Final Rejection	12	View
2019-07-01	`892`	List of references cited by examiner	1	View
2019-07-01	`SRFW`	Search information including classification, databases and other search related notes	2	View
2019-07-01	`SRNT`	Examiner's search strategy and results	2	View
2019-04-18	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2019-04-18	`CLM`	Claims	3	View
2019-04-18	`REM`	Applicant Arguments/Remarks Made in an Amendment	5	View
2019-04-18	`WFEE`	Fee Worksheet (SB06)	2	View
2019-04-18	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2019-04-18	`WFEE`	Fee Worksheet (SB06)	1	View
2019-03-18	`INTV.SUM.APP`	Applicant Initiated Interview Summary (PTOL-413)	1	View
2019-03-18	`EXIN`	Examiner Interview Summary Record (PTOL - 413)	1	View
2019-03-18	`APP.FILE.REC`	Filing Receipt	2	View
2019-03-07	`ECOMM.AUTH`	Internet Communications Authorization	1	View
2019-03-07	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2018-12-26	`RETMAIL`	Mail returned to USPTO as undelivered	2	View
2018-10-18	`CTNF`	Non-Final Rejection	11	View
2018-10-18	`SRFW`	Search information including classification, databases and other search related notes	2	View
2018-10-18	`SRNT`	Examiner's search strategy and results	2	View
2018-10-12	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2018-10-12	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2018-10-08	`RCEX`	Request for Continued Examination (RCE)	3	View
2018-10-08	`WFEE`	Fee Worksheet (SB06)	2	View
2018-10-08	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2018-10-08	`WFEE`	Fee Worksheet (SB06)	1	View
2018-10-08	`A.NE`	Response After Final Action	1	View
2018-10-08	`CLM`	Claims	3	View
2018-10-08	`REM`	Applicant Arguments/Remarks Made in an Amendment	4	View
2018-10-02	`PA..`	Power of Attorney	1	View
2018-10-02	`R3.73`	Assignee showing of ownership per 37 CFR 3.73	2	View
2018-10-02	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2018-05-07	`CTFR`	Final Rejection	14	View
2018-05-07	`SRFW`	Search information including classification, databases and other search related notes	2	View
2018-05-07	`SRNT`	Examiner's search strategy and results	3	View
2018-03-27	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2018-03-27	`CLM`	Claims	5	View
2018-03-27	`REM`	Applicant Arguments/Remarks Made in an Amendment	6	View
2018-03-27	`WFEE`	Fee Worksheet (SB06)	2	View
2018-03-27	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2018-02-13	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2018-02-13	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2018-02-08	`PA..`	Power of Attorney	1	View
2018-02-08	`R3.73`	Assignee showing of ownership per 37 CFR 3.73	1	View
2018-02-08	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2017-10-03	`SRNT`	Examiner's search strategy and results	2	View
2017-10-03	`CTNF`	Non-Final Rejection	11	View
2017-10-03	`SRFW`	Search information including classification, databases and other search related notes	2	View
2017-09-08	`RCEX`	Request for Continued Examination (RCE)	3	View
2017-09-08	`WFEE`	Fee Worksheet (SB06)	2	View
2017-09-08	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2017-09-08	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2017-09-08	`CLM`	Claims	5	View
2017-09-08	`REM`	Applicant Arguments/Remarks Made in an Amendment	9	View
2017-09-08	`WFEE`	Fee Worksheet (SB06)	1	View
2017-04-28	`INTV.SUM.APP`	Applicant Initiated Interview Summary (PTOL-413)	2	View
2017-04-28	`APP.FILE.REC`	Filing Receipt	1	View
2017-03-10	`CTFR`	Final Rejection	13	View
2017-03-10	`892`	List of references cited by examiner	1	View
2017-03-10	`SRNT`	Examiner's search strategy and results	2	View
2017-03-10	`SRFW`	Search information including classification, databases and other search related notes	1	View
2017-02-08	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2017-02-08	`CLM`	Claims	5	View
2017-02-08	`REM`	Applicant Arguments/Remarks Made in an Amendment	8	View
2017-02-08	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2017-02-08	`WFEE`	Fee Worksheet (SB06)	1	View
2016-11-17	`CTNF`	Non-Final Rejection	14	View
2016-11-17	`892`	List of references cited by examiner	1	View
2016-11-17	`SRNT`	Examiner's search strategy and results	3	View
2016-11-17	`SRFW`	Search information including classification, databases and other search related notes	1	View
2016-03-17	`RCEX`	Request for Continued Examination (RCE)	2	View
2016-03-17	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2016-03-17	`CLM`	Claims	5	View
2016-03-17	`REM`	Applicant Arguments/Remarks Made in an Amendment	7	View
2016-03-17	`WFEE`	Fee Worksheet (SB06)	2	View
2016-03-17	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2016-03-17	`WFEE`	Fee Worksheet (SB06)	1	View
2015-09-17	`CTFR`	Final Rejection	8	View
2015-09-17	`SRFW`	Search information including classification, databases and other search related notes	1	View
2015-09-17	`SRNT`	Examiner's search strategy and results	2	View
2015-07-15	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2015-07-15	`CLM`	Claims	5	View
2015-07-15	`REM`	Applicant Arguments/Remarks Made in an Amendment	3	View
2015-07-15	`WFEE`	Fee Worksheet (SB06)	2	View
2015-07-15	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2015-07-15	`WFEE`	Fee Worksheet (SB06)	1	View
2015-07-15	`WFEE`	Fee Worksheet (SB06)	1	View
2015-01-15	`CTNF`	Non-Final Rejection	5	View
2015-01-15	`892`	List of references cited by examiner	1	View
2015-01-15	`SRNT`	Examiner's search strategy and results	2	View
2015-01-15	`SRFW`	Search information including classification, databases and other search related notes	1	View
2012-10-18	`PET.DEC.TC`	Petition decision routed to the Technology Center to act on the decision or continue prosecution	1	View
2012-10-17	`PETWDISS`	Petition to Withdraw from Issue	1	View
2012-10-17	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2012-10-17	`CLM`	Claims	5	View
2012-10-17	`REM`	Applicant Arguments/Remarks Made in an Amendment	1	View
2012-10-17	`RCEX`	Request for Continued Examination (RCE)	3	View
2012-10-17	`WFEE`	Fee Worksheet (SB06)	2	View
2012-10-17	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2012-10-17	`WFEE`	Fee Worksheet (SB06)	1	View
2012-09-14	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2012-09-12	`IFEE`	Issue Fee Payment (PTO-85B)	1	View
2012-09-12	`WFEE`	Fee Worksheet (SB06)	2	View
2012-09-12	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2012-09-10	`M327`	Miscellaneous Communication to Applicant - No Action Count	2	View
2012-09-10	`1449`	List of References cited by applicant and considered by examiner	3	View
2012-09-07	`PA..`	Power of Attorney	3	View
2012-09-07	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2012-08-24	`M327`	Miscellaneous Communication to Applicant - No Action Count	2	View
2012-08-24	`1449`	List of References cited by applicant and considered by examiner	3	View
2012-06-27	`NOA`	Notice of Allowance and Fees Due (PTOL-85)	10	View
2012-06-27	`892`	List of references cited by examiner	1	View
2012-06-27	`IIFW`	Issue Information including classification, examiner, name, claim, renumbering, etc.	1	View
2012-06-27	`SRFW`	Search information including classification, databases and other search related notes	1	View
2012-06-27	`SRNT`	Examiner's search strategy and results	1	View
2012-06-27	`BIB`	Bibliographic Data Sheet	1	View
2012-06-27	`OA.APPENDIX`	Office Action Appendix	2	View
2012-06-27	`IDS`	Information Disclosure Statement (IDS) Form (SB08)	3	View
2012-06-21	`DISQ`	Terminal Disclaimer review decision	1	View
2012-06-15	`DIST`	Terminal Disclaimer Filed	1	View
2012-06-15	`DIST`	Terminal Disclaimer Filed	1	View
2012-06-15	`WFEE`	Fee Worksheet (SB06)	2	View
2012-06-15	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2012-05-01	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2012-04-24	`PA..`	Power of Attorney	3	View
2012-04-24	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2011-08-25	`APP.FILE.REC`	Filing Receipt	3	View
2011-08-25	`WFEE`	Fee Worksheet (SB06)	1	View
2011-08-18	`PEFR`	Applicant Response to Pre-Exam Formalities Notice	4	View
2011-08-18	`SPEC`	Specification	126	View
2011-08-18	`CLM`	Claims	5	View
2011-08-18	`ABST`	Abstract	1	View
2011-08-18	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2011-08-17	`PEFN`	Pre-Exam Formalities Notice	1	View
2011-08-17	`WFEE`	Fee Worksheet (SB06)	1	View
2011-08-17	`NT.INC.REPLY`	Notice of Incomplete Reply	2	View
2011-08-17	`PEFN`	Pre-Exam Formalities Notice	2	View
2011-08-11	`PEFR`	Applicant Response to Pre-Exam Formalities Notice	3	View
2011-08-11	`OATH`	Oath or Declaration filed	2	View
2011-08-11	`SPEC`	Specification	126	View
2011-08-11	`CLM`	Claims	5	View
2011-08-11	`ABST`	Abstract	1	View
2011-08-11	`DRW`	Drawings-only black and white line drawings	40	View
2011-08-11	`WFEE`	Fee Worksheet (SB06)	2	View
2011-08-11	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2011-05-11	`IDS`	Information Disclosure Statement (IDS) Form (SB08)	3	View
2011-05-11	`FOR`	Foreign Reference	8	View
2011-05-11	`FOR`	Foreign Reference	9	View
2011-05-11	`FOR`	Foreign Reference	38	View
2011-05-11	`FOR`	Foreign Reference	67	View
2011-05-11	`371P`	Documents submitted with 371 (National Stage) Applications	1	View
2011-05-11	`N417`	Electronic Filing System Acknowledgment Receipt	4	View
2011-05-11	`TRAN.LET`	Transmittal Letter	4	View
2011-04-22	`NTC.MISS.PRT`	Notice to File Missing Parts	2	View
2011-04-22	`APP.FILE.REC`	Filing Receipt	3	View
2011-04-22	`WFEE`	Fee Worksheet (SB06)	1	View
2011-04-11	`TRNA`	Transmittal of New Application	1	View
2011-04-11	`PG.NONPUB.RQ`	Nonpublication request from applicant	1	View
2011-04-11	`OATH`	Oath or Declaration filed	2	View
2011-04-11	`SPEC`	Specification	126	View
2011-04-11	`CLM`	Claims	5	View
2011-04-11	`ABST`	Abstract	1	View
2011-04-11	`DRW`	Drawings-only black and white line drawings	34	View
2011-04-11	`WFEE`	Fee Worksheet (SB06)	2	View
2011-04-11	`N417`	Electronic Filing System Acknowledgment Receipt	2	View

Inventors

HENRI WAELBROECK Scarsdale, NY

Adriana Marcela Waelbroeck Scarsdale, NY

Carla Gomes New York, NY

Nataliya Bershova Brooklyn, NY

Attorneys & Agents of Record

XIAOZHENG RONG Reg. 75233 Agent · HUNTON ANDREWS KURTH LLP

WILLIAM MERONE Reg. 41993 Attorney · ARETAON CONSULTING

TYLER MADDRY Reg. 40074 Attorney · HUNTON & WILLIAMS, LLP

GREGORY PORTER Reg. 40131 Attorney · ANDREWS KURTH LLP

ARMIN GHIAM Reg. 72717 Attorney · HUNTON ANDREWS KURTH LLP

YISUN SONG Reg. 44487 Attorney · HUNTON AND WILLIAMS

DANIEL SHANLEY Reg. 54863 Agent · KENYON & KENYON, LLP

GARY ABELEV Reg. 40479 Attorney · HUNTON ANDREWS KURTH LLP

GEORGE BADENOCH Reg. 25825 Attorney · KENYON AND KENYON

QI ZHAO Reg. 64129 Agent · KENYON & KENYON LLP

ANDREW KASNEVICH Reg. 59436 Attorney · HUNTON ANDREWS KURTH LLP

Classification

USPC 705/37

Prosecution

Examiner: MILEF, ELDA G
Art Unit: 3694
Customer No.: 26646
Docket No.: 117803-0282250
Confirmation No.: 8750

PORTWARE, LLC

from ALPHA VISION SERVICES, LLC

NUNC PRO TUNC ASSIGNMENT Recorded 2018-02-01

044805/0602 →

ARITAS GROUP, INC.

from PIPELINE FINANCIAL GROUP, INC

CHANGE OF NAME Recorded 2012-08-07

028739/0984 →

ALPHA VISION SERVICES, LLC

from ARITAS GROUP, INC.

ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded 2012-08-07

028741/0911 →

PIPELINE FINANCIAL GROUP, INC.

from BERSHOVA, NATALIYA, GOMES, CARLA, WAELBROECK, ADRIANA MARCELA, WAELBROECK, HENRI

ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded 2011-09-01

026846/0285 →

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Quick Facts

App. No.: 13/083,711
Filed: 2011-04-11
Examiner: MILEF, ELDA G
Art Unit: 3694

External Links

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