IP Library Granted Patent US 12,479,790
Granted Patent B2
US 12,479,790 · App. 19/094,756 · Granted Nov 25, 2025

Methods for making and using endoxifen

Inventors: Steven C. Quay (Seattle, WA); Yao-Lin Sun (Tainan, TW); LungHu Wang (Kaohsiung, TW); ChangJung Wu (Kaohsiung, TW); ChuanDer Huang (Tainan, TW)
Assignee: Atossa Therapeutics, Inc.
C07C217/18C07C213/10A61K9/0053A61K45/06C07B2200/13
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Quick Facts
Patent No.
US 12,479,790
App. No.
19/094,756
Granted
Nov 25, 2025
Kind
B2
Abstract

The present disclosure provides industrially scalable methods of making (Z)-endoxifen or a salt thereof, crystalline forms of endoxifen, and compositions comprising them. The present disclosure also provides methods for treating hormone-dependent breast and hormone-dependent reproductive tract disorders.

Claims (182)

1 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

2 . The enteric oral formulation of claim 1 , further comprising less than 2% (Z)-endoxifen impurities.

3 . The enteric oral formulation of claim 1 , further comprising less than 1% (Z)-endoxifen impurities.

4 . The enteric oral formulation of claim 1 , further comprising less than 0.5% (Z)-endoxifen impurities.

5 . The enteric oral formulation of claim 1 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

6 . The enteric oral formulation of claim 1 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

7 . The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

8 . The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

9 . The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

10 . The enteric oral formulation of claim 1 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

11 . The enteric oral formulation of claim 1 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

12 . The enteric oral formulation of claim 1 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

13 . The enteric oral formulation of claim 12 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

14 . The enteric oral formulation of claim 1 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

15 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

16 . The enteric oral formulation of claim 15 , further comprising less than 2% (Z)-endoxifen impurities.

17 . The enteric oral formulation of claim 15 , further comprising less than 1% (Z)-endoxifen impurities.

18 . The enteric oral formulation of claim 15 , further comprising less than 0.5% (Z)-endoxifen impurities.

19 . The enteric oral formulation of claim 15 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

20 . The enteric oral formulation of claim 15 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

21 . The enteric oral formulation of claim 15 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

22 . The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

23 . The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

24 . The enteric oral formulation of claim 15 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

25 . The enteric oral formulation of claim 15 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

26 . The enteric oral formulation of claim 15 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

27 . The enteric oral formulation of claim 26 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

28 . The enteric oral formulation of claim 15 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

29 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a water activity (Aw) of less than 0.9.

30 . The enteric oral formulation of claim 29 , further comprising less than 2% (Z)-endoxifen impurities.

31 . The enteric oral formulation of claim 29 , further comprising less than 1% (Z)-endoxifen impurities.

32 . The enteric oral formulation of claim 29 , further comprising less than 0.5% (Z)-endoxifen impurities.

33 . The enteric oral formulation of claim 29 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

34 . The enteric oral formulation of claim 29 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

35 . The enteric oral formulation of claim 29 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

36 . The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

37 . The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

38 . The enteric oral formulation of claim 29 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

39 . The enteric oral formulation of claim 29 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

40 . The enteric oral formulation of claim 29 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

41 . The enteric oral formulation of claim 40 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

42 . The enteric oral formulation of claim 29 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

43 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

44 . The enteric oral formulation of claim 43 , further comprising less than 2% (Z)-endoxifen impurities.

45 . The enteric oral formulation of claim 43 , further comprising less than 1% (Z)-endoxifen impurities.

46 . The enteric oral formulation of claim 43 , further comprising less than 0.5% (Z)-endoxifen impurities.

47 . The enteric oral formulation of claim 43 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

48 . The enteric oral formulation of claim 43 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

49 . The enteric oral formulation of claim 43 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

50 . The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

51 . The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

52 . The enteric oral formulation of claim 43 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

53 . The enteric oral formulation of claim 43 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

54 . The enteric oral formulation of claim 43 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

55 . The enteric oral formulation of claim 54 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

56 . The enteric oral formulation of claim 43 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

57 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

58 . The enteric oral formulation of claim 57 , further comprising less than 2% (Z)-endoxifen impurities.

59 . The enteric oral formulation of claim 57 , further comprising less than 1% (Z)-endoxifen impurities.

60 . The enteric oral formulation of claim 57 , further comprising less than 0.5% (Z)-endoxifen impurities.

61 . The enteric oral formulation of claim 57 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

62 . The enteric oral formulation of claim 57 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

63 . The enteric oral formulation of claim 57 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

64 . The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

65 . The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

66 . The enteric oral formulation of claim 57 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

67 . The enteric oral formulation of claim 57 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

68 . The enteric oral formulation of claim 57 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

69 . The enteric oral formulation of claim 68 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

70 . The enteric oral formulation of claim 57 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

71 . An enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

72 . The enteric oral formulation of claim 71 , further comprising less than 2% (Z)-endoxifen impurities.

73 . The enteric oral formulation of claim 71 , further comprising less than 1% (Z)-endoxifen impurities.

74 . The enteric oral formulation of claim 71 , further comprising less than 0.5% (Z)-endoxifen impurities.

75 . The enteric oral formulation of claim 71 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

76 . The enteric oral formulation of claim 71 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

77 . The enteric oral formulation of claim 71 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

78 . The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

79 . The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

80 . The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

81 . The enteric oral formulation of claim 71 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

82 . The enteric oral formulation of claim 71 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

83 . The enteric oral formulation of claim 82 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

84 . The enteric oral formulation of claim 71 , comprising 0.01 mg to 200 mg of (Z)-endoxifen.

85 . A method of treating a subject in need thereof, the method comprising administering to the subject a therapeutically effective amount of an enteric oral formulation comprising a free base of a compound of Formula (III):

wherein:

at least 90% by weight of the compound of Formula (III) is (Z)-endoxifen; and

the enteric oral formulation has one or more of the following properties:

(a) an aerobic bacterial plate count of not more than 20,000 g/mL;

(b) a water content of not more than 1.0% as tested by Method Ic of USP 921;

(c) a water activity (Aw) of less than 0.9;

(d) a residue on ignition of not more than 0.1% as tested by a method of USP 281;

(e) a heavy metal content of not more than 20 ppm as tested by Method II of USP 231; and

(f) a methanol content of not more than 3000 ppm, a tetrahydrofuran content of not more than 720 ppm, an isopropanol content of not more than 5000 ppm, an ethyl acetate content of not more than 5000 ppm, a n-heptane content of not more than 5000 ppm, and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

86 . The method of claim 85 , wherein the enteric oral formulation has an aerobic bacterial plate count of not more than 20,000 g/mL.

87 . The method of claim 85 , wherein the enteric oral formulation has a water content of not more than 1.0% as tested by Method Ic of USP 921.

88 . The method of claim 85 , wherein the enteric oral formulation has a water activity (Aw) of less than 0.9.

89 . The method of claim 85 , wherein the enteric oral formulation has a residue on ignition of not more than 0.1% as tested by a method of USP 281.

90 . The method of claim 85 , wherein the enteric oral formulation has a heavy metal content of not more than 20 ppm as tested by Method II of USP 231.

91 . The method of claim 85 , wherein the enteric oral formulation has:

a methanol content of not more than 3000 ppm;

a tetrahydrofuran content of not more than 720 ppm;

an isopropanol content of not more than 5000 ppm;

an ethyl acetate content of not more than 5000 ppm;

a n-heptane content of not more than 5000 ppm; and

an ethanol content of not more than 5000 ppm,

as tested by a validated HPLC method.

92 . The method of claim 85 , wherein the enteric oral formulation has each of the following properties:

(a) an aerobic bacterial plate count of not more than 20,000 g/mL;

(b) a water content of not more than 1.0% as tested by Method Ic of USP 921;

(c) a water activity (Aw) of less than 0.9;

(d) a residue on ignition of not more than 0.1% as tested by a method of USP 281;

(e) a heavy metal content of not more than 20 ppm as tested by Method II of USP 231; and

(f) a methanol content of not more than 3000 ppm, a tetrahydrofuran content of not more than 720 ppm, an isopropanol content of not more than 5000 ppm, an ethyl acetate content of not more than 5000 ppm, a n-heptane content of not more than 5000 ppm, and an ethanol content of not more than 5000 ppm, as tested by a validated HPLC method.

93 . The method of claim 85 , wherein the enteric oral formulation further comprises less than 2% (Z)-endoxifen impurities.

94 . The method of claim 85 , wherein the enteric oral formulation further comprises less than 1% (Z)-endoxifen impurities.

95 . The method of claim 85 , wherein the enteric oral formulation further comprises less than 0.5% (Z)-endoxifen impurities.

96 . The method of claim 85 , wherein the (Z)-endoxifen is stable for at least 9 months at 5° C. and 25° C. at 60% relative humidity.

97 . The method of claim 85 , wherein the (Z)-endoxifen is stable for at least 3 months at 40° C. at 75% relative humidity.

98 . The method of claim 85 , wherein the compound of Formula (III) is in a crystalline form which is Form I, characterized by an x-ray powder diffraction pattern comprising major peaks at 16.8±0.3°, 17.1±0.3°, and 21.8±0.3° two theta.

99 . The method of claim 98 , wherein the x-ray powder diffraction pattern further comprises at least one peak selected from 16.0±0.3°, 18.8±0.3° and 26.5±0.3° two theta.

100 . The method of claim 85 , wherein the enteric oral formulation comprises 0.01 mg to 200 mg of (Z)-endoxifen.

Assignments (3)
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 16, 2025
From: QUAY, STEVEN C.
To: ATOSSA THERAPEUTICS, INC.
Reel/Frame 071732/0499 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 16, 2025
From: SUN, YAOLIN; WANG, LUNGHU; WU, CHANGJUNG; HUANG, CHUANDER
To: KRISAN BIOTECH CO., LTD.
Reel/Frame 071732/0757 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 16, 2025
From: KRISAN BIOTECH CO., LTD.
To: ATOSSA THERAPEUTICS, INC.
Reel/Frame 071733/0016 →