IP Library Granted Patent US 11,164,671
Granted Patent B2
US 11,164,671 · App. 16/253,582 · Granted Nov 2, 2021

Continuous compliance auditing readiness and attestation in healthcare cloud solutions

Inventor: Mario E. De Armas (Wellington, FL)
Assignee: International Business Machines Corporation
G16H40/20G06Q30/018G06Q2220/00
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Quick Facts
Patent No.
US 11,164,671
App. No.
16/253,582
Granted
Nov 2, 2021
Kind
B2
Abstract

A mechanism is provided in a data processing system comprising at least one processor and at least one memory, the at least one memory comprising instructions which are executed by the at least one processor and configure the processor to implement a healthcare blockchain framework for continuous compliance auditing readiness and attestation in healthcare cloud solutions. The mechanisms provides a healthcare blockchain framework to create, read, update, and delete elements of a healthcare compliance model supporting a dynamic allocation of cloud resources to a healthcare business network. Compliance with one or more healthcare regulations is built into the blockchain framework. Responsive to an attestation event, a compliance attestation component within the healthcare blockchain framework reviews asset contents, state, and properties of an asset in a compliance repository. The compliance attestation component creates a bottom-up asset manifest for the asset and compares the asset manifest to a test case corresponding to an asset class of the asset. The compliance attestation component validates the asset against evidence rules corresponding to the asset class of the asset based on the comparison. Responsive to the compliance attestation component validating the asset, the mechanism generates a proof-of-validation certification.

Claims (40)

1. A method, in a data processing system comprising at least one processor and at least one memory, the at least one memory comprising instructions which are executed by the at least one processor and configure the processor to implement a healthcare blockchain framework for continuous compliance auditing readiness and attestation in healthcare cloud solutions, the method comprising:

providing a healthcare blockchain framework to create, read, update, and delete elements of a healthcare compliance model supporting a dynamic allocation of cloud resources to a healthcare business network, wherein compliance with one or more healthcare regulations is built into the blockchain framework;

responsive to an attestation event, reviewing, by a compliance attestation component within the healthcare blockchain framework, asset contents, state, and properties of an asset in a compliance repository;

creating, by the compliance attestation component, a bottom-up asset manifest for the asset;

comparing, by the compliance attestation component, the asset manifest to a test case corresponding to an asset class of the asset;

validating, by the compliance attestation component, the asset against evidence rules corresponding to the asset class of the asset based on the comparison; and

responsive to the compliance attestation component validating the asset, generating a proof-of-validation certification.

2. The method of claim 1 , further comprising persisting the proof-of-validation certification with an attached hash in the compliance repository as a compliance chain transaction.

3. The method of claim 1 , further comprising generating a compliance alarm responsive to the asset not being validated.

4. The method of claim 1 , wherein the test case comprises a previous asset manifest created during a previous validation of the asset.

5. The method of claim 1 , wherein the test case comprises an attestation checklist for the asset corresponding to the asset class.

6. The method of claim 1 , wherein comparing the asset manifest to the test case comprises comparing what actually got built to what should have been built in the asset.

7. The method of claim 1 , wherein the attestation event comprises a change to the asset in the compliance repository.

8. The method of claim 1 , wherein the evidence rules are coded into the blockchain framework.

9. The method of claim 1 , wherein the evidence rules are from third party sources.

10. An apparatus comprising:

at least one processor; and

a memory coupled to the at least one processor, wherein the memory comprises instructions which, when executed by the at least one processor, cause the processor to implement a blockchain framework for continuous compliance auditing readiness and attestation in healthcare cloud solutions, wherein the instructions cause the at least one processor to:

provide a healthcare blockchain framework to create, read, update, and delete elements of a healthcare compliance model supporting a dynamic allocation of cloud resources to a healthcare business network, wherein compliance with one or more healthcare regulations is built into the blockchain framework;

responsive to an attestation event, review, by a compliance attestation component within the healthcare blockchain framework, asset contents, state, and properties of an asset in a compliance repository;

create, by the compliance attestation component, a bottom-up asset manifest for the asset;

compare, by the compliance attestation component, the asset manifest to a test case corresponding to an asset class of the asset;

validate, by the compliance attestation component, the asset against evidence rules corresponding to the asset class of the asset based on the comparison; and

responsive to the compliance attestation component validating the asset, generate a proof-of-validation certification.

11. The apparatus of claim 10 , wherein the instructions cause the at least one processor to persist the proof-of-validation certification with an attached hash in the compliance repository as a compliance chain transaction.

12. The apparatus of claim 10 , wherein the instructions cause the at least one processor to generate a compliance alarm responsive to the asset not being validated.

13. The apparatus of claim 10 , wherein the test case comprises a previous asset manifest created during a previous validation of the asset.

14. The apparatus of claim 10 , wherein the test case comprises an attestation checklist for the asset corresponding to the asset class.

15. The apparatus of claim 10 , wherein comparing the asset manifest to the test case comprises comparing what actually got built to what should have been built in the asset.

16. The apparatus of claim 10 , wherein the attestation event comprises a change to the asset in the compliance repository.

17. The apparatus of claim 10 , wherein the evidence rules are coded into the blockchain framework.

18. The apparatus of claim 10 , wherein the evidence rules are from third party sources.

19. A computer program product comprising a computer readable storage medium having a computer readable program stored therein, wherein the computer readable program, when executed on a computing device, causes the computing device to implement a blockchain framework for continuous compliance auditing readiness and attestation in healthcare cloud solutions, wherein the computer readable program causes the computing device to:

provide a healthcare blockchain framework to create, read, update, and delete elements of a healthcare compliance model supporting a dynamic allocation of cloud resources to a healthcare business network, wherein compliance with one or more healthcare regulations is built into the blockchain framework;

responsive to an attestation event, review, by a compliance attestation component within the healthcare blockchain framework, asset contents, state, and properties of an asset in a compliance repository;

create, by the compliance attestation component, a bottom-up asset manifest for the asset;

compare, by the compliance attestation component, the asset manifest to a test case corresponding to an asset class of the asset;

validate, by the compliance attestation component, the asset against evidence rules corresponding to the asset class of the asset based on the comparison; and

responsive to the compliance attestation component validating the asset, generate a proof-of-validation certification.

20. The computer program product of claim 19 , wherein the computer readable program causes the computing device to persist the proof-of-validation certification with an attached hash in the compliance repository as a compliance chain transaction.

Assignments (3)
SECURITY INTEREST Recorded Oct 1, 2025
From: MERATIVE US L.P.; MERGE HEALTHCARE INCORPORATED
To: TCG SENIOR FUNDING L.L.C., AS COLLATERAL AGENT
Reel/Frame 072808/0442 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Sep 21, 2022
From: INTERNATIONAL BUSINESS MACHINES CORPORATION
To: MERATIVE US L.P.
Reel/Frame 061496/0752 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jan 22, 2019
From: DE ARMAS, MARIO E.
To: INTERNATIONAL BUSINESS MACHINES CORPORATION
Reel/Frame 048086/0950 →