Patent Assignment
Reel/Frame 050480/0985
Patent Security Agreement
Recorded: 2019-09-24
Pages: 7
Assignor
FINANCIAL ENGINEERING ASSOCIATES, INC.
Executed: 2019-09-24
Assignee
UBS AG, STAMFORD BRANCH
600 WASHINGTON BOULEVARD, STAMFORD, CONNECTICUT, 06901
Covered Properties
(3)
System and Method for Determination of Incremental Value at Risk for Securities Trading
Patent:
5,819,237 →
Application:
08/600,685 →
Transformation of Real Time Data into Times Series and Filtered Real Time Data Within a Spreadsheet Application
Patent:
5,926,822 →
Application:
08/709,101 →
Watershed Method for Controlling Cashflow Mapping in Value at Risk Determination
Patent:
6,122,623 →
Application:
09/109,110 →
Related Assignments
(10)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Sep 6, 1996
From: GARMAN, MARK B.
To: FINANCIAL ENGINEERING ASSOCIATES, INC.
Reel/Frame 008220/0548 →
Security Agreement
Nov 30, 2007
From: BARRA, INC.; BARRA INTERNATIONAL, LTD.; FINANCIAL ENGINEERING ASSOCIATES, INC.; MSCI INC. (DOING BUSINESS IN THE STATE OF NEW YORK AS NY MSCI)
To: MORGAN STANLEY SENIOR FUNDING, INC.
Reel/Frame 020174/0658 →
Acknowledgment of Resignation and Appointment
Jan 22, 2008
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: BANK OF AMERICA, N.A.
Reel/Frame 020393/0001 →
Release of Security Interest
Jun 3, 2010
From: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
To: FINANCIAL ENGINEERING ASSOCIATES, INC.
Reel/Frame 024474/0477 →
Security Agreement
Jun 4, 2010
From: MSCI INC.; BARRA, INC.; FINANCIAL ENGINEERING ASSOCIATES, INC.; RISKMETRICS GROUP, INC.
To: MORGAN STANLEY & CO. INCORPORATED, AS COLLATERAL AGENT
Reel/Frame 024483/0348 →
Release of Security Interest in Intellectual Property Agreement (R24483 F0348)
Dec 3, 2014
From: MORGAN STANLEY & CO. LLC, AS COLLATERAL AGENT
To: MSCI INC., AS PLEDGOR; BARRA, LLC (F/K/A BARRA, INC.), AS PLEDGOR; RISKMETRICS GROUP, LLC,(F/K/A RISKMETRICS, INC.) AS PLEDGOR; FINANCIAL ENGINEERING ASSOCIATES, INC., AS PLEDGOR
Reel/Frame 034424/0371 →
Security Interest
Apr 20, 2018
From: FINANCIAL ENGINEERING ASSOCIATES, INC.
To: WELLS FARGO BANK, NATIONAL ASSOCIATION
Reel/Frame 045604/0246 →
Release of Security Interest
Apr 10, 2019
From: WELLS FARGO BANK, NATIONAL ASSOCIATION, AS AGENT
To: FINANCIAL ENGINEERING ASSOCIATES, INC.
Reel/Frame 048846/0793 →
Termination and Release of Patent Security Agreement Recorded at Reel 050480, Frame 0985
Oct 24, 2019
From: UBS AG, STAMFORD BRANCH
To: FINANCIAL ENGINEERING ASSOCIATES, INC.
Reel/Frame 050818/0949 →
Intellectual Property Security Agreement
Oct 24, 2019
From: WALL STREET SYSTEMS DELAWARE, INC.; REVAL.COM, INC.; ALLEGRO DEVELOPMENT CORPORATION; FINANCIAL ENGINEERING ASSOCIATES, INC.
To: CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, AS COLLATERAL AGENT
Reel/Frame 050822/0321 →