IP Library Granted Patent US 8,738,524
Granted Patent B2
US 8,738,524 · App. 13/168,172 · Granted May 27, 2014

System and method for creating parity on close orders

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Quick Facts
Patent No.
US 8,738,524
App. No.
13/168,172
Granted
May 27, 2014
Kind
B2
Abstract

An automated system for creating parity on close orders in an exchange configured for trading securities or derivatives is disclosed including an electronic trade engine operative to receive an order for a security or derivative at the exchange, the trade engine further operative to disseminate a request for a price message to a plurality of market makers quoting a class in response to receiving the order, wherein the request for a price message includes a parity amount for the order; an electronic book in communication with the electronic trade engine, the electronic book operative to store at least one order received by the electronic trade engine; and wherein, in response to the request for a price message, the electronic trade engine receives at least one price message that includes a fee in addition to the parity amount.

Claims (11)

1. An automated system for creating parity on close orders in an exchange configured for trading securities or derivatives comprising:

an electronic trade engine having a processor operative to receive a parity on close order from a customer for a physically settled call option expiring on a day of receipt of the order at the exchange, the parity on close order corresponding to an order of a quantity of the call option for a fee above a parity amount calculated at a close of the day of receipt of the order, wherein the parity amount comprises an amount of a closing price of an underlying of the call option that is greater than a strike price for the call option;

wherein the processor is further operative to disseminate a request for price message to a plurality of market makers quoting a class of securities or derivatives corresponding to the order in response to receiving the order, wherein the request for price message includes the parity amount for the order;

a storage device having a database in communication with the processor, the database operative to store at least one order received by the processor; and

wherein, in response to the request for price message, the processor receives at least one response message that includes a fee in addition to the parity amount.

2. A method for creating parity on close orders in an exchange, the method comprising:

receiving a parity on close order from a customer for a physically settled call option expiring on a day of receipt of the order at the exchange, the parity on close order corresponding to an order of a quantity of the call option for a fee above a parity amount calculated at a close of the day of receipt of the order, wherein the parity amount comprises an amount of a closing price of an underlying of the call option greater than a strike price for the call option;

routing the order to a processor of an electronic trade engine;

the processor of the electronic trade engine disseminating a request for price message to a plurality of market makers quoting a class of securities or derivatives corresponding to the order, wherein the request for price message includes the parity amount for the order;

receiving at least one response message at the processor of the electronic trade engine that includes a fee in addition to the parity amount; and

the processor of the electronic trade engine allocating at least a portion of the order to a sender of the at least one response message.

Assignments (3)
CHANGE OF NAME Recorded Dec 7, 2017
From: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
To: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
Reel/Frame 044741/0138 →
CHANGE OF NAME Recorded Dec 7, 2017
From: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
To: CBOE EXCHANGE, INC.
Reel/Frame 044742/0576 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Dec 6, 2011
From: MCFARLAND, MATTHEW; WIESNER, JOHN JOSEPH
To: CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED
Reel/Frame 027339/0293 →