Patent Assignment
Reel/Frame 057369/0988
Security Interest
Recorded: 2021-09-02
Pages: 8
Assignor
PTS FINANCIAL TECHNOLOGY, LLC D/B/A STERLING TRADING TECH
Executed: 2021-09-02
Assignee
WELLS FARGO BANK, NATIONAL ASSOCIATION
125 HIGH STREET, 11TH FLOOR, BOSTON, MASSACHUSETTS, 02110
Covered Properties
(2)
Apparatus and Method for Load Balancing Among Data Communications Ports in Automated Securities Trading Systems
Patent:
7,130,824 →
Application:
09/643,073 →
Apparatus and Method for Adding Liquidity to an Ecn and Improving Executions of Orders for Securities
Patent:
7,409,366 →
Application:
09/643,227 →
Related Assignments
(12)
Other recorded transfers of the patents in this record — the chain of ownership.
Change of Name
Feb 16, 2006
From: TRADESCAPE TECHNOLOGIES LLC
To: ETP TECHNOLOGIES, LLC
Reel/Frame 017176/0423 →
Assignment of Assignor's Interest
Feb 16, 2006
From: ETP TECHNOLOGIES, LLC
To: E*TRADE FINANCIAL CORPORATION
Reel/Frame 017176/0476 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017643/0361 →
Assignment of Assignor's Interest
May 19, 2006
From: E*TRADE FINANCIAL CORPORATION
To: ETP HOLDINGS, INC.
Reel/Frame 017643/0288 →
Merger
Oct 17, 2008
From: LSPT HOLDINGS, INC.
To: LIGHTSPEED PROFESSIONAL TRADING, LLC
Reel/Frame 021691/0570 →
Change of Name
Oct 17, 2008
From: ETP HOLDINGS, INC.
To: LSPT HOLDINGS, INC.
Reel/Frame 021691/0476 →
Assignment of Assignor's Interest
Oct 17, 2008
From: LIGHTSPEED PROFESSIONAL TRADING, LLC
To: LIGHTSPEED TECHNOLOGIES, LLC
Reel/Frame 021691/0726 →
Security Agreement
Feb 17, 2010
From: LIGHTSPEED FINANCIAL, INC.; LIGHTSPEED TECHNOLOGY HOLDINGS, INC.; LIGHTSPEED EDUCATION, LLC; INTEGRITY TRADING, INC.
To: CARLTON FINANCIAL, LLC
Reel/Frame 023950/0108 →
Change of Name
Jul 2, 2015
From: LIGHTSPEED TECHNOLOGIES, LLC
To: PTS FINANCIAL TECHNOLOGY, LLC
Reel/Frame 036051/0208 →
Security Interest
Jul 17, 2015
From: PROFESSIONAL TRADING SOLUTIONS, INC.; PTS FINANCIAL TECHNOLOGY, LLC
To: WESTERN ALLIANCE BANK
Reel/Frame 036125/0044 →
Release of Security Interest
Jul 28, 2015
From: CARLTON FINANCIAL, LLC
To: PROFESSIONAL TRADING SOLUTIONS, INC.; PTS FINANCIAL TECHNOLOGY, LLC; LIGHTSPEED TECHNOLOGY HOLDINGS, INC.; LIGHTSPEED EDUCATION, LLC
Reel/Frame 036192/0152 →
Release of Security Interest
Sep 1, 2021
From: WESTERN ALLIANCE BANK
To: PROFESSIONAL TRADING SOLUTIONS, INC.; PTS FINANCIAL TECHNOLOGY, LLC
Reel/Frame 057362/0394 →