IP Library Patent Application 18177375
Patent Application
App. No. 18/177,375

System and Method for Dynamically Determining Quantity for Risk management

Loading inventors, assignments & file history…
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this patent's details
Quick Facts
Patent No.
US None
App. No.
18/177,375
Filed
Mar 2, 2023
Art Unit
3694
USPC
705/37
Abstract

A system and method for dynamically determining quantity for risk management are described. According to one example embodiment, as a trader positions an order icon at a desired price or price-derivative value on a graphical interface, an order quantity for the order is dynamically determined based on the order price and a selected risk management formula. A trader can change the price or the price-related value for one or more orders by moving the order icons relative to a price axis on a graphical interface. In such an embodiment, the initially calculated order quantity for each order will be dynamically recalculated based on the modified orders for the trading strategy.

Claims (40)

1 . (canceled)

2 . A computer readable medium storing instructions that when executed by a processor, cause the processor to:

display a plurality of locations on a graphical user interface, each location corresponding to one of a plurality of price levels, wherein the plurality of locations are along a price axis;

display a first order icon associated with a first risk parameter for determining a quantity for an order based on a selected price;

move the first order icon to a first location of the plurality of locations corresponding to a price level along the price axis;

in response to moving the first order icon to the first location, compute a first order quantity based on the first risk parameter and based on the price level corresponding to the first location that the first order icon has been moved to; and

send a first order to an electronic exchange, wherein the first order has a plurality of order parameters comprising the first order quantity and the price corresponding to the first location of the first order icon.

3 . The computer readable medium of claim 2 , wherein the price levels comprise prices or price-based values corresponding to market information received from the electronic exchange for a tradeable object, the market information comprises an inside market representing a highest bid price and a lowest ask price, a last traded price, and a last traded quantity.

4 . The computer readable medium of claim 2 , further causing the processor to:

display price values at the price levels on the graphical user interface.

5 . The computer readable medium of 2, further causing the processor to:

receive a selected risk management formula; and

set a corresponding risk parameter.

6 . The computer readable medium of claim 2 , further causing the processor to:

set an additional risk parameter corresponding to the selected risk management formula.

7 . The computer readable medium of claim 2 , wherein the first risk parameter is a user-configured value.

8 . The computer readable medium of claim 2 , further causing the processor to:

define a user's own risk management formula and set a corresponding risk parameter.

9 . The computer readable medium of claim 2 , further causing the processor to:

display the risk parameter in the graphical user interface.

10 . The computer readable medium of claim 2 , further causing the processor to:

modify the risk parameter; and

update the first order quantity based on the modified risk parameter.

11 . The computer readable medium of claim 2 , further causing the processor to:

display the first order quantity in relation to the first order icon.

12 . The computer readable medium of claim 2 , further causing the processor to:

receive an overwrite command to overwrite the first order quantity with a user-defined order quantity.

13 . The computer readable medium of claim 2 , wherein the first order icon is selected from a plurality of order icons, wherein each of the plurality of order icons is associated with a trading strategy.

14 . The computer readable medium of claim 2 , further causing the processor to:

change a size of the first order icon to reflect an order quantity based on a location the first order icon as the first order icon is being moved along the price axis.

15 . The computer readable medium of claim 2 , further causing the processor to:

display a second order icon associated with a second risk parameter for determining a quantity for an order based on a selected price;

move the second order icon in accordance to a second location of the plurality of locations corresponding to a price level along the price axis;

in response to moving the second order icon, compute a second order quantity based on the second risk parameter and based on the price level corresponding to the second location that the second order icon has been moved to; and

send a second order to an electronic exchange, wherein the second order has a plurality of order parameters comprising the second order quantity and the price corresponding to the second location of the second order icon.

16 . The computer readable medium of claim 15 , wherein the second order is a dependent order based on at least partial execution of the first order.

17 . The computer readable medium of claim 15 further causing the processor to:

compute the quantity of the second order based on a partial fill quantity of the first order.

18 . The computer readable medium of claim 15 further causing the processor to:

delete the second order from the electronic exchange when the first order quantity is completely filled.

Assignments (3)
RELEASE OF SECURITY INTEREST Recorded Nov 5, 2025
From: JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT
To: TRADING TECHNOLOGIES INTERNATIONAL, INC.
Reel/Frame 073470/0597 →
SECURITY INTEREST Recorded May 3, 2024
From: TRADING TECHNOLOGIES INTERNATIONAL, INC.
To: JPMORGAN CHASE BANK, N.A.
Reel/Frame 067310/0496 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 3, 2023
From: TANPOCO, ALVIN F.
To: TRADING TECHNOLOGIES INTERNATIONAL, INC.
Reel/Frame 062872/0613 →