Granted Patent B2

US 10,387,890 · App. 14/518,775 · Granted Aug 20, 2019

Abstract

Claims (86)

1. A method comprising:

receiving a request to validate a control associated with a process and a plurality of data samples;

in response to receiving the request:

obtaining, by a processor via a communication link to a plurality of systems associated with the process, the control;

selecting, by the processor, a subset of the plurality of data samples, the data samples included in the subset of the plurality of data samples identified in accordance with a requirement associated with the process;

determining, in accordance with the requirement, a sample data schedule requirement associated with the control and a sample data size requirement associated with the control; and

testing, by the processor, the control using the subset of the plurality of data samples, the testing comprising:

interfacing with, via the communication link, the plurality of systems associated with the process;

determining a maturity level associated with the control, the maturity level comprising a scale-based rating for indicating a degree of compliance of the control with the requirement; and

generating, by the processor, a test result;

determining, by the processor, that the maturity level is below a threshold based on the scale-based rating;

modifying, by the processor, the control based on determining that the maturity level is below the threshold and based on identifying a modification for use in modifying the control;

testing, by the processor, the modified control, the testing comprising:

determining an updated maturity level associated with the modified control, the updated maturity level comprising an updated scale-based rating; and

generating a new test result;

determining, by the processor, that the updated maturity level is above the threshold based on the updated scale-based rating;

validating, by the processor, the modified control in response to determining that the updated maturity level is above the threshold; and

adapting, for display via a user interface, the control, a portion of the test result, a portion of the new test result, and the modification.

2. The method of claim 1 ,

wherein the data samples included in the subset of the plurality of data samples are identified in accordance with the sample data schedule requirement and the sample data size requirement.

3. The method of claim 1 , wherein modifying the control improves the maturity level associated with the control.

4. The method of claim 1 , further comprising:

generating the control according to the requirement and a parameter associated with the process.

5. The method of claim 1 , further comprising:

determining a certification status associated with the process, the certification status indicative of compliance of the process with the requirement.

6. The method of claim 1 , wherein the process is a revenue generation process comprising at least one of a sales management activity, a credit check processing activity, a contract generation activity, a service ordering activity, a service provisioning activity, or a billing collections validation activity.

7. The method of claim 6 ,

wherein the control is a financial control, and

wherein the requirement is a government regulation.

8. A non-transitory computer readable medium storing a plurality of instructions which, when executed by a processor, cause the processor to perform operations, the operations comprising:

receiving a request to validate a control associated with a process and a plurality of data samples;

in response to receiving the request:

obtaining, via a communication link to a plurality of systems associated with the process, the control;

selecting a subset of the plurality of data samples, the data samples included in the subset of the plurality of data samples identified in accordance with a requirement associated with the process;

determining, in accordance with the requirement, a sample data schedule requirement associated with the control and a sample data size requirement associated with the control; and

testing the control using the subset of the plurality of data samples, the testing comprising:

interfacing with, via the communication link, the plurality of systems associated with the process;

determining a maturity level associated with the control, the maturity level comprising a scale-based rating for indicating a degree of compliance of the control with the requirement; and

generating a test result;

determining that the maturity level is below a threshold based on the scale-based rating;

modifying the control based on determining that the maturity level is below the threshold and based on identifying a modification for use in modifying the control;

testing the modified control, the testing comprising:

determining an updated maturity level associated with the modified control, the updated maturity level comprising an updated scale-based rating; and

generating a new test result;

determining that the updated maturity level is above the threshold based on the updated scale-based rating;

validating the modified control in response to determining that the updated maturity level is above the threshold; and

adapting, for display via a user interface, the control, a portion of the test result, a portion of the new test result, and the modification.

9. The non-transitory computer readable medium of claim 8 ,

wherein the data samples included in the subset of the plurality of data samples are identified in accordance with the sample data schedule requirement and the sample data size requirement.

10. The non-transitory computer readable medium of claim 8 ,

wherein modifying the control improves the maturity level associated with the control.

11. The non-transitory computer readable medium of claim 8 , wherein the operations further comprise:

generating the control according to the requirement and a parameter associated with the process.

12. The non-transitory computer readable medium of claim 8 , wherein the operations further comprise:

determining a certification status associated with the process, the certification status indicative of compliance of the process with the requirement.

13. The non-transitory computer readable medium of claim 8 , wherein the process is a revenue generation process further comprising at least one of a sales management activity, a credit check processing activity, a contract generation activity, a service ordering activity, a service provisioning activity, or a billing collections validation activity.

14. The non-transitory computer readable medium of claim 13 ,

wherein the control is a financial control, and

wherein the requirement is a government regulation.

15. An apparatus comprising:

a processor; and

a computer-readable medium storing a plurality of instructions which, when executed by the processor, cause the processor to perform operations, the operations comprising:

receiving a request to validate a control associated with a process and a plurality of data samples;

in response to receiving the request:

obtaining, via a communication link to a plurality of systems associated with the process, the control;

selecting a subset of the plurality of data samples, the data samples included in the subset of the plurality of data samples identified in accordance with a requirement associated with the process;

determining, in accordance with the requirement, a sample data schedule requirement associated with the control and a sample data size requirement associated with the control; and

testing the control using the subset of the plurality of data samples, the testing comprising:

interfacing with, via the communication link, the plurality of systems associated with the process;

determining a maturity level associated with the control, the maturity level comprising a scale-based rating for indicating a degree of compliance of the control with the requirement; and

generating, by the processor, a test result;

determining that the maturity level is below a threshold based on the scale-based rating;

modifying the control based on determining that the maturity level is below the threshold and based on identifying a modification for use in modifying the control;

testing the modified control, the testing comprising:

determining an updated maturity level associated with the modified control, the updated maturity level comprising an updated scale-based rating; and

generating a new test result;

determining that the updated maturity level is above the threshold based on the updated scale-based rating;

validating the modified control in response to determining that the updated maturity level is above the threshold; and

adapting, for display via a user interface, the control, a portion of the test result, a portion of the new test result, and the modification.

16. The apparatus of claim 15 , wherein modifying the control improves the maturity level associated with the control.

17. The apparatus of claim 15 ,

wherein the data samples included in the subset of the plurality of data samples are identified in accordance with the sample data schedule requirement and the sample data size requirement.

18. The apparatus of claim 15 ,

wherein the control is a financial control,

wherein the process is a revenue generation process, and

wherein the requirement is a government regulation.

Assignments (7)