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App. No. 12/651,976 · Confirmation No. 1218

ETF Trading in Secondary Market Based on Underlying Basket

Abandoned -- After Examiner's Answer or Board of Appeals Decision View Publication ↗
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2019-11-05 ABN Abandonment 2 View
2019-08-02 APDA Patent Board Decision - Examiner Affirmed 15 View
2019-05-21 APNH Notification of Appeal Hearing 3 View
2017-09-26 AP_DK_M Appeal Docketing Notice 2 View
2017-08-14 APOH Request for Oral Hearing 2 View
2017-08-14 WFEE.APPEAL Certification and Transmittal of Appeal Forwarding Fee 2 View
2017-08-14 WFEE Fee Worksheet (SB06) 2 View
2017-08-14 N417 Electronic Filing System Acknowledgment Receipt 2 View
2017-06-28 APEA Examiner's Answer to Appeal Brief 9 View
2017-04-10 AP.B Appeal Brief Filed 28 View
2017-04-10 WFEE Fee Worksheet (SB06) 2 View
2017-04-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2017-01-10 N/AP Notice of Appeal Filed 2 View
2017-01-10 WFEE Fee Worksheet (SB06) 2 View
2017-01-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2016-10-07 CTFR Final Rejection 10 View
2016-10-07 892 List of references cited by examiner 1 View
2016-10-07 FWCLM Index of Claims 1 View
2016-10-07 SRFW Search information including classification, databases and other search related notes 2 View
2016-10-07 SRNT Examiner's search strategy and results 3 View
2016-06-10 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2016-06-10 CLM Claims 9 View
2016-06-10 REM Applicant Arguments/Remarks Made in an Amendment 9 View
2016-06-10 WFEE Fee Worksheet (SB06) 2 View
2016-06-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2016-06-10 WFEE Fee Worksheet (SB06) 1 View
2016-03-30 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2016-01-26 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2016-01-15 CTNF Non-Final Rejection 17 View
2016-01-15 SRFW Search information including classification, databases and other search related notes 2 View
2016-01-15 FWCLM Index of Claims 1 View
2015-10-05 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2015-10-05 CLM Claims 7 View
2015-10-05 REM Applicant Arguments/Remarks Made in an Amendment 7 View
2015-10-05 WFEE Fee Worksheet (SB06) 2 View
2015-10-05 N417 Electronic Filing System Acknowledgment Receipt 2 View
2015-10-05 WFEE Fee Worksheet (SB06) 1 View
2015-09-18 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2015-06-10 CTNF Non-Final Rejection 15 View
2015-06-10 892 List of references cited by examiner 1 View
2015-06-10 SRNT Examiner's search strategy and results 1 View
2015-06-10 FWCLM Index of Claims 1 View
2015-06-10 SRFW Search information including classification, databases and other search related notes 2 View
2014-03-11 INTV.SUM.APP Applicant Initiated Interview Summary (PTOL-413) 3 View
2014-03-11 OA.APPENDIX Office Action Appendix 3 View
2014-03-05 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2014-03-05 CLM Claims 7 View
2014-03-05 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2014-03-05 N417 Electronic Filing System Acknowledgment Receipt 2 View
2014-03-05 WFEE Fee Worksheet (SB06) 1 View
2013-12-13 CTNF Non-Final Rejection 20 View
2013-12-13 892 List of references cited by examiner 1 View
2013-12-13 SRNT Examiner's search strategy and results 31 View
2013-12-13 SRFW Search information including classification, databases and other search related notes 1 View
2013-12-13 FWCLM Index of Claims 1 View
2013-12-06 SRNT Examiner's search strategy and results 1 View
2013-10-15 CTAV Advisory Action (PTOL-303) 3 View
2013-10-11 RCEX Request for Continued Examination (RCE) 3 View
2013-10-11 WFEE Fee Worksheet (SB06) 2 View
2013-10-11 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-10-11 WFEE Fee Worksheet (SB06) 1 View
2013-09-10 AMSB Amendment Submitted/Entered with Filing of Continued Prosecution Application (CPA)/Request for Continued Examination(RCE) 1 View
2013-09-10 CLM Claims 9 View
2013-09-10 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2013-09-10 A.NE.AFCP After Final Consideration Program Request 2 View
2013-09-10 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-09-10 WFEE Fee Worksheet (SB06) 1 View
2013-06-11 CTFR Final Rejection 40 View
2013-06-11 892 List of references cited by examiner 2 View
2013-06-11 SRFW Search information including classification, databases and other search related notes 1 View
2013-06-11 SRNT Examiner's search strategy and results 2 View
2013-06-11 SRNT Examiner's search strategy and results 15 View
2013-06-11 SRNT Examiner's search strategy and results 2 View
2013-06-11 SRNT Examiner's search strategy and results 2 View
2013-06-11 SRNT Examiner's search strategy and results 2 View
2013-06-11 FWCLM Index of Claims 1 View
2013-05-31 INTV.SUM.EX Examiner initiated interview summary (PTOL-413B) 2 View
2013-05-23 SA.. Supplemental Response or Supplemental Amendment 1 View
2013-05-23 CLM Claims 7 View
2013-05-23 INTRVIEW.APP Applicant summary of interview with examiner 1 View
2013-05-23 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2013-05-23 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-05-23 WFEE Fee Worksheet (SB06) 1 View
2013-05-22 SRNT Examiner's search strategy and results 1 View
2013-04-22 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2013-04-22 CLM Claims 7 View
2013-04-22 REM Applicant Arguments/Remarks Made in an Amendment 5 View
2013-04-22 WFEE Fee Worksheet (SB06) 2 View
2013-04-22 N417 Electronic Filing System Acknowledgment Receipt 2 View
2013-04-22 WFEE Fee Worksheet (SB06) 1 View
2013-01-25 NRES Letter Restarting Period for Response (i.e. Letter re: References) 2 View
2013-01-25 NRES Letter Restarting Period for Response (i.e. Letter re: References) 15 View
2013-01-25 892 List of references cited by examiner 1 View
2013-01-25 SRFW Search information including classification, databases and other search related notes 1 View
2013-01-25 FWCLM Index of Claims 1 View
2013-01-11 CTNF Non-Final Rejection 17 View
2013-01-11 892 List of references cited by examiner 1 View
2013-01-11 SRFW Search information including classification, databases and other search related notes 1 View
2013-01-11 SRNT Examiner's search strategy and results 2 View
2013-01-11 SRNT Examiner's search strategy and results 2 View
2013-01-11 FWCLM Index of Claims 1 View
2013-01-11 SRNT Examiner's search strategy and results 9 View
2012-12-31 SRNT Examiner's search strategy and results 1 View
2012-11-28 A... Amendment/Request for Reconsideration-After Non-Final Rejection 1 View
2012-11-28 SPEC Specification 4 View
2012-11-28 CLM Claims 7 View
2012-11-28 REM Applicant Arguments/Remarks Made in an Amendment 4 View
2012-11-28 N417 Electronic Filing System Acknowledgment Receipt 2 View
2012-11-28 WFEE Fee Worksheet (SB06) 1 View
2012-09-04 CTNF Non-Final Rejection 19 View
2012-09-04 892 List of references cited by examiner 2 View
2012-09-04 FWCLM Index of Claims 1 View
2012-09-04 SRFW Search information including classification, databases and other search related notes 1 View
2012-09-04 BIB Bibliographic Data Sheet 1 View
2012-09-04 SRNT Examiner's search strategy and results 4 View
2012-08-22 SRNT Examiner's search strategy and results 1 View
2010-10-05 N570 Communication - Re: Power of Attorney (PTOL-308) 1 View
2010-09-22 PA.. Power of Attorney 1 View
2010-09-22 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-09-22 R3.73 Assignee showing of ownership per 37 CFR 3.73 2 View
2010-07-08 NTC.PUB Notice of Publication 1 View
2010-03-30 APP.FILE.REC Filing Receipt 3 View
2010-03-21 PEFR Applicant Response to Pre-Exam Formalities Notice 2 View
2010-03-21 N417 Electronic Filing System Acknowledgment Receipt 2 View
2010-03-21 SPEC Specification 15 View
2010-01-20 NTC.OMIT.APP Notice of Omitted Items Application 3 View
2010-01-20 APP.FILE.REC Filing Receipt 3 View
2010-01-04 ADS Application Data Sheet 5 View
2010-01-04 DRW Drawings-only black and white line drawings 2 View
2010-01-04 OATH Oath or Declaration filed 2 View
2010-01-04 SPEC Specification 15 View
2010-01-04 CLM Claims 7 View
2010-01-04 ABST Abstract 1 View
2010-01-04 WFEE Fee Worksheet (SB06) 2 View
2010-01-04 N417 Electronic Filing System Acknowledgment Receipt 3 View
2010-01-04 136A Authorization for Extension of Time all replies 3 View
2010-01-04 WFEE Fee Worksheet (SB06) 1 View
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Quick Facts
App. No.
12/651,976
Filed
2010-01-04
Pub. No.
US20100174664A1
Art Unit
3692