Patent Application
Utility
App. No. 10/831,934
· Confirmation No. 2084
Combination of financial instruments and method for implementing investment strategy
Abandoned -- Failure to Respond to an Office Action
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Code | Description | Pages | ||
|---|---|---|---|---|---|
| 2017-04-27 | ABN |
Abandonment | 2 | View | |
| 2016-10-24 | CTNF |
Non-Final Rejection | 11 | View | |
| 2016-10-24 | 892 |
List of references cited by examiner | 1 | View | |
| 2016-10-24 | FWCLM |
Index of Claims | 1 | View | |
| 2016-10-24 | SRNT |
Examiner's search strategy and results | 6 | View | |
| 2016-10-24 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2014-02-06 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2014-02-06 | CLM |
Claims | 3 | View | |
| 2014-02-06 | REM |
Applicant Arguments/Remarks Made in an Amendment | 1 | View | |
| 2014-02-06 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2014-02-06 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2014-01-17 | CPA-AMD |
Notice of Informal or Non-Responsive Continued Prosecution Application (CPA) Amendment | 2 | View | |
| 2014-01-17 | NTC.A.NONCPL |
Notice to the applicant regarding a non-compliant or non-responsive amendment | 1 | View | |
| 2014-01-07 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2014-01-07 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2014-01-07 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2014-01-07 | A.I. |
Informal or Non-Responsive Amendment | 1 | View | |
| 2014-01-07 | CLM.NE |
Claim-Amendment Not Entered | 3 | View | |
| 2014-01-07 | REM |
Applicant Arguments/Remarks Made in an Amendment | 1 | View | |
| 2014-01-07 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2013-11-20 | APD1 |
Decision on Reconsideration - Denied | 5 | View | |
| 2013-10-23 | BDRR |
Request for Rehearing of Patent Board Decision | 4 | View | |
| 2013-10-23 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2013-08-29 | APDA |
Patent Board Decision - Examiner Affirmed | 9 | View | |
| 2013-04-16 | C.AD |
Change of Address | 2 | View | |
| 2013-04-16 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-05-20 | AP_DK_M |
Appeal Docketing Notice | 2 | View | |
| 2011-02-03 | APEA |
Examiner's Answer to Appeal Brief | 16 | View | |
| 2011-01-11 | AP.B |
Appeal Brief Filed | 12 | View | |
| 2011-01-11 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2011-01-11 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-01-11 | XT/ |
Extension of Time | 2 | View | |
| 2010-11-10 | N/AP |
Notice of Appeal Filed | 2 | View | |
| 2010-11-10 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-11-10 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-08-10 | CTFR |
Final Rejection | 11 | View | |
| 2010-08-10 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-08-10 | 1449 |
List of References cited by applicant and considered by examiner | 1 | View | |
| 2010-08-10 | SRNT |
Examiner's search strategy and results | 13 | View | |
| 2010-08-10 | FWCLM |
Index of Claims | 1 | View | |
| 2010-06-18 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 4 | View | |
| 2010-05-20 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-05-20 | CLM |
Claims | 1 | View | |
| 2010-05-20 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2010-05-20 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2010-05-20 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2010-05-20 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-05-20 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2010-05-20 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-03-17 | CTNF |
Non-Final Rejection | 8 | View | |
| 2010-03-17 | 892 |
List of references cited by examiner | 1 | View | |
| 2010-03-17 | SRNT |
Examiner's search strategy and results | 13 | View | |
| 2010-03-17 | FWCLM |
Index of Claims | 1 | View | |
| 2010-03-17 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-01-26 | APP.FILE.REC |
Filing Receipt | 3 | View | |
| 2010-01-14 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2010-01-14 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2010-01-14 | CLM |
Claims | 2 | View | |
| 2010-01-14 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2010-01-14 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2010-01-14 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-01-14 | 136A |
Authorization for Extension of Time all replies | 2 | View | |
| 2010-01-14 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-10-26 | CTFR |
Final Rejection | 16 | View | |
| 2009-10-26 | SRNT |
Examiner's search strategy and results | 6 | View | |
| 2009-10-26 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2009-10-26 | FWCLM |
Index of Claims | 1 | View | |
| 2009-10-26 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2009-10-26 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-10-08 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2009-10-08 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2009-10-08 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-07-07 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-07-07 | CLM |
Claims | 2 | View | |
| 2009-07-07 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2009-07-07 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2009-07-07 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2009-07-07 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-07-07 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-07-07 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-04-16 | CTNF |
Non-Final Rejection | 10 | View | |
| 2009-04-16 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-04-16 | FWCLM |
Index of Claims | 1 | View | |
| 2009-04-16 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2009-01-12 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-01-12 | CLM |
Claims | 1 | View | |
| 2009-01-12 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2009-01-12 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-01-12 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-11-04 | CTNF |
Non-Final Rejection | 10 | View | |
| 2008-11-04 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2008-11-04 | FWCLM |
Index of Claims | 1 | View | |
| 2008-11-04 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-08-25 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2008-08-25 | CLM |
Claims | 1 | View | |
| 2008-08-25 | SPEC |
Specification | 4 | View | |
| 2008-08-25 | REM |
Applicant Arguments/Remarks Made in an Amendment | 7 | View | |
| 2008-08-25 | DRW |
Drawings-only black and white line drawings | 9 | View | |
| 2008-08-25 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-08-15 | EXIN |
Examiner Interview Summary Record (PTOL - 413) | 4 | View | |
| 2008-06-24 | CTNF |
Non-Final Rejection | 7 | View | |
| 2008-06-24 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-06-24 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2008-06-24 | FWCLM |
Index of Claims | 1 | View | |
| 2008-06-04 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2008-06-04 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-06-04 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2008-06-04 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2008-06-04 | CLM |
Claims | 1 | View | |
| 2008-06-04 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2008-06-04 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-06-04 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2008-03-14 | CTFR |
Final Rejection | 7 | View | |
| 2008-03-14 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2008-03-14 | 1449 |
List of References cited by applicant and considered by examiner | 3 | View | |
| 2008-03-14 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2008-03-14 | FWCLM |
Index of Claims | 1 | View | |
| 2008-03-14 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2008-02-14 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2008-02-14 | SPEC |
Specification | 1 | View | |
| 2008-02-14 | CLM |
Claims | 1 | View | |
| 2008-02-14 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2008-02-14 | DRW |
Drawings-only black and white line drawings | 9 | View | |
| 2008-02-14 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2008-02-14 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2008-02-14 | TRAN.LET |
Transmittal Letter | 3 | View | |
| 2008-02-14 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2008-02-14 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2008-02-14 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2007-11-16 | CTNF |
Non-Final Rejection | 6 | View | |
| 2007-11-16 | 1449 |
List of References cited by applicant and considered by examiner | 1 | View | |
| 2007-11-16 | 892 |
List of references cited by examiner | 1 | View | |
| 2007-11-16 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2007-11-16 | FWCLM |
Index of Claims | 1 | View | |
| 2007-11-16 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2007-10-24 | SRNT |
Examiner's search strategy and results | 12 | View | |
| 2007-04-10 | N417 |
Electronic Filing System Acknowledgment Receipt | 1 | View | |
| 2007-04-07 | N417 |
Electronic Filing System Acknowledgment Receipt | 1 | View | |
| 2007-03-23 | STATUS.LET |
Request for status of Application | 1 | View | |
| 2007-03-21 | ADS |
Application Data Sheet | 5 | View | |
| 2007-03-06 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 3 | View | |
| 2006-09-13 | R48.REQ |
Request under Rule 48 correcting inventorship | 9 | View | |
| 2006-09-13 | LET. |
Miscellaneous Incoming Letter | 2 | View | |
| 2004-08-13 | CFILE |
Request for Corrected Filing Receipt | 3 | View | |
| 2004-04-26 | TRNA |
Transmittal of New Application | 5 | View | |
| 2004-04-26 | SPEC |
Specification | 9 | View | |
| 2004-04-26 | CLM |
Claims | 1 | View | |
| 2004-04-26 | ABST |
Abstract | 1 | View | |
| 2004-04-26 | DRW |
Drawings-only black and white line drawings | 8 | View | |
| 2004-04-26 | OATH |
Oath or Declaration filed | 10 | View | |
| 2004-04-26 | A.PE |
Preliminary Amendment | 1 | View | |
| 2004-04-26 | SPEC |
Specification | 1 | View | |
| 2004-04-26 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2004-04-26 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2004-04-26 | 136A |
Authorization for Extension of Time all replies | 5 | View | |
| 2004-04-26 | WFEE |
Fee Worksheet (SB06) | 1 | View |
Inventors
Spyros Papadakis
New York, NY
Nicholas R. Brown
New York, NY
Attorneys & Agents of Record
Classification
USPC
705/35
Prosecution
- Examiner
- FIELDS, BENJAMIN S
- Art Unit
- 3623
- Customer No.
- 28977
- Docket No.
- 101612-0172-02 US
- Confirmation No.
- 2084
Parent
is a Continuation of
→
App. 10/763,826
Filed 2004-01-23
· Expressly Abandoned -- During Examination
Parent
Claims priority from a provisional application
→
App. 60/442,035
Filed 2003-01-23
· Provisional Application Expired
Child
is a Continuation in-part of
→
App. 11/510,286
Filed 2006-08-25
· Abandoned -- After Examiner's Answer or Board of Appeals Decision
from
LEHMAN BROTHERS INC.
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2008-10-20
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2006-09-13
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Quick Facts
- App. No.
- 10/831,934
- Filed
- 2004-04-26
- Examiner
- FIELDS, BENJAMIN S
- Art Unit
- 3623
External Links