IP Library Granted Patent US 9,840,480
Granted Patent B2
US 9,840,480 · App. 15/377,666 · Granted Dec 12, 2017

Humic acid derivatives and methods of preparation and use

Inventors: Georgius Abidal Adam (Edensor Park, AU); Anita Needham (Mangerton, AU)
Assignee: Empire Technology Development LLC
C07D265/38C07D307/77C07D307/91C07D413/14C08K5/1535C08K5/357C09K15/06C09K15/30
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Quick Facts
Patent No.
US 9,840,480
App. No.
15/377,666
Granted
Dec 12, 2017
Kind
B2
Abstract

Disclosed are antioxidative natural compounds, their salts, chelates and cleavage derivatives that exhibit a superior combination of properties. The compounds can be used for a variety of purposes, including the stabilization of polymers. The compounds can be prepared by substantially cleaving a humic acid of formula I followed by esterification to provide at least one antioxidant compounds of formula V, formula VI, formula VII, formula VIII, salts thereof, or chelates thereof.

Claims (42)

1. A stabilizing compound comprising at least one humic acid derivative, wherein the humic acid derivative is selected from the group consisting of formula VI, formula VII, and formula VIII:

R 2 is hydrogen, —(C 1 -C 20 )alkyl, or substituted —(C 1 -C 20 )alkyl;

R 4 is hydrogen, —(C 1 -C 20 )alkyl, or substituted —(C 1 -C 20 )alkyl;

R 21 , R 22 , R 31 , R 32 , and R 41 are independently hydrogen, —(C 4 -C 20 )alkyl, or substituted —(C 4 -C 20 )alkyl;

R 23 , R 24 , R 25 , R 26 , R 27 , R 33 , R 34 , R 35 , R 36 , R 42 , R 43 , and R 44 are independently hydrogen, —(C═O)—(C 3 -C 19 )alkyl, or substituted —(C═O)—(C 3 -C 19 )alkyl; and

wherein at least one of R 21 , R 22 , R 23 , R 24 , R 25 , R 26 , and R 27 is not hydrogen; at least one of R 31 , R 32 , R 33 , R 34 , R 35 , and R 36 is not hydrogen; and at least one of R 41 , R 42 , R 43 , and R 44 is not hydrogen;

a salt, a chelate, or a combination thereof.

2. The compound of claim 1 , wherein the humic acid derivative of formula VI, formula VII, formula VIII, a salt, a chelate, or a combination thereof comprises:

R 2 is hydrogen or —(C 1 -C 20 )alkyl;

R 23 , R 24 , R 25 , R 26 , and R 27 , are independently hydrogen or —(C═O)—(C 3 -C 19 )alkyl;

R 4 is hydrogen or —(C 1 -C 20 )alkyl;

R 41 is independently hydrogen or —(C 4 -C 20 )alkyl; and

R 42 , R 43 , and R 44 are independently hydrogen or —(C═O)—(C 3 -C 19 )alkyl, wherein at least one of R 21 , R 22 , R 23 , R 24 , R 25 , R 26 , R 27 , R 41 , R 42 , R 43 , and R 44 is not hydrogen.

3. The compound of claim 1 , wherein the humic acid derivative comprises formula VI, a salt thereof, or a chelate thereof.

4. The compound of claim 1 , wherein R 2 is methyl.

5. The compound of claim 1 , wherein R 21 R 22 , are independently hydrogen or —(C 4 -C 20 )alkyl.

6. The compound of claim 1 , wherein R 23 , R 24 , R 25 , R 26 , and R 27 , are independently hydrogen or —(C═O)—(C 3 -C 19 )alkyl; and wherein at least one of R 21 , R 22 , R 23 , R 24 , R 25 , R 26 , and R 27 is not hydrogen.

7. The compound of claim 1 , wherein the humic acid derivative is formula VII, a salt thereof, or a chelate thereof.

8. The compound of claim 1 , wherein the humic acid derivative is formula VIII, a salt thereof, or a chelate thereof.

9. The compound of claim 1 , wherein the salt is selected from the group consisting of a lithium salt, a sodium salt, an ammonium salt, a potassium salt, a calcium salt, a barium salt, a magnesium salt, a manganese salt, a zinc salt, an aluminum salt, and an iron salt.

10. The compound of claim 1 , wherein the humic acid derivative is a polyvalent cation chelate.

11. The compounds of claim 1 , wherein the humic acid derivative is independently a calcium chelate, a magnesium chelate, an iron chelate, a zinc chelate or a combination thereof.

12. A method of preparing a polymer stabilizing mixture of compounds, the method comprising:

substantially hydrolyzing a humic acid to form a mixture of compounds according to formula VI, formula VII and formula VIII, a salt, a chelate, or a combination thereof:

wherein:

R 2 is hydrogen, —(C 1 -C 20 )alkyl, or substituted —(C 1 -C 20 )alkyl;

R 4 is hydrogen, —(C 1 -C 20 )alkyl, or substituted —(C 1 -C 20 )alkyl;

R 21 , R 22 , R 31 , R 32 , and R 41 are independently hydrogen, —(C 4 -C 20 )alkyl, or substituted —(C 4 -C 20 )alkyl;

R 23 , R 24 , R 25 , R 26 , R 27 , R 33 , R 34 , R 35 , R 36 , R 42 , R 43 , and R 44 are independently hydrogen, —(C═O)—(C 3 -C 19 )alkyl, or substituted —(C═O)—(C 3 -C 19 )alkyl;

wherein at least one of R 21 , R 22 , R 23 , R 24 , R 25 , R 26 , and R 27 is not hydrogen; at least one of R 31 , R 32 , R 33 , R 34 , R 35 , and R 36 is not hydrogen; and at least one of R 41 , R 42 , R 43 , and R 44 is not hydrogen; and

esterifying at least one functional group of the mixture of compounds to give a polymer stabilizing mixture of compounds.

13. The method of claim 12 , wherein esterifying comprises forming a alkyl ester of at least one of R 23 , R 24 , R 25 , R 26 , R 27 , R 33 , R 34 , R 35 , R 36 , R 42 , R 43 , and R 44 , to give an esterified mixture.

14. The method of claim 12 , wherein esterifying comprises forming a (C 4 -C 20 )alkyl ester of at least one of R 21 , R 22 , R 31 , R 32 , and R 41 , to give an esterified mixture.

15. The method of claim 12 , further comprising forming a chelate of at least one compound of the polymer stabilizing mixture with a calcium cation, a magnesium cation, a zinc cation, an iron cation, or a combination thereof.

16. The method of claim 12 , further comprising forming a salt of at least one compound of the polymer stabilizing mixture to form a lithium salt, a sodium salt, an ammonium salt, a potassium salt, a calcium salt, a barium salt, a magnesium salt, a manganese salt, a zinc salt, an aluminum salt, an iron salt, or a combination thereof.

17. The method of claim 12 , further comprising purifying at least one compound of the polymer stabilizing mixture.

18. The method of claim 12 , further comprising isolating a compound of the polymer stabilizing mixture of formula VI, wherein at least one of R 21 , R 22 , R 23 , R 24 , R 25 , R 26 , and R 27 is not hydrogen.

19. The method of claim 12 , further comprising isolating a compound of the polymer stabilizing mixture of formula VII, wherein at least one of R 31 , R 32 , R 33 , R 34 , R 35 , and R 36 is not hydrogen.

20. The method of claim 12 , further comprising isolating a compound of the polymer stabilizing mixture of formula VIII, wherein at least one of R 41 , R 42 , R 43 , and R 44 is not hydrogen.

21. The method of claim 12 , wherein the hydrolyzing comprises hydrolyzing in the presence of an alkaline solution.

22. The method of claim 21 , wherein the alkaline solution is aqueous lithium hydroxide, aqueous sodium hydroxide, aqueous potassium hydroxide, or a combination thereof.

23. The method of claim 12 , wherein the hydrolyzing comprises hydrolyzing at a pH of 8.5-13.

Assignments (4)
RELEASE OF SECURITY INTEREST IN PATENTS, RECORDED ON JANUARY 29, 2019, AT REEL/FRAME 048373/0217 Recorded Jun 22, 2026
From: CRESTLINE DIRECT FINANCE, L.P., AS COLLATERAL AGENT
To: EMPIRE TECHNOLOGY DEVELOPMENT LLC
Reel/Frame 075799/0053 →
RELEASE OF SECURITY INTEREST IN PATENTS, RECORDED ON JANUARY 29, 2019 AT REEL 048373 FRAME 0217 Recorded Sep 22, 2025
From: CRESTLINE DIRECT FINANCE, L.P., AS COLLATERAL AGENT
To: EMPIRE TECHNOLOGY DEVELOPMENT LLC
Reel/Frame 072936/0464 →
SECURITY INTEREST Recorded Jan 29, 2019
From: EMPIRE TECHNOLOGY DEVELOPMENT LLC
To: CRESTLINE DIRECT FINANCE, L.P.
Reel/Frame 048373/0217 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Dec 13, 2016
From: ADAM, GEORGIUS ABIDAL; NEEDHAM, ANITA
To: EMPIRE TECHNOLOGY DEVELOPMENT LLC
Reel/Frame 040726/0966 →
Continuity (2)
Division 14894660
Related Publication 20170088528A1 · Mar 30, 2017