Patent Application
Utility
App. No. 10/404,517
· Confirmation No. 6455
Actively managed credit linked note program
Abandoned -- Failure to Respond to an Office Action
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Code | Description | Pages | ||
|---|---|---|---|---|---|
| 2012-06-18 | ABN |
Abandonment | 2 | View | |
| 2011-11-04 | N/AP |
Notice of Appeal Filed | 1 | View | |
| 2011-11-04 | XT/ |
Extension of Time | 1 | View | |
| 2011-11-04 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2011-11-04 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-05-05 | CTNF |
Non-Final Rejection | 6 | View | |
| 2011-05-05 | FWCLM |
Index of Claims | 1 | View | |
| 2011-05-05 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2011-04-10 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2011-04-10 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2011-04-10 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-04-10 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2011-04-10 | CLM |
Claims | 5 | View | |
| 2011-04-10 | REM |
Applicant Arguments/Remarks Made in an Amendment | 2 | View | |
| 2011-04-10 | XT/ |
Extension of Time | 2 | View | |
| 2011-04-10 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-12-21 | CTFR |
Final Rejection | 8 | View | |
| 2010-12-21 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2010-12-21 | FWCLM |
Index of Claims | 1 | View | |
| 2010-12-21 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-10-27 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-10-27 | CLM |
Claims | 5 | View | |
| 2010-10-27 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2010-10-27 | AF/D |
Affidavit-submitted prior to Mar 15, 2013 | 8 | View | |
| 2010-10-27 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-10-27 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2010-10-27 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2010-10-27 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-10-27 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-10-27 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2010-10-27 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-09-23 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 3 | View | |
| 2010-09-23 | ANE.I |
Amendment After Final or under 37CFR 1.312, initialed by the examiner. | 3 | View | |
| 2010-07-28 | CTNF |
Non-Final Rejection | 6 | View | |
| 2010-07-28 | FWCLM |
Index of Claims | 1 | View | |
| 2010-07-28 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-07-08 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2010-07-08 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-07-08 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-07-08 | A.NE |
Response After Final Action | 1 | View | |
| 2010-07-08 | CLM |
Claims | 5 | View | |
| 2010-07-08 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2010-07-08 | AF/D |
Affidavit-submitted prior to Mar 15, 2013 | 7 | View | |
| 2010-04-08 | CTFR |
Final Rejection | 6 | View | |
| 2010-04-08 | 892 |
List of references cited by examiner | 1 | View | |
| 2010-04-08 | FWCLM |
Index of Claims | 1 | View | |
| 2010-04-08 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-02-22 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-02-22 | CLM |
Claims | 5 | View | |
| 2010-02-22 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2010-02-22 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-02-22 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-11-20 | CTNF |
Non-Final Rejection | 7 | View | |
| 2009-11-20 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-11-20 | FWCLM |
Index of Claims | 1 | View | |
| 2009-11-20 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-09-24 | RCEX |
Request for Continued Examination (RCE) | 1 | View | |
| 2009-09-24 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2009-09-24 | CLM |
Claims | 4 | View | |
| 2009-09-24 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2009-09-24 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-09-24 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-09-24 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-05-26 | CTFR |
Final Rejection | 15 | View | |
| 2009-05-26 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-05-26 | FWCLM |
Index of Claims | 1 | View | |
| 2009-05-26 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-03-23 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-03-23 | CLM |
Claims | 4 | View | |
| 2009-03-23 | REM |
Applicant Arguments/Remarks Made in an Amendment | 4 | View | |
| 2009-03-23 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-03-23 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-12-31 | CTNF |
Non-Final Rejection | 14 | View | |
| 2008-12-31 | 892 |
List of references cited by examiner | 1 | View | |
| 2008-12-31 | FWCLM |
Index of Claims | 1 | View | |
| 2008-12-31 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-10-13 | REM |
Applicant Arguments/Remarks Made in an Amendment | 2 | View | |
| 2008-10-13 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-10-13 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2008-10-13 | ELC. |
Response to Election / Restriction Filed | 1 | View | |
| 2008-10-13 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-08-20 | CTRS |
Requirement for Restriction/Election | 7 | View | |
| 2008-06-03 | CTAV |
Advisory Action (PTOL-303) | 3 | View | |
| 2008-04-28 | CLM |
Claims | 4 | View | |
| 2008-04-28 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2008-04-28 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-04-28 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2008-04-28 | A.NE |
Response After Final Action | 1 | View | |
| 2008-04-28 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2007-12-27 | CTFR |
Final Rejection | 14 | View | |
| 2007-12-27 | 892 |
List of references cited by examiner | 1 | View | |
| 2007-12-27 | FWCLM |
Index of Claims | 1 | View | |
| 2007-12-27 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2007-12-12 | SRNT |
Examiner's search strategy and results | 7 | View | |
| 2007-09-28 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2007-09-28 | CLM |
Claims | 4 | View | |
| 2007-09-28 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2007-09-28 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2007-09-28 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2007-07-02 | CTNF |
Non-Final Rejection | 11 | View | |
| 2007-07-02 | 892 |
List of references cited by examiner | 1 | View | |
| 2007-07-02 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2007-07-02 | FWCLM |
Index of Claims | 1 | View | |
| 2007-07-02 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2007-06-20 | SRNT |
Examiner's search strategy and results | 6 | View | |
| 2007-06-19 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2007-05-31 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2007-03-05 | N570 |
Communication - Re: Power of Attorney (PTOL-308) | 1 | View | |
| 2007-02-07 | PA.. |
Power of Attorney | 3 | View | |
| 2006-12-14 | NTC.PUB |
Notice of Publication | 1 | View | |
| 2006-10-24 | PETDEC |
Petition Decision | 2 | View | |
| 2006-09-13 | C.AD |
Change of Address | 1 | View | |
| 2006-09-07 | PET.OP |
Petition for review by the Office of Petitions | 2 | View | |
| 2006-09-01 | CTMS |
Miscellaneous Action with shortened statutory period (SSP) | 1 | View | |
| 2006-08-24 | RESC |
Rescind Nonpublication Request for Pre Grant Publication | 1 | View | |
| 2006-08-24 | ADS |
Application Data Sheet | 5 | View | |
| 2006-08-24 | LET. |
Miscellaneous Incoming Letter | 1 | View | |
| 2003-04-01 | TRNA |
Transmittal of New Application | 4 | View | |
| 2003-04-01 | ADS |
Application Data Sheet | 6 | View | |
| 2003-04-01 | SPEC |
Specification | 18 | View | |
| 2003-04-01 | CLM |
Claims | 5 | View | |
| 2003-04-01 | ABST |
Abstract | 1 | View | |
| 2003-04-01 | DRW |
Drawings-only black and white line drawings | 7 | View | |
| 2003-04-01 | OATH |
Oath or Declaration filed | 3 | View | |
| 2003-04-01 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2003-04-01 | WFEE |
Fee Worksheet (SB06) | 1 | View |
Inventors
Rene Canezin
Woodbury, NY
Vincent Basulto
Port Washington, NY
Paul Mitrokostas
Chatham, NJ
C. Michael Weaver
New York, NY
Setareh Mirhosseini
New York, NY
Elena Ranguelova
Jersey City, NJ
Attorneys & Agents of Record
Classification
USPC
705/35
G06Q40/04
G06Q40/00
Prosecution
- Examiner
- NORMAN, SAMICA LANIECE
- Art Unit
- 3693
- Customer No.
- 9629
- Docket No.
- 101612-5033 US
- Confirmation No.
- 6455
Publication
- Pub. No.
- US20060282355A1
- Pub. Date
- 2006-12-14
No related applications found.
from
LEHMAN BROTHERS INC.
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2008-10-20
from
BASULTO, MR. VINCENT,
CANEZIN, MS. RENE,
MIRHOSSEINI, SETAREH,
MITROKOSTAS, MR. PAUL,
RANGUELOVA, MS. ELENA,
WEAVER, MR. C. MICHAEL
ASSIGNEE NAME SHOULD BE "LEHMAN BROTHERS INC." NOT "LEHMAN BROTHERS, INC."
Recorded 2005-10-25
from
BASULTO, VINCENT,
CANEZIN, RENE,
MIRHOSSEINI, SETAREH,
MITROKOSTAS, PAUL,
RANGUELOVA, ELENA,
WEAVER, C. MICHAEL
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2003-05-06
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Quick Facts
- App. No.
- 10/404,517
- Filed
- 2003-04-01
- Pub. No.
- US20060282355A1
- Examiner
- NORMAN, SAMICA LANIECE
- Art Unit
- 3693
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