IP Library › Assignment 042956/0552
Patent Assignment
Reel/Frame 042956/0552

Assignment of Assignor's Interest

Recorded: 2017-07-10 Pages: 10
Assignor
UBS FINANCIAL SERVICES INC
Executed: 2017-06-06
Assignee
UBS BUSINESS SOLUTIONS AG
BAHNHOFSTRASSE 45, ZURICH, 8001, SWITZERLAND
Covered Properties (15)
On-Line Trading System
Patent: 7,529,704 →
Application: 09/476,448 →
System and Method for Trading Fixed Income Financial Instruments
Patent: 7,925,566 →
Application: 09/617,853 →
System and Method for Delivering a Financial Message
Patent: 7,685,036 →
Application: 09/687,892 →
System and Method for Trading Taxable and Non-Taxable Securities
Patent: 7,672,893 →
Application: 09/688,392 →
Browser Interface and Network Based Financial Service System
Patent: 7,171,384 →
Application: 09/712,358 →
System and Method for Execution of Trades Made Pursuant to Stock Option and Purchase Plans
Patent: 7,472,098 →
Application: 09/779,114 →
Publication: US 2002/0032636
Systems, Apparatus and Methods for Establishing a Flat Fee Brokerage Account System
Patent: 7,356,497 →
Application: 09/948,934 →
System and Method for Implementing Employee Stock Plans
Patent: 7,529,701 →
Application: 10/003,613 →
Publication: US 2002/0042771
System and Method for Providing on-Line Services for Multiple Entities
Patent: 7,343,550 →
Application: 10/184,124 →
Publication: US 2004/0003347
System and Method for Generating Pre-Populated Forms
Patent: 7,200,806 →
Application: 10/280,846 →
Publication: US 2004/0083426
Financial Advisor Messaging in a Networked Computer System
Patent: 7,590,579 →
Application: 10/365,323 →
Publication: US 2004/0158516
Method and System for Secure Alert Messaging
Patent: 7,240,212 →
Application: 10/369,192 →
Publication: US 2004/0162880
Method and System for Real Time Margin Calculation
Patent: 7,966,236 →
Application: 10/885,321 →
Publication: US 2006/0010064
Method and System for Funds Management
Application: 10/931,300 →
Publication: US 2006/0047593
Method and System for Secure Alert Messaging
Patent: 7,587,609 →
Application: 11/824,115 →
Publication: US 2007/0255957
Related Assignments (25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Dec 30, 1999
From: BRESLOW, STUART LEE; TURETSKY, ALLA; KODEY, ROB; COMMISSO, TODD
To: PAINEWEBBER INCORPORATED
Reel/Frame 010486/0498 →
Corrective Assignment to Correct the Name of the Assignor Previously Recorded at Reel 010486 Frame 0498. Apr 24, 2000
From: BRESLOW, STUART LEE; TURETSKY, ALLA; KODEY, ROBERT; COMMISSO, TODD
To: PAINEWEBBER INCORPORATED
Reel/Frame 010787/0832 →
Assignment of Assignor's Interest Jul 17, 2000
From: NARATIL, THOMAS C.
To: PAINEWEBBER INCORPORATED
Reel/Frame 011020/0468 →
Assignment of Assignor's Interest Oct 13, 2000
From: HSU, PHILLIP KOH-KWE; CARLOS, SUSAN M.
To: PAINEWEBBER INCORPORATED
Reel/Frame 011281/0446 →
Assignment of Assignor's Interest Oct 16, 2000
From: NARATIL, THOMAS C.
To: PAINEWEBBER INCORPORATED
Reel/Frame 013271/0809 →
Assignment of Assignor's Interest Oct 16, 2000
From: NARATIL, THOMAS C.
To: PAINEWEBBER INCORPORATED
Reel/Frame 011255/0548 →
Assignment of Assignor's Interest Nov 14, 2000
From: FITZPATRICK, WILLIAM; FURLONG, JOHN; MAUER, ROBERT; HUMMELBERG, DAVID
To: PAINEWEBBER INCORPORATED
Reel/Frame 011338/0698 →
Assignment of Assignor's Interest Jun 13, 2001
From: SHIELDS, LAWRENCE P.; BHARGAVA, ARMOD; CARSTEN, KEITH; BREWSTER, GEORGE
To: UBS PAINEWEBBER INC.
Reel/Frame 011909/0887 →
Change of Name Oct 12, 2001
From: PAINEWEBBER
To: UBS PAINEWEBBER INC.
Reel/Frame 012257/0726 →
Change of Name Oct 12, 2001
From: PAINEWEBBER INCORPORATED
To: UBS PAINEWEBBER INC.
Reel/Frame 012257/0717 →
Change of Name Oct 12, 2001
From: PAINEWEBBER INCORPORATED
To: UBS PAINEWEBBER INC.
Reel/Frame 012257/0742 →
Change of Name Oct 19, 2001
From: PAINEWEBBER INCORPORATED
To: UBS PAINEWEBBER INC.
Reel/Frame 012278/0445 →
Change of Name Oct 19, 2001
From: PAINEWEBBER INCORPORATED
To: UBS PAINEWEBBER INC.
Reel/Frame 013272/0585 →
Assignment of Assignor's Interest Nov 2, 2001
From: SHIELDS, LAWRENCE P.; BREWSTER, GEORGE; HUMZA, JAMES; MOONEY, JAMES P.
To: UBS PAINEWEBBER, INC.
Reel/Frame 012357/0905 →
Assignment of Assignor's Interest Jan 4, 2002
From: GOERTZ, GERRY
To: UBS PAINEWEBBER INC.
Reel/Frame 012446/0321 →
Assignment of Assignor's Interest Jan 4, 2002
From: BURSEY, BRUCE; JONES, ERIC T.; MITTERANDO, RICHARD
To: UBS PAINEWEBBER INC.
Reel/Frame 012446/0391 →
Assignment of Assignor's Interest Jan 4, 2002
From: CSILLAG, PATRICIA S., AS THE EXECUTRIX OF THE ESTATE OF ALEX CSILLAG (DECEASED).
To: UBS PAINEWEBBER INC.
Reel/Frame 012446/0404 →
Assignment of Assignor's Interest Jun 28, 2002
From: SAIDENBERG, STEVEN D.; PARK, ANDREW K.; MARSH, JOHN C.; MESSANO, DOMINICK
To: UBS PAINEWEBBER INC.
Reel/Frame 013073/0190 →
Assignment of Assignor's Interest Oct 25, 2002
From: SAHU, SMITA
To: UBS PAINEWEBBER INC.
Reel/Frame 013459/0762 →
Assignment of Assignor's Interest May 5, 2003
From: DATA, JUSTIN; RIZZO, MICHAEL; KATARIA, ROHIT; HSU, PHIL
To: UBS PAINEWEBBER INC.
Reel/Frame 014023/0790 →
Assignment of Assignor's Interest Jun 10, 2003
From: ARNONE, DAVID J.; KOSOY, ALEX; OLIVARES, DAVID R.; SAMTANI, GUNJAN
To: UBS PAINEWEBBER INC.
Reel/Frame 014158/0015 →
Assignment of Assignor's Interest Jul 30, 2003
From: UBS PAINEWEBBER INC.
To: UBS FINANCIAL SERVICES INC.
Reel/Frame 014334/0459 →
Change of Name Sep 8, 2003
From: UBS PAINWEBBER, INC.
To: UBS FINANCIAL SERVICES, INC.
Reel/Frame 014467/0783 →
Change of Name Nov 20, 2003
From: UBS PAINEWEBBER INC.
To: UBS FINANCIAL SERVICES INC.
Reel/Frame 014711/0992 →
Assignment of Assignor's Interest Jul 7, 2004
From: NORIEGA, CARLA; PEDERSEN, ELIZABETH; CHRISTENSEN, DAVID; LIPSCHUTZ, MARK
To: UBS FINANCIAL SERVICES INC.
Reel/Frame 015558/0875 →