Method and apparatus for trading bonds

Inventors: Murray L. Finebaum, Bradley Levie, Trevor Murphy

Abandoned -- Failure to Respond to an Office Action View Publication ↗

	Code	Description	Pages	PDF
2014-06-05	`ABN`	Abandonment	2	View
2013-11-15	`CTFR`	Final Rejection	37	View
2013-11-15	`892`	List of references cited by examiner	1	View
2013-11-15	`SRFW`	Search information including classification, databases and other search related notes	1	View
2013-09-26	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2013-09-26	`CLM`	Claims	13	View
2013-09-26	`REM`	Applicant Arguments/Remarks Made in an Amendment	21	View
2013-09-26	`XT/`	Extension of Time	2	View
2013-09-26	`WFEE`	Fee Worksheet (SB06)	2	View
2013-09-26	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2013-09-26	`TRAN.LET`	Transmittal Letter	2	View
2013-03-26	`CTNF`	Non-Final Rejection	34	View
2013-03-26	`892`	List of references cited by examiner	1	View
2013-03-26	`SRNT`	Examiner's search strategy and results	1	View
2013-03-26	`SRFW`	Search information including classification, databases and other search related notes	1	View
2012-09-10	`RCEX`	Request for Continued Examination (RCE)	3	View
2012-09-10	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2012-09-10	`CLM`	Claims	13	View
2012-09-10	`REM`	Applicant Arguments/Remarks Made in an Amendment	18	View
2012-09-10	`WFEE`	Fee Worksheet (SB06)	2	View
2012-09-10	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2012-09-10	`TRAN.LET`	Transmittal Letter	2	View
2012-09-10	`XT/`	Extension of Time	2	View
2012-09-10	`WFEE`	Fee Worksheet (SB06)	1	View
2012-03-16	`OA.POSTCARD`	A courtesy postcard sent by USPTO to users who opt-in for e-Office Action	1	View
2012-03-08	`CTFR`	Final Rejection	28	View
2012-02-21	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2012-02-21	`CLM`	Claims	12	View
2012-02-21	`REM`	Applicant Arguments/Remarks Made in an Amendment	16	View
2012-02-21	`WFEE`	Fee Worksheet (SB06)	2	View
2012-02-21	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2012-02-21	`TRAN.LET`	Transmittal Letter	2	View
2012-02-21	`XT/`	Extension of Time	2	View
2012-02-21	`WFEE`	Fee Worksheet (SB06)	1	View
2011-08-27	`OA.POSTCARD`	A courtesy postcard sent by USPTO to users who opt-in for e-Office Action	1	View
2011-08-19	`CTNF`	Non-Final Rejection	27	View
2011-08-19	`892`	List of references cited by examiner	1	View
2011-06-09	`RCEX`	Request for Continued Examination (RCE)	1	View
2011-06-09	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2011-06-09	`CLM`	Claims	12	View
2011-06-09	`REM`	Applicant Arguments/Remarks Made in an Amendment	13	View
2011-06-09	`WFEE`	Fee Worksheet (SB06)	2	View
2011-06-09	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2011-06-09	`TRAN.LET`	Transmittal Letter	1	View
2011-06-09	`XT/`	Extension of Time	1	View
2011-06-09	`WFEE`	Fee Worksheet (SB06)	1	View
2011-02-09	`CTFR`	Final Rejection	27	View
2011-02-09	`892`	List of references cited by examiner	1	View
2011-02-09	`1449`	List of References cited by applicant and considered by examiner	2	View
2011-02-09	`FWCLM`	Index of Claims	1	View
2011-02-09	`SRFW`	Search information including classification, databases and other search related notes	1	View
2010-11-27	`WFEE`	Fee Worksheet (SB06)	1	View
2010-11-22	`WFEE`	Fee Worksheet (SB06)	1	View
2010-11-18	`IDS`	Information Disclosure Statement (IDS) Form (SB08)	2	View
2010-11-18	`371P`	Documents submitted with 371 (National Stage) Applications	4	View
2010-11-18	`371P`	Documents submitted with 371 (National Stage) Applications	10	View
2010-11-18	`WFEE`	Fee Worksheet (SB06)	2	View
2010-11-18	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2010-11-18	`TRAN.LET`	Transmittal Letter	1	View
2010-11-18	`XT/`	Extension of Time	1	View
2010-11-18	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2010-11-18	`CLM`	Claims	12	View
2010-11-18	`REM`	Applicant Arguments/Remarks Made in an Amendment	13	View
2010-11-18	`TRAN.LET`	Transmittal Letter	2	View
2010-08-30	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2010-08-30	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2010-08-17	`PA..`	Power of Attorney	2	View
2010-08-17	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2010-08-17	`TRAN.LET`	Transmittal Letter	1	View
2010-05-18	`CTNF`	Non-Final Rejection	25	View
2010-05-18	`892`	List of references cited by examiner	1	View
2010-02-11	`RCEX`	Request for Continued Examination (RCE)	1	View
2010-02-11	`WFEE`	Fee Worksheet (SB06)	2	View
2010-02-11	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2010-02-11	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2010-02-11	`CLM`	Claims	12	View
2010-02-11	`REM`	Applicant Arguments/Remarks Made in an Amendment	15	View
2010-02-11	`XT/`	Extension of Time	1	View
2010-02-11	`WFEE`	Fee Worksheet (SB06)	1	View
2009-11-03	`AP.PRE.DEC`	Pre-Brief Appeal Conference decision	2	View
2009-10-27	`AP.PRE.DEC`	Pre-Brief Appeal Conference decision	2	View
2009-09-28	`AP.PRE.REQ`	Pre-Appeal Brief Conference Request	1	View
2009-09-28	`AP.PRE.REQ`	Pre-Appeal Brief Conference Request	5	View
2009-09-28	`XT/`	Extension of Time	1	View
2009-09-28	`WFEE`	Fee Worksheet (SB06)	2	View
2009-09-28	`N417`	Electronic Filing System Acknowledgment Receipt	3	View
2009-09-28	`N/AP`	Notice of Appeal Filed	1	View
2009-08-14	`CTAV`	Advisory Action (PTOL-303)	3	View
2009-07-23	`A.NE`	Response After Final Action	1	View
2009-07-23	`CLM`	Claims	9	View
2009-07-23	`REM`	Applicant Arguments/Remarks Made in an Amendment	15	View
2009-07-23	`M865`	Letter Requesting Interview with Examiner	1	View
2009-07-23	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2009-07-23	`WFEE`	Fee Worksheet (SB06)	1	View
2009-04-27	`CTFR`	Final Rejection	25	View
2009-04-27	`892`	List of references cited by examiner	1	View
2009-01-27	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2009-01-27	`CLM`	Claims	9	View
2009-01-27	`REM`	Applicant Arguments/Remarks Made in an Amendment	11	View
2009-01-27	`XT/`	Extension of Time	1	View
2009-01-27	`WFEE`	Fee Worksheet (SB06)	2	View
2009-01-27	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2009-01-27	`WFEE`	Fee Worksheet (SB06)	1	View
2008-10-27	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2008-10-27	`N570`	Communication - Re: Power of Attorney (PTOL-308)	1	View
2008-10-16	`PA..`	Power of Attorney	1	View
2008-10-16	`R3.73`	Assignee showing of ownership per 37 CFR 3.73	4	View
2008-10-16	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-09-29	`CTNF`	Non-Final Rejection	19	View
2008-09-29	`892`	List of references cited by examiner	1	View
2008-09-11	`SA..`	Supplemental Response or Supplemental Amendment	1	View
2008-09-11	`CLM`	Claims	9	View
2008-09-11	`REM`	Applicant Arguments/Remarks Made in an Amendment	2	View
2008-09-11	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-09-10	`EXIN`	Examiner Interview Summary Record (PTOL - 413)	2	View
2008-07-24	`RCEX`	Request for Continued Examination (RCE)	1	View
2008-07-24	`XT/`	Extension of Time	1	View
2008-07-24	`WFEE`	Fee Worksheet (SB06)	2	View
2008-07-24	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-07-24	`M865`	Letter Requesting Interview with Examiner	1	View
2008-06-13	`CTAV`	Advisory Action (PTOL-303)	3	View
2008-05-28	`A.NE`	Response After Final Action	1	View
2008-05-28	`CLM`	Claims	12	View
2008-05-28	`REM`	Applicant Arguments/Remarks Made in an Amendment	9	View
2008-05-28	`M865`	Letter Requesting Interview with Examiner	1	View
2008-05-28	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2008-05-28	`AMSB`	Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE)	1	View
2008-05-28	`WFEE`	Fee Worksheet (SB06)	1	View
2008-03-24	`CTFR`	Final Rejection	8	View
2008-03-24	`892`	List of references cited by examiner	1	View
2008-03-24	`1449`	List of References cited by applicant and considered by examiner	2	View
2008-03-24	`FWCLM`	Index of Claims	1	View
2007-12-11	`A...`	Amendment/Request for Reconsideration-After Non-Final Rejection	1	View
2007-12-11	`CLM`	Claims	5	View
2007-12-11	`REM`	Applicant Arguments/Remarks Made in an Amendment	10	View
2007-12-11	`M865`	Letter Requesting Interview with Examiner	1	View
2007-12-11	`WFEE`	Fee Worksheet (SB06)	2	View
2007-12-11	`N417`	Electronic Filing System Acknowledgment Receipt	2	View
2007-12-11	`WFEE`	Fee Worksheet (SB06)	1	View
2007-09-18	`TRAN.LET`	Transmittal Letter	4	View
2007-09-18	`IDS`	Information Disclosure Statement (IDS) Form (SB08)	2	View
2007-06-14	`CTNF`	Non-Final Rejection	6	View
2007-06-14	`892`	List of references cited by examiner	1	View
2007-06-14	`BIB`	Bibliographic Data Sheet	1	View
2007-06-14	`FWCLM`	Index of Claims	1	View
2007-06-14	`SRFW`	Search information including classification, databases and other search related notes	1	View
2007-06-14	`SRNT`	Examiner's search strategy and results	1	View
2007-03-30	`ELC.`	Response to Election / Restriction Filed	2	View
2007-03-30	`LET.`	Miscellaneous Incoming Letter	4	View
2007-03-30	`XT/`	Extension of Time	1	View
2007-03-30	`WFEE`	Fee Worksheet (SB06)	1	View
2006-12-01	`CTEQ`	Ex Parte Quayle Action	6	View
2002-06-07	`LET.`	Miscellaneous Incoming Letter	4	View
2002-04-12	`TRNA`	Transmittal of New Application	5	View
2002-04-12	`A.PE`	Preliminary Amendment	4	View
2002-04-12	`DRW`	Drawings-only black and white line drawings	35	View
2002-04-12	`OATH`	Oath or Declaration filed	9	View
2002-04-12	`LET.`	Miscellaneous Incoming Letter	1	View
2001-11-15	`TRNA`	Transmittal of New Application	2	View
2001-11-15	`SPEC`	Specification	73	View
2001-11-15	`CLM`	Claims	9	View
2001-11-15	`ABST`	Abstract	1	View
2001-11-15	`DRW`	Drawings-only black and white line drawings	35	View
2001-11-15	`LET.`	Miscellaneous Incoming Letter	1	View
2001-11-15	`WFEE`	Fee Worksheet (SB06)	1	View
2001-11-15	`WCLM`	Claims Worksheet (PTO-2022)	1	View

Inventors

Murray L. Finebaum Santa Monica, CA

Bradley Levie New York, NY

Trevor Murphy Amherst, NH

Attorneys & Agents of Record

GAJADHAR BHAKTA Reg. 79342 Agent · PROSKAUER ROSE LLP

KATRYNA WILLIAMS Reg. 82471 Agent

COLIN CABRAL Reg. 73952 Attorney · PROSKAUER ROSE LLP

BALDASSARE VINTI Reg. 43970 Attorney · PROSKAUER

NOLAN GOLDBERG Reg. 54126 Attorney · PROSKAUER ROSE LLP

ALAN TERAN Reg. 75452 Agent · WHITE & CASE LLP

ERIK MILCH Reg. 42887 Attorney · PROSKAUER ROSE LLP

JAMES ANDERSON Reg. 70892 Attorney · PROSKAUER ROSE LLP

NICHOLAS PRAIRIE Reg. 70499 Agent

SANG A KIM Reg. 78330 Agent · PROSKAUER ROSE LLP

FANGLI CHEN Reg. 51551 Attorney · PROSKAUER ROSE LLP

LINGYUN JIA Reg. 70298 Agent

AMIR NAINI Reg. 45770 Attorney · PROSKAUER ROSE LLP

Classification

USPC 705/37

G06Q40/04

Prosecution

Examiner: DASS, HARISH T
Art Unit: 3695
Customer No.: 42532
Docket No.: MAX-002
Confirmation No.: 8945

Publication

Pub. No.: US20020156719A1
Pub. Date: 2002-10-24

MARKETAXESS HOLDINGS INC.

from JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT

RELEASE OF SECURITY INTEREST Recorded 2026-07-14

075263/0704 →

JPMORGAN CHASE BANK, N.A.

from MARKETAXESS HOLDINGS INC.

SECURITY AGREEMENT Recorded 2013-01-15

029631/0086 →

MARKETAXESS HOLDINGS INC.

from MARKET AXESS INC.

CHANGE OF NAME Recorded 2008-09-03

021475/0451 →

MARKET AXESS INC.

from FINEBAUM, MURRAY L., LEVIE, BRADLEY, MURPHY, TREVOR

ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded 2002-04-12

012807/0624 →

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Quick Facts

App. No.: 10/001,921
Filed: 2001-11-15
Pub. No.: US20020156719A1
Examiner: DASS, HARISH T
Art Unit: 3695

External Links

USPTO Patent Center↗ Pre-Grant Publication PDF↗