Patent Application
Utility
App. No. 11/700,261
· Confirmation No. 7499
System and method for monitoring trading manager performance
Abandoned -- Failure to Respond to an Office Action
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Code | Description | Pages | ||
|---|---|---|---|---|---|
| 2014-09-29 | ABN |
Abandonment | 2 | View | |
| 2014-03-12 | CTNF |
Non-Final Rejection | 15 | View | |
| 2014-03-12 | SRNT |
Examiner's search strategy and results | 16 | View | |
| 2014-03-12 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2014-02-21 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2014-02-21 | A.NE |
Response After Final Action | 1 | View | |
| 2014-02-21 | CLM |
Claims | 7 | View | |
| 2014-02-21 | REM |
Applicant Arguments/Remarks Made in an Amendment | 4 | View | |
| 2014-02-21 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2014-02-21 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2014-02-21 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2013-11-21 | CTFR |
Final Rejection | 13 | View | |
| 2013-11-21 | 892 |
List of references cited by examiner | 1 | View | |
| 2013-11-21 | SRNT |
Examiner's search strategy and results | 11 | View | |
| 2013-11-21 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2013-11-08 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2013-11-08 | CLM |
Claims | 7 | View | |
| 2013-11-08 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2013-11-08 | XT/ |
Extension of Time | 2 | View | |
| 2013-11-08 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2013-11-08 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2013-11-08 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2013-07-15 | CTNF |
Non-Final Rejection | 13 | View | |
| 2013-07-15 | 892 |
List of references cited by examiner | 1 | View | |
| 2013-07-15 | SRNT |
Examiner's search strategy and results | 5 | View | |
| 2013-07-15 | 1449 |
List of References cited by applicant and considered by examiner | 4 | View | |
| 2013-07-15 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2013-06-19 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 4 | View | |
| 2013-06-19 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2013-06-19 | FOR |
Foreign Reference | 12 | View | |
| 2013-06-19 | FOR |
Foreign Reference | 51 | View | |
| 2013-06-19 | FOR |
Foreign Reference | 9 | View | |
| 2013-06-19 | FOR |
Foreign Reference | 7 | View | |
| 2012-10-28 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2012-10-28 | XT/ |
Extension of Time | 2 | View | |
| 2012-10-28 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-10-28 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2012-10-28 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2012-10-28 | CLM |
Claims | 7 | View | |
| 2012-10-28 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2012-10-28 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2012-05-02 | CTFR |
Final Rejection | 13 | View | |
| 2012-05-02 | 892 |
List of references cited by examiner | 1 | View | |
| 2012-05-02 | 1449 |
List of References cited by applicant and considered by examiner | 4 | View | |
| 2012-05-02 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2012-05-02 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2012-03-05 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 4 | View | |
| 2012-03-05 | FOR |
Foreign Reference | 13 | View | |
| 2012-03-05 | FOR |
Foreign Reference | 7 | View | |
| 2012-03-05 | FOR |
Foreign Reference | 115 | View | |
| 2012-03-05 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2012-03-05 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2012-03-05 | XT/ |
Extension of Time | 1 | View | |
| 2012-03-05 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2012-03-05 | CLM |
Claims | 7 | View | |
| 2012-03-05 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2012-03-05 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2011-10-04 | CTNF |
Non-Final Rejection | 13 | View | |
| 2011-10-04 | 892 |
List of references cited by examiner | 1 | View | |
| 2011-10-04 | 1449 |
List of References cited by applicant and considered by examiner | 2 | View | |
| 2011-10-04 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2011-05-13 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 2 | View | |
| 2011-05-13 | TRAN.LET |
Transmittal Letter | 2 | View | |
| 2011-05-13 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2011-05-13 | N417 |
Electronic Filing System Acknowledgment Receipt | 3 | View | |
| 2011-05-13 | 371P |
Documents submitted with 371 (National Stage) Applications | 6 | View | |
| 2011-05-13 | 371P |
Documents submitted with 371 (National Stage) Applications | 3 | View | |
| 2011-05-13 | 371P |
Documents submitted with 371 (National Stage) Applications | 4 | View | |
| 2011-02-11 | RCEX |
Request for Continued Examination (RCE) | 3 | View | |
| 2011-02-11 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2011-02-11 | CLM |
Claims | 7 | View | |
| 2011-02-11 | REM |
Applicant Arguments/Remarks Made in an Amendment | 3 | View | |
| 2011-02-11 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2011-02-11 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2011-02-11 | XT/ |
Extension of Time | 2 | View | |
| 2011-02-11 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-10-15 | CTFR |
Final Rejection | 11 | View | |
| 2010-08-08 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-08-08 | CLM |
Claims | 6 | View | |
| 2010-08-08 | REM |
Applicant Arguments/Remarks Made in an Amendment | 4 | View | |
| 2010-08-08 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-08-08 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2010-05-12 | CTNF |
Non-Final Rejection | 8 | View | |
| 2010-05-12 | SRNT |
Examiner's search strategy and results | 1 | View | |
| 2010-05-12 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2010-02-19 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2010-02-19 | CLM |
Claims | 6 | View | |
| 2010-02-19 | REM |
Applicant Arguments/Remarks Made in an Amendment | 4 | View | |
| 2010-02-19 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2010-02-19 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-11-24 | CTNF |
Non-Final Rejection | 10 | View | |
| 2009-10-23 | RCEX |
Request for Continued Examination (RCE) | 1 | View | |
| 2009-10-23 | AMSB |
Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) | 1 | View | |
| 2009-10-23 | CLM |
Claims | 6 | View | |
| 2009-10-23 | REM |
Applicant Arguments/Remarks Made in an Amendment | 6 | View | |
| 2009-10-23 | WFEE |
Fee Worksheet (SB06) | 2 | View | |
| 2009-10-23 | N417 |
Electronic Filing System Acknowledgment Receipt | 2 | View | |
| 2009-10-23 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-06-19 | CTFR |
Final Rejection | 13 | View | |
| 2009-06-19 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-04-02 | A... |
Amendment/Request for Reconsideration-After Non-Final Rejection | 1 | View | |
| 2009-04-02 | CLM |
Claims | 6 | View | |
| 2009-04-02 | REM |
Applicant Arguments/Remarks Made in an Amendment | 5 | View | |
| 2009-04-02 | TRAN.LET |
Transmittal Letter | 3 | View | |
| 2009-04-02 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2009-01-07 | CTNF |
Non-Final Rejection | 10 | View | |
| 2009-01-07 | 892 |
List of references cited by examiner | 1 | View | |
| 2009-01-07 | SRFW |
Search information including classification, databases and other search related notes | 1 | View | |
| 2009-01-07 | SRNT |
Examiner's search strategy and results | 2 | View | |
| 2009-01-07 | BIB |
Bibliographic Data Sheet | 1 | View | |
| 2009-01-07 | 1449 |
List of References cited by applicant and considered by examiner | 3 | View | |
| 2007-09-06 | IDS |
Information Disclosure Statement (IDS) Form (SB08) | 3 | View | |
| 2007-08-23 | NTC.PUB |
Notice of Publication | 1 | View | |
| 2007-04-10 | APP.FILE.REC |
Filing Receipt | 3 | View | |
| 2007-03-21 | PEFR |
Applicant Response to Pre-Exam Formalities Notice | 5 | View | |
| 2007-03-21 | OATH |
Oath or Declaration filed | 4 | View | |
| 2007-03-08 | PEFN |
Pre-Exam Formalities Notice | 2 | View | |
| 2007-03-08 | APP.FILE.REC |
Filing Receipt | 3 | View | |
| 2007-01-31 | TRNA |
Transmittal of New Application | 4 | View | |
| 2007-01-31 | SPEC |
Specification | 18 | View | |
| 2007-01-31 | CLM |
Claims | 4 | View | |
| 2007-01-31 | ABST |
Abstract | 1 | View | |
| 2007-01-31 | DRW |
Drawings-only black and white line drawings | 15 | View | |
| 2007-01-31 | ADS |
Application Data Sheet | 4 | View | |
| 2007-01-31 | 136A |
Authorization for Extension of Time all replies | 4 | View | |
| 2007-01-31 | WFEE |
Fee Worksheet (SB06) | 1 | View | |
| 2007-01-31 | WFEE |
Fee Worksheet (SB06) | 1 | View |
Inventors
Gerald T. Hurley
Chicago, IL
Anil Govind Mudholkar
Chicago, IL
Tawee Pimsarn
Oak Park, IL
Maneesak Pimsarn
Forest Park, IL
Attorneys & Agents of Record
Classification
USPC
705/36R
G06Q10/00
G06Q40/04
G06Q40/06
Prosecution
- Examiner
- WONG, ERIC TAK WAI
- Art Unit
- 3692
- Customer No.
- 9629
- Docket No.
- 101612-5085-US
- Confirmation No.
- 7499
Publication
- Pub. No.
- US20070198331A1
- Pub. Date
- 2007-08-23
from
LEHMAN BROTHERS INC.
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2008-10-20
ASSIGNMENT OF ASSIGNOR'S INTEREST
Recorded 2007-03-21
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Quick Facts
- App. No.
- 11/700,261
- Filed
- 2007-01-31
- Pub. No.
- US20070198331A1
- Examiner
- WONG, ERIC TAK WAI
- Art Unit
- 3692
External Links