Patent Assignment
Reel/Frame 021701/0901
Assignment of Assignor's Interest
Recorded: 2008-10-20
Pages: 20
Assignor
LEHMAN BROTHERS INC.
Executed: 2008-10-08
Assignee
BARCLAYS CAPITAL INC.
200 PARK AVENUE, NEW YORK, NEW YORK, 10166
Covered Properties
(171)
Tool for Estimating a Cost of a Trade
Patent:
7,110,974 →
Application:
09/704,740 →
Methods and Systems for Analyzing and Predicting Market Winners and Losers
Patent:
7,263,502 →
Application:
09/711,124 →
System for capturing trade information
Application:
09/764,782 →
Publication:
US 2002/0133448
Actively managed credit linked note program
Application:
10/404,517 →
Publication:
US 2006/0282355
Financial Data Processor System and Method for Implementing Equity-Credit Linked Investment Vehicles
Combination of financial instruments and method for implementing investment strategy
Application:
10/763,826 →
Combination of financial instruments and method for implementing investment strategy
Application:
10/831,934 →
System and Method for Data Collection and Processing
System and Method for Secure Network Connectivity
Method and System for Monitoring and Managing Assets, Applications, and Services Using Aggregrated Event and Performance Data Thereof
Method and System for Collecting Processor Information
Boot Disk Management Utility
System and method for collateralized debt obligations
Application:
10/986,429 →
Publication:
US 2006/0074786
System and method for maintaining continuity of operations
Application:
11/025,694 →
Publication:
US 2006/0143161
System and Method for Corporate-Wide Policy Management
Method for Equitably Distributing a Plurality of Instruments Between a Plurality of Accounts
Patent:
7,783,538 →
Application:
11/052,670 →
Disaster recovery framework
System and method for structured put auction rate combination structure
Application:
11/107,720 →
Publication:
US 2006/0282356
Methods and Systems for Providing enhanced Capital Advantaged Preferred Securities
Application:
11/164,756 →
Publication:
US 2006/0287935
System and method for providing a hedge fund structured products platform
Application:
11/187,168 →
Publication:
US 2006/0080250
Methods and Systems for Interest Rate Prediction
Methods and Systems for Providing Gmwb Hedging and Gmdb Reinsurance
Central Pricing System and Method
System and Method for Basket Trades and Trade Allocation
Method and System for Administering Money Laundering Prevention Program
A System and Method for Monitoring and Controlling Software Usage in a Computer
System and Method for Grouping a Collection of Documents Using Document Series
Methods and systems for providing enhanced capital advantaged preferred securities
Application:
11/295,276 →
Publication:
US 2006/0069634
Systems and Methods for Extendable Swap
Patent:
7,565,316 →
Application:
11/316,581 →
Attribute Engine
Technology Administrative Portal
Methods and Systems for Providing Tax Efficient Hedge Fund Returns
System and Method for Network Traffic Splitting
Voip Proxy Server
Methods and systems for conditional auto trading
Application:
11/387,994 →
Publication:
US 2007/0038550
Systems and Methods for Order Analysis, Enrichment, and Execution
Methods and systems for replicating an index with liquid instruments
Application:
11/410,690 →
Publication:
US 2006/0253360
Contact Management System and Method
Methods and Systems for Providing Structured Loan Commitment Transactions
System and Method for Achieving Voice-Activated Radio Broadcasting Over Ip Networks
Methods and systems for providing interest rate simulation displays
Application:
11/438,118 →
Publication:
US 2006/0265306
Methods and Systems for Variable Annuity Risk Management
Fault Tolerant Wireless Access System and Method
Patent:
8,264,947 →
Application:
11/453,411 →
Methods and systems for providing preferred income equity replacement securities
Systems and methods for delivering parameters to automated security order execution systems
Application:
11/485,030 →
Publication:
US 2007/0011081
Systems and methods for managing distribution lists
Application:
11/495,196 →
Publication:
US 2008/0027960
Tool for Estimating a Cost of a Trade
Methods and Systems for Analyzing and Predicting Market Winners and Losers
Method and system for workflow management of electronic documents
Application:
11/498,270 →
Publication:
US 2007/0088958
Method and System for Identifying and Conducting Inventory of Computer Assets on a Network
Combination of financial instruments and method for implementing investment strategy
Application:
11/510,286 →
Publication:
US 2007/0061236
System and Method for Secure Network Connectivity
System and Method for Secure Network Connectivity
Methods and Systems for Providing Preferred Stock Credit Default Swaps
System and Method for Event Log Review
Methods and systems for providing hybrid arm indices
Methods and Systems for Providing Book Accounting Indices
Methods and systems for providing ABS floating rate indices
Application:
11/541,147 →
Publication:
US 2007/0078744
System and Method for Processing Orders for Securities
Method and system for conducting pre-employment process
Method and System for Analyzing Commuting Routes
Patent:
7,228,226 →
Application:
11/605,616 →
Method and System for Trading Financial Instruments
System and Method for Secure Remote Desktop Access
Methods and systems for providing deductible piers
Application:
11/651,375 →
Publication:
US 2007/0226115
System and method for monitoring trading manager performance
Application:
11/700,261 →
Publication:
US 2007/0198331
Industry-Specific Communication Framework
Methods and Systems for Trade Cost Estimation
Method and System for Allocating Member Compensation
Application:
11/771,266 →
Publication:
US 2009/0006163
Method and System for an Asset-Backed Commercial Paper Conduit
Application:
11/781,780 →
Publication:
US 2008/0021819
Methods and systems for providing partially redeemable offering notes
Application:
11/784,088 →
Publication:
US 2008/0052228
Method and system for implementing portal
Application:
11/796,918 →
Publication:
US 2007/0282673
Trust information management system
Application:
11/802,263 →
Publication:
US 2008/0010180
Systems and Methods for Providing a Liquidity-Based Commodities Index
Method for Executing a Single Tranche Synthetic Abs Derivative Transaction
Application:
11/851,297 →
Publication:
US 2008/0154789
Methods and Systems for Providing Swap Indices
Application:
11/854,922 →
Publication:
US 2008/0071701
Email forms engine for portable devices
System and Method for Application Management
Method and System for Identifying and Conducting Inventory of Computer Assets on a Network
Method and System For Identifying And Conducting Inventory Of Computer Assets On A Network
Application:
11/947,051 →
Publication:
US 2008/0077663
Systems and Methods for Providing Embedded Receiver Notes
Application:
11/972,723 →
Publication:
US 2008/0288389
System for capturing deal information
Application:
11/980,576 →
Publication:
US 2008/0065409
System for capturing deal information
Application:
11/980,577 →
Publication:
US 2008/0065528
Communications Enterprise Server Monitor
Monitoring and Management of Assets, Applications, and Services Using Aggregated Event and Performance Data Thereof
Systems and Methods for Processing Pricing Data
Method and System for Automated Testing of Computer Applications
Content management system and method
Application:
12/079,405 →
Publication:
US 2008/0306955
Method and system for determining incident impact
Application:
12/082,560 →
Publication:
US 2008/0256132
Methods and Systems for Interest Rate Prediction
Application:
12/118,360 →
Publication:
US 2008/0281762
Systems and Methods for Providing Direct to Capital Swaps
Application:
12/126,276 →
Publication:
US 2008/0294571
Method And System For Analyzing Gateways
Application:
12/133,042 →
Publication:
US 2009/0303886
System and method for standards and governance evaluation framework
Application:
12/149,399 →
Publication:
US 2008/0270216
Systems and Methods for Portfolio Analysis
Methods, Computer Systems, and Software for Estimating Trading Volume
Patent:
7,974,913 →
Application:
12/182,900 →
Methods and Systems for Price Block Interruption
Application:
12/189,602 →
Publication:
US 2009/0076869
Methods and Systems for Providing Qualified Dividend Income Units
Application:
12/204,625 →
Publication:
US 2009/0063325
System and method for document hold management
Application:
12/213,987 →
Publication:
US 2009/0043819
Put adjusted investment return security
Application:
60/442,035 →
Collateralized debt obligations
Application:
60/552,251 →
Structured put auction rate combination
Application:
60/562,591 →
Method for collecting processor information
Application:
60/576,003 →
Monitoring and management of assets, applications and services
Application:
60/576,200 →
Method and apparatus for online foreign currency trading
Application:
60/582,367 →
Single hedge fund structured products platform
Application:
60/590,291 →
Fediscope
Application:
60/604,592 →
GMWB hedging and GMDB reinsurance methods and systems
Application:
60/604,603 →
Boot disk management utility
Application:
60/605,577 →
System and method for basket trades and trade allocation
Application:
60/615,405 →
Methods and system for software metering
Application:
60/626,985 →
System and method for extendable swap
Application:
60/638,217 →
Technology administrative portal
Application:
60/641,808 →
Systems and methods for providing tax efficient hedge fund returns
Application:
60/648,965 →
VoIP proxy server
Application:
60/663,077 →
Systems and methods for conditional auto trading
Application:
60/664,079 →
System and method for associating a document to a document series
Application:
60/667,105 →
Systems and methods for order analysis, enrichment, and execution
Application:
60/668,740 →
Total return swap on replicating bond index basket
Application:
60/674,358 →
System and method for achieving voice-activated radio broadcasting over IP networks
Application:
60/676,018 →
Contact management system and meethod
Application:
60/676,052 →
Method and system for providing structured loan commitment transaction
Application:
60/676,087 →
Methods and systems for providing enhanced capital advantaged preferred securities
Application:
60/681,899 →
Computer-implemented methods and systems for providing an interest rate simulation framework
Application:
60/682,605 →
Method and system for providing structured loan commitment transaction
Application:
60/686,547 →
FIX infrastructure for routing security orders
Application:
60/690,659 →
Fault tolerant wireless access system and method
Application:
60/691,344 →
Methods and systems for providing preferred income equity replacement securities
Application:
60/692,417 →
Method and system for replicating the global aggregate index with liquid instruments
Application:
60/696,111 →
System and method for delivering parameters to automated security order execution systems
Application:
60/698,219 →
Electronic document management system and method
Application:
60/705,844 →
Methods and systems for providing preferred stock credit default swaps
Application:
60/715,732 →
Methods and systems for providing preferred stock credit default swaps
Application:
60/719,057 →
System and method for security log compliance review
Application:
60/720,169 →
Methods and systems for providing financial market indices
Application:
60/721,786 →
System and method for processing low national value stock orders
Application:
60/733,246 →
Automated risk unwind engine
Application:
60/750,275 →
System and method for secure remote desktop access
Application:
60/750,995 →
Deductible PIERS
Application:
60/756,823 →
Methods and systems for providing preferred income equity replacement securities
Application:
60/756,824 →
System and method for monitoring trading manager performance
Application:
60/764,066 →
Industry-specific communication framework
Application:
60/777,690 →
Methods and systems for risk management
Application:
60/778,475 →
Methods and systems for providing partially redeemable offering notes
Application:
60/789,544 →
Portal for sales and trading activity
Application:
60/796,334 →
Trust information management system and method
Application:
60/801,902 →
Method and system for identifying and conducting inventory of computer assets on a network
Application:
60/832,420 →
Tax-exempt asset backed commercial paper couduit
Application:
60/832,718 →
Deductible piers
Application:
60/837,000 →
Email forms engine for a PDA
Application:
60/838,658 →
Commodity index
Application:
60/841,704 →
Single tranche synthetic ABS transaction
Application:
60/842,796 →
Swap indices
Application:
60/844,850 →
Systems and methods for providing embedded receiver notes
Application:
60/879,972 →
Systems and methods for processing pricing data
Application:
60/918,186 →
Content management system and method
Application:
60/920,080 →
Method and system for incident awareness
Application:
60/922,825 →
System and method for standards and governance evaluation framework
Application:
60/924,099 →
Direct to Capital Swaps
Application:
60/940,291 →
System and Method for Document Hold Management
Application:
60/946,619 →
Daily Volume Estimation Model
Application:
60/952,708 →
Methods and Systems for Price Block Interruption
Application:
60/954,923 →
Methods and Systems for Providing Qualified Dividend Income Units
Application:
60/969,779 →
Systems and Methods for Providing a Commodity Index
Application:
60/983,802 →
Method and System for Data Formatting
Application:
60/986,201 →
Systems and Methods for Providing a Commodity Index
Application:
60/986,482 →
Biodiesel Strategy
Application:
60/986,634 →
Municipal Index Swap
Application:
60/992,563 →
Estimating extreme negative portfolio returns
Application:
61/000,347 →
System and method for secure remote computer task automation
Application:
61/071,323 →
System and Method for Providing Cost Transparency to Units of an Organization
Application:
61/075,828 →
Personal Information File Management Tool
Application:
61/080,098 →
Virtual ideas market place with peer rewards
Application:
61/126,111 →
Related Assignments
(22)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 9, 2004
From: GLICKSMAN, ERIC; PAPADAKIS, SPYROS; DING, YIDONG; GZOULI, OMAR
To: LEHMAN BROTHERS HOLDINGS, INC.
Reel/Frame 015194/0601 →
Assignment of Assignor's Interest
Jul 30, 2004
From: QA'IM-MAQAMI, HOOD
To: LEHMAN BROTHERS INC.
Reel/Frame 015645/0872 →
Assignment of Assignor's Interest
Aug 24, 2004
From: ZARENIN, ALEX
To: LEHMAN BROTHERS INC.
Reel/Frame 015742/0868 →
Assignment of Assignor's Interest
Aug 24, 2004
From: GOPALRISHMAN, HARI; WU, BENJIAMIN; O'CONNOR, ELIZABETH
To: LEHMAN BROTHERS INC.
Reel/Frame 015728/0581 →
Assignment of Assignor's Interest
Sep 9, 2004
From: BRANDENBERGER, PHILIP J.; HEDGECOCK, JOSEPH M.; MARLER, T. GORDON
To: LEHMAN BROTHERS INC.
Reel/Frame 015785/0769 →
Assignment of Assignor's Interest
Nov 4, 2004
From: ENGLE, MICHAEL T.; NWOKOBIA, FREDERICK; NOACK, BRADLEY D.; MAKOWIECKI, JERZY
To: LEHMAN BROTHERS INC.
Reel/Frame 015964/0962 →
Assignment of Assignor's Interest
Nov 10, 2004
From: ZUSY, MARK L.; LEE, KEITH Y.
To: LEHMAN BROTHERS INC.
Reel/Frame 015985/0776 →
Assignment of Assignor's Interest
Feb 8, 2005
From: RAMSEY, NEIL P.; SATTERFIELD, CHRIS W.; YU, SEAN; BOERKE, RICHARD, JR.
To: TRADEPIPE, INC.
Reel/Frame 016269/0428 →
Assignment of Assignor's Interest
Feb 28, 2005
From: STEWART, FORD MACKINNON; O'CONNOR, BRIDGET ELIZABETH; GOPALKRISHNAN, HARI; ELIAS, SABET
To: LEHMAN BROTHERS INC.
Reel/Frame 016315/0983 →
Assignment of Assignor's Interest
Mar 4, 2005
From: MUNRO, JULLIAN P.
To: LEHMAN BROTHERS INC.
Reel/Frame 016349/0185 →
Assignment of Assignor's Interest
Sep 30, 2005
From: ADLER, ROBERT S.; BROWN, RODNEY N.; BRANDENBERGER, PHILIP J.; LAZEN, ALEXANDER
To: LEHMAN BROTHERS INC.
Reel/Frame 017060/0362 →
Assignment of Assignor's Interest
Oct 6, 2005
From: TRADEPIPE, INC.
To: LEHMAN BROTHERS INC.
Reel/Frame 017118/0667 →
Assignee Name Should Be "Lehman Brothers Inc." Not "Lehman Brothers, Inc."
Oct 25, 2005
From: CANEZIN, MS. RENE; BASULTO, MR. VINCENT; MITROKOSTAS, MR. PAUL; WEAVER, MR. C. MICHAEL
To: LEHMAN BROTHERS INC.
Reel/Frame 016680/0833 →
Assignee Name Should Be "Lehman Brothers Inc." Not "Lehman Brothers"
Oct 26, 2005
From: MCGARRY, GLENN
To: LEHMAN BROTHERS INC.
Reel/Frame 016688/0916 →
Assignee Name Should Be "Lehman Brothers Inc." Not "Lehman Brothers Holdings, Inc."
Oct 27, 2005
From: GLICKSMAN, ERIC; PAPADAKIS, SPYROS; DING, YIDONG; GZOULI, OMAR
To: LEHMAN BROTHERS INC.
Reel/Frame 016694/0219 →
Assignment of Assignor's Interest
Nov 1, 2005
From: TUCKMAN, BRUCE
To: LEHMAN BROTHERS INC.
Reel/Frame 017188/0507 →
Assignment of Assignor's Interest
Dec 1, 2005
From: HANSEN, MATTHEW; SPIEGEL, CORNELIA; NORAEV, DMITRY
To: LEHMAN BROTHERS INC.
Reel/Frame 017745/0922 →
Assignment of Assignor's Interest
Dec 7, 2005
From: O'HARA, THOMAS J.; ANDRES, BRAD
To: LEHMAN BROTHERS INC.
Reel/Frame 017745/0942 →
Assignment of Assignor's Interest
Feb 9, 2006
From: COWLEY, ALEX; SABAL, CRAIG; NORAEV, DMITRY; MCBETH, DOUG
To: LEHMAN BROTHERS INC.
Reel/Frame 017560/0378 →
Assignment of Assignor's Interest
Sep 13, 2006
From: PAPADAKIS, SPYROS N.; BROWN, NICHOLAS R.
To: LEHMAN BROTHERS INC.
Reel/Frame 018305/0159 →
Assignment of Assignor's Interest
Sep 13, 2006
From: BROWN, NICHOLAS R.; PAPADAKIS, SPYRO N.
To: LEHMAN BROTHERS INC.
Reel/Frame 018304/0994 →
Assignment of Assignor's Interest
Sep 17, 2008
From: LEHMAN BROTHERS
To: LEHMAN BROTHERS INC.
Reel/Frame 021531/0742 →