IP Library Patent Application 14257229
Patent Application
App. No. 14/257,229

Basket Option Hedging Method

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Quick Facts
Patent No.
US None
App. No.
14/257,229
Abstract

A method and system for hedging a correlation risk associated with a basket option that includes a plurality of securities that includes the step of selecting at least two of the plurality of securities and, in the next step, forming a best-of option for the at least two of the plurality of securities. Finally, the best-of option is combined with the basket option to hedge the correlation risk associated with the basket option.

Claims (42)

1 . A method for hedging a correlation risk associated with a basket option, said basket option including a plurality of securities, the method comprising the steps of:

selecting at least two of said plurality of securities;

forming a best-of option for said at least two of said plurality of securities; and combining said best-of option with said basket option.

2 . The method of claim 1 , wherein the step of selecting at least two of said plurality of securities includes the step of:

selecting all of said plurality of securities;

and wherein the step of forming a best-of option for said at least two of said plurality of securities includes the step of:

forming a best-of option for all of said plurality of securities.

3 . The method of claim 1 wherein said risk results from purchasing said basket option and wherein the step of combining said best-of option with said basket option includes the step of:

purchasing said best-of option.

4 . The method of claim 1 wherein said risk results from selling said basket option and wherein the step of combining said best-of option with said basket option comprises the step of:

selling said best-of option.

5 . The method of claim 1 , wherein said securities include foreign exchange securities.

6 . The method of claim 1 , wherein said securities include equities.

7 . The method of claim 1 , wherein said securities comprises commodities.

8 . The method of claim 1 , wherein said securities comprises debt instruments.

9 - 10 . (canceled)

11 . A method for hedging a correlation risk associated with selling a basket option, said basket option including a plurality of securities, the method comprising the step of:

selling a best-of option including at least two of said plurality of securities.

12 . The method of claim 11 , wherein said best-of option includes all of said plurality of securities.

13 . A method for managing risk associated with a portfolio of securities, comprising the steps of:

forming a basket option for said portfolio of securities;

hedging said portfolio of securities with said basket option;

forming a best-of option for said plurality of securities; and

hedging said basket option with best-of option.

14 . The method of claim 13 , wherein said basket option is a basket put option and the step of hedging said portfolio of securities with said basket option includes the step of:

purchasing said basket put option.

15 . The method of claim 13 , wherein said basket option is a basket call option and step of hedging said portfolio of securities with said basket option includes the step of:

purchasing said basket call option.

16 . The method of claim 13 , wherein said step of hedging said basket option with said best-of option includes the step of;

purchasing said best-of option.

17 . The method of claim 13 , wherein said step of hedging said basket option with said best-of option includes the step of;

selling said best-of option.

18 . The method of claim 13 , wherein said portfolio of securities includes foreign exchange securities.

19 . The method of claim 13 , wherein said portfolio of securities includes equities.

20 . The method of claim 13 , wherein said portfolio of securities includes commodities.

21 . The method of claim 13 , wherein said portfolio of securities includes debt instruments.

22 . The method of claim 13 wherein the best-of option is formed by steps comprising:

calculating an expected value of the basket upon expiration;

calculating an effective basket volatility;

calculating an effective delta of the basket option; and

calculating strikes for each option included in the basket.

23 - 27 . (canceled)

Assignments (2)
CHANGE OF NAME Recorded Jul 12, 2017
From: GOLDMAN, SACHS & CO.
To: GOLDMAN SACHS & CO. LLC
Reel/Frame 043177/0001 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Sep 15, 2014
From: HIGGINS, MARK
To: GOLDMAN, SACHS & CO.
Reel/Frame 033737/0689 →