IP Library Granted Patent US 12,275,684
Granted Patent B2
US 12,275,684 · App. 18/657,665 · Granted Apr 15, 2025

Methods for making and using endoxifen

Inventors: Steven C. Quay (Seattle, WA); Yao-Lin Sun (Tainan, TW); LungHu Wang (Kaohsiung, TW); ChangJung Wu (Kaohsiung, TW); ChuanDer Huang (Tainan, TW)
Assignee: ATOSSA THERAPEUTICS, INC.
C07C217/18C07C213/10A61K9/0053A61K45/06C07B2200/13
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Quick Facts
Patent No.
US 12,275,684
App. No.
18/657,665
Granted
Apr 15, 2025
Kind
B2
Abstract

The present disclosure provides industrially scalable methods of making (Z)-endoxifen or a salt thereof, crystalline forms of endoxifin, and compositions comprising them. The present disclosure also provides methods for treating hormone-dependent breast and hormone-dependent reproductive tract disorders.

Claims (138)

1. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

2. The enteric oral formulation of claim 1 , further comprising less than 2% (Z)-endoxifen impurities.

3. The enteric oral formulation of claim 1 , further comprising less than 1% (Z)-endoxifen impurities.

4. The enteric oral formulation of claim 1 , further comprising less than 0.5% (Z)-endoxifen impurities.

5. The enteric oral formulation of claim 1 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

6. The enteric oral formulation of claim 1 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

7. The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

8. The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

9. The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

10. The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

11. The enteric oral formulation of claim 1 , wherein the enteric oral formulation has: a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

12. The enteric oral formulation of claim 1 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

13. The enteric oral formulation of claim 12 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

14. The enteric oral formulation of claim 1 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

15. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

16. The enteric oral formulation of claim 15 , further comprising less than 2% (Z)-endoxifen impurities.

17. The enteric oral formulation of claim 15 , further comprising less than 1% (Z)-endoxifen impurities.

18. The enteric oral formulation of claim 15 , further comprising less than 0.5% (Z)-endoxifen impurities.

19. The enteric oral formulation of claim 15 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

20. The enteric oral formulation of claim 15 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

21. The enteric oral formulation of claim 15 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

22. The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

23. The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

24. The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

25. The enteric oral formulation of claim 15 , wherein the enteric oral formulation has: a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

26. The enteric oral formulation of claim 15 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

27. The enteric oral formulation of claim 26 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

28. The enteric oral formulation of claim 15 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

29. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a water activity (Aw) of less than 0.9.

30. The enteric oral formulation of claim 29 , further comprising less than 2% (Z)-endoxifen impurities.

31. The enteric oral formulation of claim 29 , further comprising less than 1% (Z)-endoxifen impurities.

32. The enteric oral formulation of claim 29 , further comprising less than 0.5% (Z)-endoxifen impurities.

33. The enteric oral formulation of claim 29 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

34. The enteric oral formulation of claim 29 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

35. The enteric oral formulation of claim 29 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

36. The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

37. The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

38. The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

39. The enteric oral formulation of claim 29 , wherein the enteric oral formulation has: a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

40. The enteric oral formulation of claim 29 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

41. The enteric oral formulation of claim 40 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

42. The enteric oral formulation of claim 29 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

43. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

44. The enteric oral formulation of claim 43 , further comprising less than 2% (Z)-endoxifen impurities.

45. The enteric oral formulation of claim 43 , further comprising less than 1% (Z)-endoxifen impurities.

46. The enteric oral formulation of claim 43 , further comprising less than 0.5% (Z)-endoxifen impurities.

47. The enteric oral formulation of claim 43 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

48. The enteric oral formulation of claim 43 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

49. The enteric oral formulation of claim 43 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

50. The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

51. The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

52. The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

53. The enteric oral formulation of claim 43 , wherein the enteric oral formulation has: a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

54. The enteric oral formulation of claim 43 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

55. The enteric oral formulation of claim 54 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

56. The enteric oral formulation of claim 43 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

57. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

58. The enteric oral formulation of claim 57 , further comprising less than 2% (Z)-endoxifen impurities.

59. The enteric oral formulation of claim 57 , further comprising less than 1% (Z)-endoxifen impurities.

60. The enteric oral formulation of claim 57 , further comprising less than 0.5% (Z)-endoxifen impurities.

61. The enteric oral formulation of claim 57 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

62. The enteric oral formulation of claim 57 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

63. The enteric oral formulation of claim 57 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

64. The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

65. The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

66. The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

67. The enteric oral formulation of claim 57 , wherein the enteric oral formulation has: a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

68. The enteric oral formulation of claim 57 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

69. The enteric oral formulation of claim 68 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

70. The enteric oral formulation of claim 57 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

71. An enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

72. The enteric oral formulation of claim 71 , further comprising less than 2% (Z)-endoxifen impurities.

73. The enteric oral formulation of claim 71 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

74. The enteric oral formulation of claim 71 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

75. The enteric oral formulation of claim 71 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

76. The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

77. The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

78. The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

79. The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

80. The enteric oral formulation of claim 71 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

81. The enteric oral formulation of claim 80 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

82. The enteric oral formulation of claim 71 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

83. A method of treating a subject in need thereof, the method comprising administering to the subject a therapeutically effective amount of an enteric oral formulation comprising a compound of Formula (III):

or a pharmaceutically acceptable salt thereof,

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has one or more of the following properties:

(a) an aerobic bacterial plate count of not more than 20,000 g/mL;

(b) a water content of not more than 1.0% as tested by Method Ic of USP 921;

(c) a water activity (Aw) of less than 0.9;

(d) a residue on ignition of not more than 0.1% as tested by a method of USP 281;

(e) a heavy metal content of not more than 20 ppm as tested by Method II of USP 231; and

(f) a methanol content of not more than 3000 ppm, a tetrahydrofuran content of not more than 720 ppm, an isopropanol content of not more than 5000 ppm, an ethyl acetate content of not more than 5000 ppm, a n-Heptane content of not more than 5000 ppm, and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

84. The method of claim 83 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

85. The method of claim 83 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

86. The method of claim 83 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

87. The method of claim 83 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

88. The method of claim 83 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

89. The method of claim 83 , wherein the enteric oral formulation has a methanol content of not more than 3000 ppm; a tetrahydrofuran content of not more than 720 ppm; an isopropanol content of not more than 5000 ppm; an ethyl acetate content of not more than 5000 ppm; a n-Heptane content of not more than 5000 ppm; and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

90. The method of claim 83 , wherein the enteric oral formulation has each of the following properties:

(a) an aerobic bacterial plate count of not more than 20,000 g/mL;

(b) a water content of not more than 1.0% as tested by Method Ic of USP 921;

(c) a water activity (Aw) of less than 0.9;

(d) a residue on ignition of not more than 0.1% as tested by a method of USP 281;

(e) a heavy metal content of not more than 20 ppm as tested by Method II of USP 231; and

(f) a methanol content of not more than 3000 ppm, a tetrahydrofuran content of not more than 720 ppm, an isopropanol content of not more than 5000 ppm, an ethyl acetate content of not more than 5000 ppm, a n-Heptane content of not more than 5000 ppm, and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

91. The method of claim 83 , wherein the enteric oral formulation further comprises less than 2% (Z)-endoxifen impurities.

92. The method of claim 83 , wherein the enteric oral formulation further comprises less than 1% (Z)-endoxifen impurities.

93. The method of claim 83 , wherein the enteric oral formulation further comprises less than 0.5% (Z)-endoxifen impurities.

94. The method of claim 83 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

95. The method of claim 83 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

96. The method of claim 83 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

97. The method of claim 96 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

98. The method of claim 83 , wherein the enteric oral formulation comprises 0.01 mg to 200 mg of (Z)-endoxifen.

Assignments (3)
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Nov 11, 2024
From: SUN, YAO-LIN; WANG, LUNGHU; WU, CHANGJUNG; HUANG, CHUANDER
To: KRISAN BIOTECH CO., LTD.
Reel/Frame 069204/0330 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Nov 11, 2024
From: KRISAN BIOTECH CO., LTD.
To: ATOSSA THERAPEUTICS, INC.
Reel/Frame 069204/0386 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Nov 11, 2024
From: QUAY, STEVEN C.
To: ATOSSA THERAPEUTICS, INC.
Reel/Frame 069204/0431 →