IP Library Patent Application 15404836
Patent Application
App. No. 15/404,836

CALL LEVEL PRICE ALERTS

Loading inventors, assignments & file history…
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this patent's details
Quick Facts
Patent No.
US None
App. No.
15/404,836
Abstract

The present disclosure generally relates to techniques for monitoring, displaying, and alerting users of market instrument information, and more particularly, to techniques for monitoring, displaying, and alerting users to call levels generated based on user-defined parameters. Embodiments of the present disclosure allow users to monitor multiple market instruments across exchanges via a graphical user interface displaying call level entries generated based on user-defined parameters and to be alerted when one or more conditions arise. The presently disclosed subject matter also monitors call level status such as by indicating whether the call level entry is inactive, expired, and the like. Additionally, the subject matter allows users to manually or automatically submit one or more orders to be executed when certain conditions arise. Overall, the disclosed subject matter provides a more efficient workflow for real-time financial monitoring.

Claims (37)

1 . A method for monitoring and managing price levels, comprising:

receiving a plurality of call level indicators into a call level grid via a call level entry ticket, wherein the call level entry ticket tracks instruments within a market data grid and tracks a client and an account from a client-account grid, and wherein each call level indicator includes at least one user-defined parameter;

determining supported codes;

determining a priority for each call level indicator received, wherein the priority is based on factors derived from historic and real-time market data;

monitoring a price level related to each call level indicator received, wherein the monitoring is based on historic and real-time market data for each of the plurality of call level indicators received; and

initiating a call level alert upon a trigger or an expiry of the price level.

2 . The method of claim 1 , further comprising receiving instructions in response to the call level alert.

3 . The method of claim 1 , wherein each call level indicator has an audit trail attached thereto.

4 . The method of claim 1 , wherein the initiating of the call level alert includes preparing and sending a message via electronic mail or displaying a message via a desktop pop-up window.

5 . The method of claim 4 , wherein the initiating of the call level alert includes both preparing and sending the message via electronic mail and displaying the message via desktop pop-up window.

6 . The method of claim 4 , further comprising validating an addressee of the electronic mail prior to sending the message.

7 . The method of claim 6 , wherein the validating includes comparing the addressee against a broker or a user and an end client requesting the call level alert.

8 . A computer system for monitoring and managing price levels, comprising:

a processor; and

a memory storing instructions that, when executed by the processor, cause the computer system to:

receive a plurality of call level indicators into a call level grid via a call level entry ticket, wherein the call level entry ticket tracks instruments within a market data grid and tracks a client and an account from a client-account grid, and wherein each call level indicator includes at least one user-defined parameter;

determine supported codes;

determine a priority for each call level indicator received, wherein the priority is based on factors derived from historic and real-time market data;

monitor a price level related to each call level indicator received, wherein the monitoring is based on historic and real-time market data for each of the plurality of call level indicators received; and

initiate a call level alert upon a trigger or an expiry of the price level.

9 . The computer system of claim 8 , further comprising receiving instructions in response to the call level alert.

10 . The computer system of claim 8 , wherein each call level indicator has an audit trail attached thereto.

11 . The computer system of claim 8 , wherein the initiating of the call level alert includes preparing and sending a message via electronic mail or displaying a message via a desktop pop-up window.

12 . The computer system of claim 11 , wherein the initiating of the call level alert includes both preparing and sending the message via electronic mail and displaying the message via desktop pop-up window.

13 . The computer system of claim 11 , further comprising validating an addressee of the electronic mail prior to sending of the message.

14 . The computer system of claim 13 , wherein the validating includes comparing the addressee against a broker or a user and an end client requesting the call level alert.

15 . A non-transitory computer-readable medium storing instructions that, when executed by a processor, cause a computer system to monitor and manage price levels, by performing the steps of:

receiving a plurality of call level indicators into a call level grid via a call level entry ticket, wherein the call level entry ticket tracks instruments within a market data grid and tracks a client and an account from a client-account grid, and wherein each call level indicator includes at least one user-defined parameter;

determining supported codes;

determining a priority for each call level indicator received, wherein the priority is based on factors derived from historic and real-time market data;

monitoring a price level related to each call level indicator received, wherein the monitoring is based on historic and real-time market data for each of the plurality of call level indicators received; and

initiating a call level alert upon a trigger or an expiry of the price level.

16 . The non-transitory computer-readable medium of claim 15 , further comprising receiving instructions in response to the call level alert.

17 . The non-transitory computer-readable medium of claim 15 , wherein each call level indicator has an audit trail attached thereto.

18 . The non-transitory computer-readable medium of claim 15 , wherein the initiating of the call level alert includes preparing and sending a message via electronic mail or displaying a message via a desktop pop-up window.

19 . The non-transitory computer-readable medium of claim 18 , further comprising validating an addressee of the electronic mail prior to sending of the message.

20 . The non-transitory computer-readable medium of claim 19 , wherein the validating includes comparing the addressee against a broker or a user and an end client requesting the call level alert.

Assignments (6)
FIRST LIEN RELEASE OF SECURITY INTEREST IN INTELLECTUAL PROPERTY RIGHTS, RECORDED ON JUNE 9, 2021 AT REEL 56528 FRAME 0024 Recorded Dec 9, 2025
From: KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS AGENT
To: FIDESSA TRADING UK LIMITED
Reel/Frame 073915/0283 →
FIRST LIEN RELEASE OF SECURITY INTEREST IN INTELLECTUAL PROPERTY RIGHTS RECORDED AT REEL 049143, FRAME 0056 Recorded Oct 8, 2025
From: UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
To: FIDESSA GROUP HOLDINGS LIMITED; FIDESSA BUY-SIDE LIMITED; FIDESSA TRADING UK LIMITED; DASH FINANCIAL TECHNOLOGIES LLC; DASH REGULATORY TECHNOLOGIES LLC; LAB49 CONSULTING LIMITED
Reel/Frame 073056/0404 →
INTELLECTUAL PROPERTY SECURITY AGREEMENT Recorded Jun 9, 2021
From: FIDESSA TRADING UK LIMITED (FORMERLY FIDESSA PLC)
To: LUCID TRUSTEE SERVICES LIMITED
Reel/Frame 056528/0024 →
CHANGE OF NAME Recorded Mar 7, 2019
From: FIDESSA PLC
To: FIDESSA TRADING UK LIMITED
Reel/Frame 048532/0143 →
PATENT SECURITY AGREEMENT Recorded Dec 20, 2018
From: FIDESSA PLC
To: UBS AG, STAMFORD BRANCH, AS ADMINISTRATIVE AGENT
Reel/Frame 049143/0056 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded May 1, 2017
From: MARS, ANTHEA; LANGMEAD, DANIEL; BLAND, BRUCE; SMITH, ROB; HALSON, SIMON; NICHOLASS, DANIEL; DANYLIV, OLEH
To: FIDESSA PLC
Reel/Frame 042193/0619 →