IP Library Granted Patent US 11,631,132
Granted Patent B2
US 11,631,132 · App. 17/355,999 · Granted Apr 18, 2023

System and method for dynamically determining quantity for risk management

Inventor: Alvin F. Tanpoco (Chicago, IL)
Assignee: Trading Technologies International, Inc.
G06Q40/04G06Q20/382G06Q40/00G06Q40/06
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Quick Facts
Patent No.
US 11,631,132
App. No.
17/355,999
Granted
Apr 18, 2023
Kind
B2
Abstract

A system and method for dynamically determining quantity for risk management are described. According to one example embodiment, as a trader positions an order icon at a desired price or price-derivative value on a graphical interface, an order quantity for the order is dynamically determined based on the order price and a selected risk management formula. A trader can change the price or the price-related value for one or more orders by moving the order icons relative to a price axis on a graphical interface. In such an embodiment, the initially calculated order quantity for each order will be dynamically recalculated based on the modified orders for the trading strategy.

Claims (39)

1. A method comprising:

displaying a plurality of locations on a graphical user interface, each location corresponding to one of a plurality of price levels, wherein the plurality of locations are along a price axis;

displaying a first order icon associated with a first risk parameter for determining a quantity for an order based on a selected price;

moving the first order icon to a first location of the plurality of locations corresponding to a price level along the price axis;

in response to moving the first order icon to the first location, computing a first order quantity based on the first risk parameter and based on the price level corresponding to the first location that the first order icon has been moved to; and

sending a first order to an electronic exchange, wherein the first order has a plurality of order parameters comprising the first order quantity and the price corresponding to the first location of the first order icon.

2. The method of claim 1 , wherein the price levels comprise prices or price-based values corresponding to market information received from the electronic exchange for a tradeable object, the market information comprises an inside market representing a highest bid price and a lowest ask price, a last traded price, and a last traded quantity.

3. The method of claim 1 , further comprising:

displaying price values at the price levels on the graphical user interface.

4. The method of claim 1 , further comprising:

receiving a selected risk management formula; and

setting a corresponding risk parameter.

5. The method of claim 1 , further comprising:

setting an additional risk parameter corresponding to the selected risk management formula.

6. The method of claim 1 , wherein the first risk parameter is a user-configured value.

7. The method of claim 1 , further comprising:

defining a user's own risk management formula and set a corresponding risk parameter.

8. The method of claim 1 , further comprising:

displaying the risk parameter in the graphical user interface.

9. The method of claim 1 , further comprising:

modifying the risk parameter; and

updating the first order quantity based on the modified risk parameter.

10. The method of claim 1 , further comprising:

displaying the first order quantity in relation to the first order icon.

11. The method of claim 1 , further comprising:

receiving an overwrite command to overwrite the first order quantity with a user-defined order quantity.

12. The method of claim 1 , wherein the first order icon is selected from a plurality of order icons, wherein each of the plurality of order icons is associated with a trading strategy.

13. The method of claim 1 , further comprising:

changing a size of the first order icon to reflect an order quantity based on a location the first order icon as the first order icon is being moved along the price axis.

14. The method of claim 1 , further comprising:

displaying a second order icon associated with a second risk parameter for determining a quantity for an order based on a selected price;

moving the second order icon in accordance to a second location of the plurality of locations corresponding to a price level along the price axis;

in response to moving the second order icon, computing a second order quantity based on the second risk parameter and based on the price level corresponding to the second location that the second order icon has been moved to; and

sending a second order to an electronic exchange, wherein the second order has a plurality of order parameters comprising the second order quantity and the price corresponding to the second location of the second order icon.

15. The method of claim 14 , wherein the second order is a dependent order based on at least partial execution of the first order.

16. The method of claim 14 further comprising:

computing the quantity of the second order based on a partial fill quantity of the first order.

17. The method of claim 14 further comprising:

deleting the second order from the electronic exchange when the first order quantity is completely filled.

Assignments (4)
SECURITY INTEREST Recorded Nov 7, 2025
From: TRADING TECHNOLOGIES INTERNATIONAL, INC.
To: HPS INVESTMENT PARTNERS, LLC, AS COLLATERAL AGENT
Reel/Frame 073510/0758 →
RELEASE OF SECURITY INTEREST Recorded Nov 5, 2025
From: JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT
To: TRADING TECHNOLOGIES INTERNATIONAL, INC.
Reel/Frame 073470/0522 →
SECURITY INTEREST Recorded Nov 22, 2022
From: TRADING TECHNOLOGIES INTERNATIONAL, INC.
To: JPMORGAN CHASE BANK, N.A.
Reel/Frame 061995/0117 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jun 23, 2021
From: TANPOCO, ALVIN F.
To: TRADING TECHNOLOGIES INTERNATIONAL, INC.
Reel/Frame 056641/0415 →
Continuity (8)
Continuation 16425561 · May 29, 2019
Continuation 14828017 · Aug 17, 2015
Continuation 13558328 · Jul 25, 2012
Continuation 12789016 · May 27, 2010
Continuation 11409346 · Apr 21, 2006
Continuation In Part 10749000 · Dec 30, 2003
Provisional Application 60504947 · Sep 22, 2003
Related Publication 20210390619A1 · Dec 16, 2021