Patent Application
Utility
App. No. 11/510,286
· Confirmation No. 5001
Combination of financial instruments and method for implementing investment strategy
Abandoned -- After Examiner's Answer or Board of Appeals Decision
View Publication ↗
|
⬇ PDF
|
Code | Description | Pages | ||
|---|---|---|---|---|---|
| 2016-04-18 | ABN |
Abandonment | 2 | View | |
| 2016-01-27 | APDA |
Patent Board Decision - Examiner Affirmed | 9 | View | |
| 2013-10-21 | C.AD |
Change of Address | 1 | View | |
| 2013-10-21 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2013-04-16 | C.AD |
Change of Address | 2 | View | |
| 2013-04-16 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2013-01-30 | AP_DK_M |
Appeal Docketing Notice | 2 | View | |
| 2012-12-10 | RETMAIL |
Mail returned to USPTO as undelivered | 15 | View | |
| 2012-10-24 | APEA |
Examiner's Answer to Appeal Brief | 14 | View | |
| 2012-06-27 | AP.B |
Appeal Brief Filed | 12 | View | |
| 2012-06-27 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-06-27 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-06-27 | XT/ |
Extension of Time | 1 | View | |
| 2012-01-27 | N/AP |
Notice of Appeal Filed | 2 | View | |
| 2012-01-27 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-01-27 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-01-27 | XT/ |
Extension of Time | 1 | View | |
| 2011-07-29 | CTNF |
Non-Final Rejection | 17 | View | |
| 2011-07-29 | 892 |
List of references cited by examiner | 2 | View | |
| 2011-07-29 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2010-10-22 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2010-10-22 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-06-23 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 4 | View | |
| 2010-05-20 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2010-05-20 | CLM |
Claims | 2 | View | |
| 2010-05-20 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2010-05-20 | RCEX |
Request for Continued Examination (RCE) | 1 | View | |
| 2010-05-20 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-05-20 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-05-20 | RCEX |
Request for Continued Examination (RCE) | 1 | View | |
| 2010-02-22 | CTFR |
Final Rejection | 12 | View | |
| 2010-02-22 | 892 |
List of references cited by examiner | 2 | View | |
| 2010-02-22 | FWCLM |
Index of Claims | 1 | View | |
| 2009-12-28 | TRAN.LET |
Transmittal Letter | 1 | View | |
| 2009-12-28 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-11-25 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-11-25 | CLM |
Claims | 3 | View | |
| 2009-11-25 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2009-11-25 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-11-25 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-11-25 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-10-21 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 4 | View | |
| 2009-08-25 | CTNF |
Non-Final Rejection | 14 | View | |
| 2009-08-25 | 892 |
List of references cited by examiner | 2 | View | |
| 2009-08-25 | FWCLM |
Index of Claims | 1 | View | |
| 2009-08-25 | SRNT |
Examiner's search strategy and results | 8 | View | |
| 2009-07-09 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-07-07 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2009-07-07 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-07-07 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-07-07 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2009-07-07 | CLM |
Claims | 2 | View | |
| 2009-07-07 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2009-04-28 | CTFR |
Final Rejection | 12 | View | |
| 2009-04-28 | FWCLM |
Index of Claims | 1 | View | |
| 2009-01-12 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-01-12 | CLM |
Claims | 2 | View | |
| 2009-01-12 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2009-01-12 | XT/ |
Extension of Time | 1 | View | |
| 2009-01-12 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-09-04 | CTNF |
Non-Final Rejection | 9 | View | |
| 2008-09-04 | 892 |
List of references cited by examiner | 1 | View | |
| 2008-09-04 | FWCLM |
Index of Claims | 1 | View | |
| 2008-09-04 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2008-09-04 | SRNT |
Examiner's search strategy and results | 5 | View | |
| 2008-07-16 | RCEX |
Request for Continued Examination (RCE) | 1 | View | |
| 2008-07-16 | DIST |
Terminal Disclaimer Filed | 1 | View | |
| 2008-07-16 | TRNA |
Transmittal of New Application | 1 | View | |
| 2008-07-16 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2008-07-16 | REM |
Applicant Arguments/Remarks Made in an Amendment | 9 | View | |
| 2008-07-16 | DRW |
Drawings-only black and white line drawings | 10 | View | |
| 2008-07-16 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-07-16 | CLM |
Claims | 1 | View | |
| 2008-07-16 | SPEC |
Specification | 5 | View | |
| 2008-04-15 | CTFR |
Final Rejection | 21 | View | |
| 2008-04-15 | FWCLM |
Index of Claims | 1 | View | |
| 2008-04-15 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2008-02-14 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2008-02-14 | SPEC |
Specification | 1 | View | |
| 2008-02-14 | CLM |
Claims | 1 | View | |
| 2008-02-14 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2008-02-14 | DRW |
Drawings-only black and white line drawings | 10 | View | |
| 2008-02-14 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-02-14 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2008-02-14 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2008-02-14 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2008-02-14 | TRAN.LET |
Transmittal Letter | 3 | View | |
| 2008-02-14 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2007-11-23 | CTNF |
Non-Final Rejection | 17 | View | |
| 2007-11-23 | 1449 |
List of References cited by applicant and considered by examiner | 1 | View | |
| 2007-11-23 | 892 |
List of references cited by examiner | 1 | View | |
| 2007-11-23 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2007-11-23 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2007-11-23 | FWCLM |
Index of Claims | 1 | View | |
| 2007-03-15 | NTC.PUB |
Notice of Publication | 1 | View | |
| 2007-03-06 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 3 | View | |
| 2006-12-01 | APP.FILE.REC |
Filing Receipt | 3 | View | |
| 2006-11-20 | PEFR |
Applicant Response to Pre-Exam Formalities Notice | 3 | View | |
| 2006-11-20 | DRW |
Drawings-only black and white line drawings | 10 | View | |
| 2006-11-20 | OATH |
Oath or Declaration filed | 2 | View | |
| 2006-11-20 | XT/ |
Extension of Time | 1 | View | |
| 2006-09-12 | PEFN |
Pre-Exam Formalities Notice | 2 | View | |
| 2006-08-25 | TRNA |
Transmittal of New Application | 3 | View | |
| 2006-08-25 | SPEC |
Specification | 10 | View | |
| 2006-08-25 | CLM |
Claims | 1 | View | |
| 2006-08-25 | ABST |
Abstract | 1 | View | |
| 2006-08-25 | DRW |
Drawings-only black and white line drawings | 10 | View | |
| 2006-08-25 | ADS |
Application Data Sheet | 4 | View | |
| 2006-08-25 | WFEE |
Fee Worksheet (SB06) | 1 | View |
Inventors
Spyros N. Papadakis
New York, NY
Anthony J. Tuths
Short Hills, NJ
Attorneys & Agents of Record
Classification
USPC
705/35
G06Q40/06
G06Q30/02
Prosecution
- Examiner
- MALHOTRA, SANJEEV
- Art Unit
- 3667
- Customer No.
- 67860
- Docket No.
- 018638-04-17203
- Confirmation No.
- 5001
Publication
- Pub. No.
- US20070061236A1
- Pub. Date
- 2007-03-15
Parent
is a Continuation in-part of
→
App. 10/831,934
Filed 2004-04-26
· Abandoned -- Failure to Respond to an Office Action
Parent
is a Continuation of
→
App. 10/763,826
Filed 2004-01-23
· Expressly Abandoned -- During Examination
Parent
Claims priority from a provisional application
→
App. 60/442,035
Filed 2003-01-23
· Provisional Application Expired
from
LEHMAN BROTHERS INC.
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2008-10-20
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2006-11-20
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this application's details
Quick Facts
- App. No.
- 11/510,286
- Filed
- 2006-08-25
- Pub. No.
- US20070061236A1
- Examiner
- MALHOTRA, SANJEEV
- Art Unit
- 3667
External Links