IP Library Granted Patent US 10,250,605
Granted Patent B2
US 10,250,605 · App. 14/870,470 · Granted Apr 2, 2019

Combining a set of risk factors to produce a total risk score within a risk engine

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Quick Facts
Patent No.
US 10,250,605
App. No.
14/870,470
Granted
Apr 2, 2019
Kind
B2
Abstract

A risk engine can be configured to produce a total risk score by combining a set of risk factors. A risk policy can define a percentage that is to be assigned to each risk factor that is present in a request to access a web-accessible application. The percentage can represent the amount of risk that can be attributed to the access request when the risk factor is present in the request. The risk policy can also define which mitigating factors apply to each risk factor. Each mitigating factor can also be assigned a percentage by which the mitigating factor will reduce the risk factor when the mitigating factor and risk factor are present in the access request. The risk factors can then be combined to produce the total risk score. The total risk score can be generated as a percentage between 0% and 100%.

Claims (92)

1. A computer method, implemented using one or more hardware processors by a risk engine that is configured to evaluate attempts to access a web-accessible application, for generating a total risk score representing a risk of authorizing an attempt to access the application, the method comprising:

in response to a user's web-based request to access the web-accessible application, determining a number of conditions about the request;

based on the conditions, identifying which of a number of risk factors and mitigating factors are present in the request to access the web-accessible application;

identifying a risk policy applicable to the request to access the web-accessible application;

based on the risk policy, assigning a percentage to each of the risk factors that is present in the request to access the web-accessible application;

for each risk factor for which the risk policy defines that one or more of the mitigating factors apply, adjusting the percentage assigned to the risk factor by a percentage assigned to the one or more mitigating factors;

combining the percentage assigned to each risk factor to produce a total risk score in accordance with the following equation:

Total Risk Score= b n-2 +(1− b n-2 )* a n

where a n represents the nth risk factor after it is adjusted by any applicable mitigating factors and b n-2 is obtained from the following formula(s):

b n-2 =b n-3 +(1− b n-3 )* a n-1

b n-3 =b n-4 +(1− b n-4 )* a n-2

. . .

b 1 =a 1 +(1− a 1 )* a 2 ; and

transmitting, using the one or more hardware processors, the total risk score to the application or to an access manager that manages access to the application to allow the application or the access manager to determine whether to allow the request to access the web-accessible application.

2. The method of claim 1 , wherein the percentage assigned to each risk factor is combined in a manner that produces the total risk score as a percentage between 0% and 100%.

3. The method of claim 1 , wherein adjusting the percentage assigned to the risk factor by the percentage assigned to the one or more mitigating factors comprises multiplying the percentage assigned to the risk factor by the percentage assigned to the one or more mitigating factors.

4. The method of claim 1 , wherein determining a number of conditions about the request comprises extracting information contained in the request.

5. The method of claim 4 , wherein the information contained in the request includes one or more of:

a browser used to submit the request;

an IP address from which the request was sent; or

a user that submitted the request.

6. The method of claim 1 , wherein determining a number of conditions about the request comprises generating one or more conditions based on information contained within the request.

7. The method of claim 6 , wherein the one or more conditions include one or more of:

a type of browser used to submit the request;

a time when the request is submitted;

a type of authentication employed in conjunction with the request;

a location from which the request is received;

a user that submitted the request;

a group to which the user belongs; or

a last time that the user logged on.

8. The method of claim 7 , wherein the number of risk factors includes one or more of:

an abnormal browser risk factor;

an abnormal mode of authentication risk factor;

an abnormal location risk factor;

an abnormal time risk factor

a risky country risk factor;

a weak authentication risk factor;

an IP blacklist risk factor;

a malware risk factor; or

a historical behavior risk factor.

9. The method of claim 7 , wherein the number of mitigating factors includes one or more of:

an IP whitelist mitigating factor; or

a strong authentication mitigating factor.

10. The method of claim 1 , wherein the percentage assigned to at least one of the mitigating factors varies based on which risk factor the mitigating factor applies to.

11. The method of claim 1 , wherein at least some of the risk factors are identified by comparing one or more conditions about the request to rules which define normal conditions of requests to access the web-accessible application.

12. The method of claim 11 , wherein the rules define normal conditions for a particular user.

13. The method of claim 1 , wherein the total risk score is transmitted to an access manager and wherein, the method further comprises, determining, by the access manager and based on the total risk score and the risk policy, whether to authorize the request to access the web-accessible application by comparing the total risk score to a threshold defined in the risk policy such that when the total risk score exceeds the threshold, the request to access the web-accessible application is not authorized.

14. A risk engine comprising:

one or more hardware processors; and

one or more non-transitory computer storage media storing:

a risk policy for a first web-accessible application that is managed by the risk engine, the risk policy identifying a number of risk factors and a percentage that is assigned to each of the risk factors, the risk policy further identifying, for at least one of the risk factors, one or more mitigating factors that apply to the risk factor and a percentage that is assigned to each of the one or more mitigating factors;

rules for identifying, for each of at least some requests to access the first web-accessible application, whether any of the risk factors or mitigating factors are present within the request; and

computer executable instructions configured to generate a total risk score for the at least some requests to access the first web-accessible application by performing the following for each of the at least some requests:

identifying conditions of the request;

applying the rules to the conditions to identify which risk factors and mitigating factors are present within the request;

applying the risk policy to the identified risk factors and mitigating factors such that the corresponding percentage is assigned to each risk factor, and the percentage assigned to each risk factor is modified by the corresponding percentage assigned to any mitigating factor that applies to the risk factor; and

combining the percentages assigned to each risk factor to generate the total risk score as a percentage that represents the risk of authorizing the request, wherein the total risk score is generated in accordance with the following equation:

Total Risk Score= b n-2 +(1− b n-2 )* a n

where a n represents the nth risk factor after it is adjusted by any applicable mitigating factors and b n-2 is obtained from the following formula(s):

b n-2 =b n-3 +(1− b n-3 )* a n-1

b n-3 =b n-4 +(1− b n-4 )* a n-2

. . .

b 1 =a 1 +(1− a 1 )* a 2 .

15. The risk engine of claim 14 , wherein the total risk score is generated as a percentage between 0% and 100%.

16. One or more non-transitory computer storage media storing computer executable instructions which when executed by one or more processors implement a method for generating a total risk score, the method comprising:

receiving, from a user computing device, a browser-based request to access a web-accessible application;

evaluating the request to determine whether to authorize the request, the evaluation including:

identifying a number of risk factors, the risk factors including:

whether the request was submitted using an abnormal browser;

whether the request was submitted at an abnormal time; and

whether the request was submitted from an abnormal location;

identifying a number of mitigating factors, the mitigating factors including:

whether the request was received from a whitelisted IP address; and

whether strong authentication was employed in conjunction with the request;

accessing a risk policy to identify a percentage of risk to be applied to each identified risk factor, a percentage of mitigation to be applied to each mitigating factor, and to which risk factors any of the mitigating factors apply;

for any risk factor to which any of the mitigating factors apply, reducing the percentage assigned to the risk factor using the percentage assigned to any mitigating factor that applies; and

combining the percentages assigned to the risk factors to generate a total risk score as a percentage representing a total risk of authorizing the request, wherein the total risk score is generated in accordance with the following equation:

Total Risk Score= b n-2 +(1− b n-2 )* a n

where a n represents the nth risk factor after it is adjusted by any applicable mitigating factors and b n-2 is obtained from the following formula(s):

b n-2 =b n-3 +(1− b n-3 )* a n-1

b n-3 =b n-4 +(1− b n-4 )* a n-2

. . .

b 1 =a 1 +(1− a 1 )* a 2 .

17. The computer storage media of claim 16 , wherein the risk factors include one or more of:

whether abnormal authentication was employed in conjunction with the request;

whether the request was received from a blacklisted IP address;

whether the request was received from a restricted country;

whether the request was received from an IP address associated with malware;

whether the web-accessible application provides access to sensitive content;

whether the request will allow elevated access within the web-accessible application;

whether a user associated with the request is a member of a group; or

whether a duration of time since a user associated with the request last accessed the web-accessible application exceeds a defined threshold.

Assignments (27)
RELEASE OF SECURITY INTEREST Recorded Nov 19, 2025
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; BINARYTREE.COM LLC; ERWIN, INC.
Reel/Frame 073606/0001 →
RELEASE OF SECURITY INTEREST Recorded Nov 18, 2025
From: GOLDMAN SACHS BANK USA, AS COLLATERAL AGENT
To: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; BINARYTREE.COM LLC; ERWIN, INC.
Reel/Frame 073613/0326 →
SECURITY INTEREST Recorded Jun 8, 2025
From: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; ERWIN, INC.
To: ALTER DOMUS (US) LLC
Reel/Frame 071527/0649 →
SECURITY INTEREST Recorded Jun 8, 2025
From: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; ERWIN, INC.
To: ALTER DOMUS (US) LLC
Reel/Frame 071527/0001 →
SECOND LIEN INTELLECTUAL PROPERTY SECURITY AGREEMENT Recorded Feb 2, 2022
From: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; BINARYTREE.COM LLC; ERWIN, INC.; ONE IDENTITY LLC; ONELOGIN, INC.; ONE IDENTITY SOFTWARE INTERNATIONAL DESIGNATED ACTIVITY COMPANY
To: MORGAN STANLEY SENIOR FUNDING, INC.
Reel/Frame 058952/0279 →
FIRST LIEN INTELLECTUAL PROPERTY SECURITY AGREEMENT Recorded Feb 2, 2022
From: QUEST SOFTWARE INC.; ANALYTIX DATA SERVICES INC.; BINARYTREE.COM LLC; ERWIN, INC.; ONE IDENTITY LLC; ONELOGIN, INC.; ONE IDENTITY SOFTWARE INTERNATIONAL DESIGNATED ACTIVITY COMPANY
To: GOLDMAN SACHS BANK USA
Reel/Frame 058945/0778 →
RELEASE OF SECOND LIEN SECURITY INTEREST IN PATENTS Recorded Feb 2, 2022
From: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
To: QUEST SOFTWARE INC.
Reel/Frame 059096/0683 →
RELEASE OF FIRST LIEN SECURITY INTEREST IN PATENTS Recorded Feb 2, 2022
From: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
To: QUEST SOFTWARE INC.
Reel/Frame 059105/0479 →
FIRST LIEN PATENT SECURITY AGREEMENT Recorded Jun 7, 2018
From: QUEST SOFTWARE INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 046327/0347 →
SECOND LIEN PATENT SECURITY AGREEMENT Recorded Jun 7, 2018
From: QUEST SOFTWARE INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 046327/0486 →
RELEASE OF FIRST LIEN SECURITY INTEREST IN PATENTS RECORDED AT R/F 040581/0850 Recorded May 22, 2018
From: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
To: QUEST SOFTWARE INC. (F/K/A DELL SOFTWARE INC.); AVENTAIL LLC
Reel/Frame 046211/0735 →
CORRECTIVE ASSIGNMENT TO CORRECT THE ASSIGNEE PREVIOUSLY RECORDED AT REEL: 040587 FRAME: 0624. ASSIGNOR(S) HEREBY CONFIRMS THE ASSIGNMENT. Recorded Nov 28, 2017
From: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH
To: QUEST SOFTWARE INC. (F/K/A DELL SOFTWARE INC.); AVENTAIL LLC
Reel/Frame 044811/0598 →
CHANGE OF NAME Recorded Sep 13, 2017
From: DELL SOFTWARE INC.
To: QUEST SOFTWARE INC.
Reel/Frame 043834/0852 →
SECOND LIEN PATENT SECURITY AGREEMENT Recorded Nov 10, 2016
From: DELL SOFTWARE INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 040587/0624 →
FIRST LIEN PATENT SECURITY AGREEMENT Recorded Nov 9, 2016
From: DELL SOFTWARE INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 040581/0850 →
RELEASE OF SECURITY INTEREST Recorded Oct 31, 2016
From: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH
To: AVENTAIL LLC; DELL PRODUCTS, L.P.; DELL SOFTWARE INC.
Reel/Frame 040521/0467 →
RELEASE OF SECURITY INTEREST IN CERTAIN PATENTS PREVIOUSLY RECORDED AT REEL/FRAME (040039/0642) Recorded Oct 31, 2016
From: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
To: AVENTAIL LLC; DELL PRODUCTS L.P.; DELL SOFTWARE INC.
Reel/Frame 040521/0016 →
SECURITY AGREEMENT Recorded Sep 14, 2016
From: AVENTAIL LLC; DELL PRODUCTS, L.P.; DELL SOFTWARE INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 040030/0187 →
RELEASE OF REEL 037160 FRAME 0142 (NOTE) Recorded Sep 14, 2016
From: BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS COLLATERAL AGENT
To: DELL SOFTWARE INC.; DELL PRODUCTS L.P.; WYSE TECHNOLOGY L.L.C.
Reel/Frame 040027/0812 →
RELEASE OF REEL 037160 FRAME 0239 (TL) Recorded Sep 14, 2016
From: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
To: DELL SOFTWARE INC.; DELL PRODUCTS L.P.; WYSE TECHNOLOGY L.L.C.
Reel/Frame 040028/0115 →
SECURITY AGREEMENT Recorded Sep 14, 2016
From: AVENTAIL LLC; DELL PRODUCTS L.P.; DELL SOFTWARE INC.
To: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS NOTES COLLATERAL AGENT
Reel/Frame 040039/0642 →
RELEASE OF REEL 037160 FRAME 0171 (ABL) Recorded Sep 13, 2016
From: BANK OF AMERICA, N.A., AS ADMINISTRATIVE AGENT
To: DELL SOFTWARE INC.; DELL PRODUCTS L.P.; WYSE TECHNOLOGY L.L.C.
Reel/Frame 040017/0253 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jan 14, 2016
From: DELL PRODUCTS L.P.
To: DELL SOFTWARE, INC.
Reel/Frame 037491/0327 →
SUPPLEMENTAL PATENT SECURITY AGREEMENT - NOTES Recorded Nov 25, 2015
From: DELL PRODUCTS L.P.; DELL SOFTWARE INC.; BOOMI, INC.; WYSE TECHNOLOGY L.L.C.
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SUPPLEMENTAL PATENT SECURITY AGREEMENT - TERM LOAN Recorded Nov 25, 2015
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SUPPLEMENTAL PATENT SECURITY AGREEMENT - ABL Recorded Nov 25, 2015
From: DELL PRODUCTS L.P.; DELL SOFTWARE INC.; BOOMI, INC.; WYSE TECHNOLOGY L.L.C.
To: BANK OF AMERICA, N.A., AS ADMINISTRATIVE AGENT
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ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Sep 30, 2015
From: GALTSEV, SERGEY; SZENTENDREI, LACI; ROHAN, JEFF
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