Patent Assignment
Reel/Frame 028469/0482
Change of Name
Recorded: 2012-06-29
Pages: 5
Assignor
NYSE AMEX LLC
Executed: 2012-05-14
Assignee
NYSE MKT LLC
20 BROAD STREET, NEW YORK, NEW YORK, 10005
Covered Properties
(15)
Hedging Exchange Traded Mutual Funds or Other Portfolio Basket Products
Patent:
7,099,838 →
Application:
09/536,258 →
Determining Intra-Day Net Asset Value of an Actively Managed Exchange Traded Fund
Patent:
6,941,280 →
Application:
09/536,663 →
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
System for Pricing Financial Instruments
Hedging Exchange Traded Mutual Funds or Other Portfolio Basket Products
Systems and Methods for Trading Actively Managed Funds
Binary Options on an Organized Exchange and the Systems and Methods for Trading the Same
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
Hedging Exchange Traded Mutual Funds or Other Portfolio Basket Products
System for Pricing Financial Instruments
System for Pricing Financial Instruments
Systems and Methods for Trading Actively Managed Funds
Systems and Methods for Evaluating the Integrity of a Model Portfolio of a Financial Instrument
Modeling Portfolios for Actively Managed Exchange Traded Funds
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Mar 27, 2000
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 010662/0177 →
Assignment of Assignor's Interest
Mar 27, 2000
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 010660/0362 →
Assignment of Assignor's Interest
Mar 23, 2001
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 011632/0769 →
Assignment of Assignor's Interest
Oct 29, 2002
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES A.
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 013431/0136 →
Assignment of Assignor's Interest
Jun 2, 2004
From: WEBER, CLIFFORD; ALEXANDER, CAROL; MACQUEEN, JASON; BAKER, CHARLES
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 014684/0384 →
Assignment of Assignor's Interest
Jul 1, 2004
From: NORMAN, TERRY
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 014808/0336 →
Assignment of Assignor's Interest
Sep 30, 2004
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES; MACQUEEN, JASON
To: AMERICAN STOCK EXCHANGE, LLC., THE
Reel/Frame 015216/0338 →
Assignment of Assignor's Interest
Sep 30, 2004
From: MACQUEEN, JASON; NORMAN, TERRY; GASTINEAU, GARY
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 015205/0794 →
Assignment of Assignor's Interest
Mar 28, 2005
From: MONTANARO, DONATO A.; BICKFORD, MICHAEL T.; BURNS, JEFFREY P.; MASCIALE, CHRISTOPHER P.
To: AMERICAN STOCK EXCHANGE THE
Reel/Frame 016402/0287 →
Assignment of Assignor's Interest
Jun 23, 2006
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE,LLC,THE
Reel/Frame 017847/0551 →
Assignment of Assignor's Interest
Sep 29, 2006
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 018374/0923 →
Assignment of Assignor's Interest
Nov 20, 2007
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES; MACQUEEN, JASON
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 020193/0749 →
Assignment of Assignor's Interest
Jan 9, 2008
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES
To: AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 020345/0368 →
Assignment of Assignor's Interest
Jan 9, 2008
From: MACQUEEN, JASON; GASTINEAU, GARY; NORMAN, TERRY
To: AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 020345/0238 →
Assignment of Assignor's Interest
Feb 26, 2008
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES; MACQUEEN, JASON
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 020612/0978 →
Assignment of Assignor's Interest
Mar 18, 2008
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES; MACQUEEN, JASON
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 020670/0212 →
Corrective Assignment Previously Recorded on September 29, 2006 at Reel 018374 Frame 0923.
May 21, 2008
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE LLC, THE
Reel/Frame 020994/0809 →
Assignment of Assignor's Interest
Aug 27, 2008
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES; MACQUEEN, JASON
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 021454/0434 →
Assignment of Assignor's Interest
Oct 21, 2008
From: WEBER, CLIFFORD J.; EBNER, SCOTT; BAKER, CHARLES A.; ARCULLI, BONNIE
To: NYSE ALTERNEXT LLC
Reel/Frame 021708/0959 →
Merger
Nov 19, 2008
From: AMERICAN STOCK EXCHANGE LLC
To: NYSE ALTERNEXT US LLC
Reel/Frame 021861/0089 →
Assignment of Assignor's Interest
Aug 11, 2009
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES
To: NYSE ALTERNEXT US LLC
Reel/Frame 023081/0477 →
Change of Name
Feb 2, 2010
From: NYSE ALTERNEXT US LLC
To: NYSE AMEX LLC
Reel/Frame 023882/0595 →
Change of Name
Jul 15, 2010
From: AMERICAN STOCK EXCHANGE LLC
To: NYSE ALTERNEXT US LLC
Reel/Frame 024696/0360 →
Change of Name
Jul 15, 2010
From: NYSE ALTERNEX US LLC
To: NYSE AMEX LLC
Reel/Frame 024696/0317 →
Assignment of Assignor's Interest
Jul 15, 2010
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: AMERICAN STOCK EXCHANGE, LLC, THE
Reel/Frame 024696/0313 →