IP Library Granted Patent US 10,670,936
Granted Patent B2
US 10,670,936 · App. 14/806,543 · Granted Jun 2, 2020

Wet-coating of thin film lithium nickel oxides for electrochromic applications

Inventors: Hye Jin Choi (Berkeley, CA); John David Bass (San Francisco, CA); Eric Lachman (San Ramon, CA); Daniel Mark Giaquinta (Saratoga, CA); Howard W. Turner (Campbell, CA); Ellen Murphy (San Francisco, CA)
Assignee: KINESTRAL TECHNOLOGIES, INC.
G02F1/1523B05D1/005B05D3/0486C23C18/1216C23C18/1275C23C18/1279
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Quick Facts
Patent No.
US 10,670,936
App. No.
14/806,543
Granted
Jun 2, 2020
Kind
B2
Abstract

Process for forming a multi-layer electrochromic structure, the process comprising depositing a film of a liquid mixture onto a surface of a substrate, and treating the deposited film to form an anodic electrochromic layer, the liquid mixture comprising a continuous phase and a dispersed phase, the dispersed phase comprising metal oxide particles, metal hydroxide particles, metal alkoxide particles, metal alkoxide oligomers, gels or particles, or a combination thereof having a number average size of at least 5 nm.

Claims (42)

1. A process for preparing a multi-layer electrochromic structure, the process comprising: depositing a film of a liquid mixture comprising lithium, nickel, and at least one bleached state stabilizing element onto a surface of a substrate, and treating the deposited film to form an anodic electrochromic layer comprising a lithiated nickel oxide, wherein

(i) the atomic ratio of lithium to the combined amount of nickel and the bleached state stabilizing element in the anodic electrochromic layer is at least 0.4:1,

(ii) the atomic ratio of the amount of the bleached state stabilizing element to the combined amount of nickel and the bleached state stabilizing elements in the anodic electrochromic layer is at least 0.025:1,

(iii) the bleached state stabilizing element is selected from the group consisting of Y, Ti, Zr, Hf, V, Nb, Ta, Mo, W, B, Al, Ga, In, Si, Ge, Sn, P, Sb and combinations thereof, and

(iv) the liquid mixture comprises a dispersed phase and a continuous phase, the dispersed phase comprising a dispersed species having a number average size of 5 nm to 200 nm,

wherein the dispersed species is metal oxide particles, metal hydroxide particles, metal alkoxide particles, metal alkoxide oligomers, metal alkoxide gels, or a combination thereof.

2. The process of claim 1 wherein the dispersed species has a number average size selected from the group consisting of 10 nm to 200 nm, 25 nm to 200 nm, 50 nm to 200 nm, 75 nm to 200 nm, and 100 nm to 200 nm.

3. The process of claim 1 wherein the dispersed species comprises discrete particles.

4. The process of claim 1 wherein the process further comprises

combining a lithium source material, a nickel source material and at least one bleached state stabilizing element source material in a solvent system, at least one of the lithium, nickel and bleached state stabilizing element source materials being a hydrolysable source material, and

hydrolyzing the hydrolysable source material to form the liquid mixture.

5. The process of claim 4 wherein the hydrolysable lithium source material is a metal alkoxide comprising lithium, nickel or the bleached state stabilizing element.

6. The process of claim 4 wherein the hydrolysable source material is hydrolyzed by adding water to the liquid mixture.

7. The process of claim 4 wherein the hydrolysable source material is hydrolyzed by water generated in situ in the liquid mixture.

8. The process of claim 7 wherein water is generated in situ by the addition of an acid catalyst to the liquid mixture.

9. The process of claim 4 wherein the hydrolysis rate and degree of hydrolysis of the hydrolysable source material is attenuated by adding a complexing agent to the liquid mixture.

10. The process of claim 9 wherein the complexing agent is a coordinating acid.

11. The process of claim 10 wherein the coordinating acid is ethoxyacetic acid.

12. The process of claim 4 wherein the hydrolysis rate and degree of hydrolysis of the hydrolysable source material is attenuated by adding at least 0.05 equivalents of a complexing agent per equivalent of hydrolysable lithium, nickel and bleached state stabilizing element in the liquid mixture.

13. The process of claim 1 wherein the substrate comprises a transparent conductive layer and a glass, plastic, metal, or metal-coated glass or plastic layer, and the surface of the substrate onto which the liquid mixture is deposited is a surface of the transparent conductive layer.

14. The process of claim 1 wherein the lithium component of the liquid mixture is a lithium salt of a coordination complex corresponding to the formula [M 4 (OR 2 ) 4 ] − , [M 5 (OR 2 ) 5 ] − , [M 6 (OR 2 ) 6 ] − , or [L n NiX 1 X 2 X 3 ] − wherein

L is a neutral mono- or polydentate Lewis base ligand

M 4 is B, Al, Ga, or Y,

M 5 is Ti, Zr, or Hf,

M 6 is Nb or Ta,

n is the number of neutral ligands, L, that are coordinated to Ni in the coordination complex,

each R 2 is independently hydrocarbyl, substituted hydrocarbyl, or substituted or unsubstituted hydrocarbyl silyl, and

X 1 , X 2 , and X 3 , are independently an anionic organic or inorganic ligand.

15. The process of claim 1 wherein the nickel component of the liquid mixture is derived from an organic-ligand stabilized Ni(II) complex corresponding to the formula L n NiX 4 X 5 wherein L is a neutral Lewis base ligand, n is the number of neutral Lewis ligands coordinated to the Ni center, and X 4 and X 5 are independently an organic or inorganic anionic ligand.

16. The process of claim 1 wherein the nickel component of the liquid mixture is a hydrolysable nickel composition derived from (i) nickel or a nickel-containing composition and (ii) an alcohol having the formula:

HOC(R 3 )(R 4 )C(R 5 )(R 6 )(R 7 )

wherein R 3 , R 4 , R 5 , R 6 , and R 7 are independently substituted or unsubstituted hydrocarbyl groups, at least one of R 3 , R 4 , R 5 , R 6 , and R 7 comprises an electronegative heteroatom, and where any of R 3 , R 4 , R 5 , R 6 , and R 7 can be joined together to form a ring.

17. The process of claim 1 wherein the atomic ratio of lithium to the combined amount of nickel and the bleached state stabilizing element in the liquid mixture is at least 0.4:1, the atomic ratio of the combined amount of the bleached state stabilizing element to the combined amount of nickel and the bleached state stabilizing elements in the liquid mixture is 0.025:1 to 0.8:1, and the bleached state stabilizing element in the liquid mixture is selected from the group consisting of Y, Ti, Zr, Hf, V, Nb, Ta, Mo, W, B, Al, Ga, In, Si, Ge, Sn, Sb and combinations thereof.

18. The process of claim 1 wherein the deposited material is thermally treated at an annealing temperature of at least 200° C. and for an annealing time in the range of 5 minutes to 2 hours to form the anodic electrochromic layer.

19. A process for forming a multi-layer electrochromic structure, the process comprising:

depositing a film of a liquid mixture onto a surface of a substrate to form a deposited film, wherein the liquid mixture comprises a continuous phase and a dispersed phase, the dispersed phase comprising metal oxide particles, metal hydroxide particles, metal alkoxide particles, metal alkoxide oligomers, metal alkoxide gels, or a combination thereof having a number average size of 5 nm to 200 nm, and

treating the deposited film to form an anodic electrochromic layer comprising a nickel oxide, the anodic electrochromic layer adapted to cycle between a bleached state transmissivity of at least 70% and a darkened state transmissivity of less than 30%.

20. The process of claim 19 wherein the dispersed phase comprises a species containing lithium, nickel and/or a bleached state stabilizing element.

21. The process of claim 20 wherein the bleached state stabilizing element is selected from the group consisting of Y, Ti, Zr, Hf, V, Nb, Ta, Mo, W, B, Al, Ga, In, Si, Ge, Sn, P, Sb and combinations thereof.

22. The process of claim 20 wherein the atomic ratio of lithium to the combined amount of nickel and the bleached state stabilizing element in the liquid mixture is at least 0.4:1.

23. The process of claim 20 wherein the atomic ratio of the combined amount of the bleached state stabilizing element to the combined amount of nickel and the bleached state stabilizing element in the liquid mixture is 0.025:1 to 0.8:1.

24. The process of claim 19 wherein the anodic electrochromic layer is adapted to cycle between a bleached state transmissivity of at least 75% and said darkened state transmissivity.

Assignments (18)
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 6, 2025
From: HALIO , LLC
To: SMART WINDOW INC., LIMITED
Reel/Frame 070438/0392 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 5, 2025
From: HALIO, INC.
To: HALIO, LLC
Reel/Frame 070404/0027 →
INTELLECTUAL PROPERTY SECURITY AGREEMENT Recorded Jun 18, 2024
From: HALIO, INC.
To: SKC CO., LTD., AS AGENT
Reel/Frame 067774/0328 →
SECURITY INTEREST Recorded Nov 17, 2023
From: HALIO, INC.
To: SKC CO., LTD., AS AGENT
Reel/Frame 065612/0158 →
RELEASE OF SECURITY INTEREST Recorded Oct 27, 2023
From: SK INC. (FORMERLY KNOWN AS SK HOLDINGS CO., LTD.)
To: HALIO, INC. (FORMERLY KNOWN AS KINESTRAL TECHNOLOGIES, INC.)
Reel/Frame 065383/0200 →
RELEASE OF SECURITY INTEREST Recorded Oct 27, 2023
From: SK INC.
To: HALIO, INC.
Reel/Frame 065382/0722 →
SECURITY INTEREST Recorded Sep 29, 2023
From: HALIO, INC.
To: PLUTUS CAPITAL NY, INC.
Reel/Frame 065084/0633 →
SECURITY INTEREST Recorded Aug 29, 2023
From: HALIO, INC.
To: PLUTUS CAPITAL NY, INC.
Reel/Frame 064753/0657 →
SECURITY INTEREST Recorded Nov 10, 2021
From: HALIO, INC.
To: SK INC.
Reel/Frame 058084/0947 →
CHANGE OF NAME Recorded Apr 1, 2021
From: KINESTRAL TECHNOLOGIES, INC.
To: HALIO, INC.
Reel/Frame 056031/0001 →
SECURITY INTEREST Recorded Jul 10, 2020
From: KINESTRAL TECHNOLOGIES, INC.
To: SK HOLDINGS CO., LTD.
Reel/Frame 053180/0686 →
RELEASE OF SECURITY INTEREST Recorded Jun 9, 2020
From: HORIZON TECHNOLOGY FINANCE CORPORATION
To: KINESTRAL TECHNOLOGIES, INC.
Reel/Frame 052887/0962 →
SECURITY INTEREST Recorded Nov 19, 2019
From: KINESTRAL TECHNOLOGIES, INC.
To: HORIZON TECHNOLOGY FINANCE CORPORATION
Reel/Frame 051059/0378 →
RELEASE OF SECURITY INTEREST Recorded Feb 1, 2019
From: GPB DEBT HOLDINGS II, LLC
To: KINESTRAL TECHNOLOGIES, INC.
Reel/Frame 048226/0446 →
SECURITY INTEREST Recorded Jan 31, 2019
From: KINESTRAL TECHNOLOGIES, INC.
To: SK HOLDINGS CO., LTD.
Reel/Frame 048199/0113 →
SECURITY INTEREST Recorded Dec 18, 2018
From: KINESTRAL TECHNOLOGIES, INC.
To: MURCHINSON VENTURE CREDIT LLC
Reel/Frame 047972/0503 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Oct 10, 2018
From: CHOI, HYE JIN; BASS, JOHN DAVID; GIAQUINTA, DANIEL MARK; TURNER, HOWARD W.; MURPHY, ELLEN
To: KINESTRAL TECHNOLOGIES, INC.
Reel/Frame 047127/0204 →
SECURITY INTEREST Recorded Jun 7, 2018
From: KINESTRAL TECHNOLOGIES, INC.
To: GPB DEBT HOLDINGS II, LLC
Reel/Frame 046328/0594 →