IP Library Patent Application 10780313
Patent Application
App. No. 10/780,313

Methods and apparatus for facilitating financial instrument trading orders

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Quick Facts
Patent No.
US None
App. No.
10/780,313
Abstract

According to some embodiments, components of a financial trading network may display financial instrument trading information on a display screen. The financial instrument trading information may include a first menu for displaying a first set of alternatives with respect to a first order parameter such as a trading symbol or an order destination. User input may be received to indicate selection of an alternative from the first set of alternatives. A second menu may also be displayed as part of the financial instrument trading information. The second menu may be for displaying a second set of alternatives with respect to a second order parameter such as an order destination or an order type. The second set of alternatives which constitute the second menu may be selected based at least in part on the alternative selected by the user from the first set of alternatives.

Claims (83)

1 . A method comprising:

displaying financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

receiving user input that indicates selection of an alternative from the first set of alternatives; and

displaying a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second set of alternatives which constitute the second menu being selected based at least in part on the alternative selected by the user input from the first set of alternatives.

2 . A method according to claim 1 , wherein the first and second menus are adjacent each other at a lower portion of the screen.

3 . A method according to claim 1 , wherein the displayed financial instrument trading information includes respective quotations for a plurality of financial instruments.

4 . A method according to claim 3 , wherein the financial instruments are common stocks.

5 . A method according to claim 1 , wherein the displayed financial instrument trading information includes information concerning at least one financial instrument trading order.

6 . A method according to claim 5 , wherein the at least one financial instrument trading order includes at least one order to buy or sell a common stock.

7 . A method according to claim 1 , wherein the displayed financial instrument trading information includes respective quotations for a financial instrument at a plurality of order destinations.

8 . A method according to claim 7 , wherein the financial instrument is a common stock.

9 . A method according to claim 1 , wherein the first and second menus are pull down menus.

10 . A method according to claim 1 , wherein the first order parameter is a financial instrument trading symbol and the second order parameter is an order destination.

11 . A method according to claim 1 , wherein the first order parameter is an order destination and the second order parameter is an order type.

12 . A method according to claim 1 , further comprising:

allowing a user to select an action from among the following set of actions: (a) enter order; (b) enter ticket; (c) cancel order; (d) update order; and (e) reload order;

the selected action being defined at least in part by said first order parameter and said second order parameter.

13 . A method comprising:

displaying financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

receiving user input that indicates selection of an alternative from the first set of alternatives; and

displaying a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second menu selected based at least in part on the alternative selected by the user input from the first set of alternatives.

14 . A method according to claim 13 , wherein the first and second menus are pull down menus.

15 . A method according to claim 13 , wherein the displayed financial instrument trading information includes respective quotations for a plurality of financial instruments.

16 . A method according to claim 15 , wherein the financial instruments are common stocks.

17 . A method according to claim 13 , wherein the displayed financial instrument trading information includes respective quotations for a financial instrument at a plurality of order destinations.

18 . A method according to claim 17 , wherein the financial instrument is a common stock.

19 . A method according to claim 13 , further comprising:

allowing a user to select an action from among the following set of actions: (a) enter order; (b) enter ticket; (c) cancel order; (d) update order; and (e) reload order;

the selected action being defined at least in part by said first order parameter and said second order parameter.

20 . A method comprising:

displaying a first order type menu at times when a first order destination alternative is selected from an order destination menu; and

displaying a second order type menu at times when a second order destination alternative is selected from the order destination menu, the second order type menu being different from the first order type menu.

21 . A method comprising:

displaying a first order destination menu at times when a first financial instrument trading symbol is displayed in an order input area of a user interface; and

displaying a second order destination menu at times when a second financial instrument trading symbol is displayed in the order input area, the second order destination menu being different from the first order destination menu.

22 . A method according to claim 21 , wherein:

the first financial instrument trading symbol represents a first common stock; and

the second financial instrument trading symbol represents a second common stock.

23 . A method according to claim 21 , wherein:

the first financial instrument trading symbol represents a common stock; and

the second financial instrument trading symbol represents an option.

24 . A medium storing processor-executable process steps, the process steps including:

a step to display financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

a step to receive user input that indicates selection of an alternative from the first set of alternatives; and

a step to display a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second set of alternatives which constitute the second menu being selected based at least in part on the alternative selected by the user input from the first set of alternatives.

25 . A medium according to claim 24 , wherein the displayed financial instrument trading information includes respective quotations for a plurality of financial instruments.

26 . A medium according to claim 25 , wherein the financial instruments are common stocks.

27 . A medium according to claim 24 , wherein the displayed financial instrument trading information includes respective quotations for a financial instrument at a plurality of order destinations.

28 . A medium according to claim 27 , wherein the financial instrument is a common stock.

29 . A medium according to claim 24 , wherein the first order parameter is a financial instrument trading symbol and the second order parameter is an order destination.

30 . A medium according to claim 24 , wherein the first order parameter is an order destination and the second order parameter is an order type.

31 . A medium storing processor-executable process steps, the process steps including:

a step to display financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

a step to receive user input that indicates selection of an alternative from the first set of alternatives; and

a step to display a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second menu selected based at least in part on the alternative selected by the user input from the first set of alternatives.

32 . A medium storing processor-executable process steps, the process steps including:

a step to display a first order type menu at times when a first order destination alternative is selected from an order destination menu; and

a step to display a second order type menu at times when a second order destination alternative is selected from the order destination menu, the second order type menu being different from the first order type menu.

33 . A medium storing processor-executable process steps, the process steps including:

a step to display a first order destination menu at times when a first financial instrument trading symbol is displayed in an order input area of a user interface; and

a step to display a second order destination menu at times when a second financial instrument trading symbol is displayed in the order input area, the second order destination menu being different from the first order destination menu.

34 . An apparatus comprising:

a processor; and

a storage device in communication with said processor and storing instructions adapted to be executed by said processor to:

display financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

receive user input that indicates selection of an alternative from the first set of alternatives; and

display a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second set of alternatives which constitute the second menu being selected based at least in part on the alternative selected by the user input from the first set of alternatives.

35 . An apparatus comprising:

a processor; and

a storage device in communication with said processor and storing instructions adapted to be executed by said processor to:

display financial instrument trading information on a screen, the financial instrument trading information including a first menu for displaying a first set of alternatives with respect to a first order parameter;

receive user input that indicates selection of an alternative from the first set of alternatives; and

display a second menu as part of the financial instrument trading information, the second menu for displaying a second set of alternatives with respect to a second order parameter, the second menu selected based at least in part on the alternative selected by the user input from the first set of alternatives.

36 . An apparatus comprising:

a processor; and

a storage device in communication with said processor and storing instructions adapted to be executed by said processor to:

display a first order type menu at times when a first order destination alternative is selected from an order destination menu; and

display a second order type menu at times when a second order destination alternative is selected from the order destination menu, the second order type menu being different from the first order type menu.

37 . An apparatus comprising:

a processor; and

a storage device in communication with said processor and storing instructions adapted to be executed by said processor to:

display a first order destination menu at times when a first financial instrument trading symbol is displayed in an order input area of a user interface; and

display a second order destination menu at times when a second financial instrument trading symbol is displayed in the order input area, the second order destination menu being different from the first order destination menu.

Assignments (5)
RELEASE OF SECURITY INTEREST Recorded Jan 13, 2017
From: GOLDMAN SACHS LENDING PARTNERS LLC
To: REDI TECH, LLC
Reel/Frame 041000/0545 →
SECURITY INTEREST Recorded Sep 9, 2015
From: REDI TECH, LLC
To: GOLDMAN SACHS LENDING PARTNERS LLC
Reel/Frame 036524/0058 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 19, 2013
From: GOLDMAN, SACHS & CO.
To: REDI HOLDINGS LLC
Reel/Frame 030837/0403 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 19, 2013
From: REDI HOLDINGS LLC
To: REDI TECH, LLC
Reel/Frame 030837/0674 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Feb 17, 2004
From: OPPERMAN, DANIEL; NANGALIA, RISHI; TRUCHAN, CHRISTOPHER
To: GOLDMAN SACHS & CO.
Reel/Frame 015038/0272 →