Patent Assignment
Reel/Frame 036125/0044
Security Interest
Recorded: 2015-07-17
Pages: 13
Assignors
PROFESSIONAL TRADING SOLUTIONS, INC.
Executed: 2015-07-15
PTS FINANCIAL TECHNOLOGY, LLC
Executed: 2015-07-15
Assignee
WESTERN ALLIANCE BANK
55 ALMADEN BLVD., SUITE 100, SAN JOSE, CALIFORNIA, 95113
Covered Properties
(4)
Latency Monitor
Patent:
7,127,422 →
Application:
09/574,595 →
Method and Apparatus for Automated Cancellation of Orders for Securities
Patent:
6,532,460 →
Application:
09/619,223 →
Apparatus and Method for Load Balancing Among Data Communications Ports in Automated Securities Trading Systems
Patent:
7,130,824 →
Application:
09/643,073 →
Apparatus and Method for Adding Liquidity to an Ecn and Improving Executions of Orders for Securities
Patent:
7,409,366 →
Application:
09/643,227 →
Related Assignments
(15)
Other recorded transfers of the patents in this record — the chain of ownership.
Change of Name
Feb 16, 2006
From: TRADESCAPE TECHNOLOGIES LLC
To: ETP TECHNOLOGIES, LLC
Reel/Frame 017176/0423 →
Assignment of Assignor's Interest
Feb 16, 2006
From: ETP TECHNOLOGIES, LLC
To: E*TRADE FINANCIAL CORPORATION
Reel/Frame 017176/0476 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017643/0361 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017643/0288 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017643/0216 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017636/0596 →
Merger
Oct 17, 2008
From: LSPT HOLDINGS, INC.
To: LIGHTSPEED PROFESSIONAL TRADING, LLC
Reel/Frame 021691/0570 →
Change of Name
Oct 17, 2008
From: ETP HOLDINGS, INC.
To: LSPT HOLDINGS, INC.
Reel/Frame 021691/0476 →
Assignment of Assignor's Interest
Oct 17, 2008
From: LIGHTSPEED PROFESSIONAL TRADING, LLC
To: LIGHTSPEED TECHNOLOGIES, LLC
Reel/Frame 021691/0726 →
Security Agreement
Feb 17, 2010
From: LIGHTSPEED FINANCIAL, INC.; LIGHTSPEED TECHNOLOGY HOLDINGS, INC.; LIGHTSPEED EDUCATION, LLC; INTEGRITY TRADING, INC.
To: CARLTON FINANCIAL, LLC
Reel/Frame 023950/0108 →
Change of Name
Jul 2, 2015
From: LIGHTSPEED TECHNOLOGIES, LLC
To: PTS FINANCIAL TECHNOLOGY, LLC
Reel/Frame 036051/0208 →
Release of Security Interest
Jul 28, 2015
From: CARLTON FINANCIAL, LLC
To: PROFESSIONAL TRADING SOLUTIONS, INC.; PTS FINANCIAL TECHNOLOGY, LLC; LIGHTSPEED TECHNOLOGY HOLDINGS, INC.; LIGHTSPEED EDUCATION, LLC
Reel/Frame 036192/0152 →
Change of Address
Jun 12, 2020
From: E*TRADE FINANCIAL CORPORATION
To: E*TRADE FINANCIAL CORPORATION
Reel/Frame 052930/0193 →
Release of Security Interest
Sep 1, 2021
From: WESTERN ALLIANCE BANK
To: PROFESSIONAL TRADING SOLUTIONS, INC.; PTS FINANCIAL TECHNOLOGY, LLC
Reel/Frame 057362/0394 →
Security Interest
Sep 2, 2021
From: PTS FINANCIAL TECHNOLOGY, LLC D/B/A STERLING TRADING TECH
To: WELLS FARGO BANK, NATIONAL ASSOCIATION
Reel/Frame 057369/0988 →