IP Library Granted Patent US 12,369,897
Granted Patent B2
US 12,369,897 · App. 17/738,998 · Granted Jul 29, 2025

Surgical retractors and methods of using the same

Inventors: Andrew W. Rajek (Escondido, CA); Steven Vidmar (Carlsbad, CA); James Lee (Vista, CA); David Considine (Carlsbad, CA); Graham Witherby (Carlsbad, CA)
Assignee: Alphatec Spine, Inc.
A61B17/0206A61B2090/0807
View Patent ↗
Loading inventors, assignments & file history…
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this patent's details
Quick Facts
Patent No.
US 12,369,897
App. No.
17/738,998
Granted
Jul 29, 2025
Kind
B2
Abstract

Disclosed herein are surgical retractors and methods of using such surgical retractors where the surgical retractors include a base portion and two retractor blades. The base portion has (a) two extensions, each extension having a receiving area, and (b) and one or more engagement portions. Each retractor blade includes both a blade portion with proximal and distal ends and an arm portion extending from the proximal end of the blade portion. Each arm portion is received by a respective receiving area.

Claims (41)

1. A surgical retractor comprising:

a base portion comprising first and second extensions defining a first axis, the first extension having a first receiving area that is a first passage from a first side of the base portion through to a second side of the base portion that is opposite the first side, the first passage defining a second axis, the second extension having a second receiving area that is a second passage from the first side of the base portion to the second side of the base portion, the second passage defining a third axis parallel to the second axis, and one or more engagement portions, the second and third axes being normal to the first axis;

a posterior retractor blade with proximal and distal ends, the posterior retractor blade having a first retractor arm extending from the proximal end, the first retractor arm configured to be slidingly received by the first receiving area of the base portion so as to be translatable through the first receiving area, the first retractor arm translating along an axis that is normal to the first axis; and

an anterior retractor blade with proximal and distal ends, the anterior retractor blade having a second retractor arm extending from the proximal end, the second retractor arm configured to be slidingly received by the second receiving area of the base portion so as to be translatable through the second receiving area, the second retractor arm translating along an axis that is normal to the first axis;

wherein the posterior and anterior retractor blades together create an adjustable surgical corridor not intersected by the first axis;

wherein the first and second retractor arms are independently adjustable,

wherein at least one of the posterior and anterior retractor blades comprises at least one alignment feature at its proximal end, the alignment feature configured to provide an indication of the orthogonality of the surgical retractor relative to a surgical site; and

wherein the alignment feature comprises a triangular-shaped through hole in the proximal end of the first or second retractor blade with the triangular-shaped through hole pointing toward the surgical corridor.

2. The surgical retractor of claim 1 , wherein at least one of the first and second receiving areas comprises an advancement mechanism that when rotated adjusts the position of the first or second retractor arm relative to the base portion.

3. The surgical retractor of claim 1 , wherein at least one of the posterior and anterior retractor blades is integral with the first or second retractor arm.

4. The surgical retractor of claim 1 , wherein the posterior retractor blade defines an axis that is substantially orthogonal to an axis defined by the first retractor arm; and wherein the anterior retractor blade defines an axis that is substantially orthogonal to an axis defined by the second retractor arm and wherein the respective axes of the posterior and anterior retractor blades are substantially parallel to each other and remain substantially parallel as the posterior and anterior retractor blades are independently adjusted relative to the base portion so as to adjust the size of the surgical corridor.

5. The surgical retractor of claim 1 , wherein the alignment feature is radiographically identifiable.

6. The surgical retractor of claim 1 , wherein the surgical site is a disc space of a patient's spine and wherein the orthogonality of the surgical retractor relative to the disc space is achieved through a lateral procedure.

7. The surgical retractor of claim 6 , wherein the surgical retractor is configured to extend at least partially through at least a portion of a patient's psoas muscle.

8. The surgical retractor of claim 1 , wherein the surgical retractor is configured to be used when a patient is in a prone position.

9. The surgical retractor of claim 1 , wherein at least one of the first and second retractor arms comprises a top surface comprising markings to indicate a size of the surgical corridor.

10. The surgical retractor of claim 1 , wherein at least one of the posterior and anterior retractor blades comprises a central channel extending from the proximal end toward the distal end.

11. The surgical retractor of claim 1 , wherein at least one of the posterior and anterior retractor blades comprises at least one lateral channel extending from the proximal end toward the distal end.

12. The surgical retractor of claim 1 , wherein the posterior and anterior retractor blades are configured to slide over a dilator.

13. A surgical retractor comprising:

a base portion comprising first and second extensions defining a first axis, the first extension having a first receiving area that is a first passage from a first side of the base portion through to a second side of the base portion that is opposite the first side, the first passage defining a second axis, the second extension having a second receiving area that is a second passage from the first side of the base portion to the second side of the base portion, the second passage defining a third axis parallel to the second axis, and one or more engagement portions, the second and third axes being normal to the first axis;

a posterior retractor blade with proximal and distal ends, the posterior retractor blade having a first retractor arm extending from the proximal end, the first retractor arm configured to be slidingly received by the first receiving area of the base portion so as to be translatable through the first receiving area, the first retractor arm translating along an axis that is normal to the first axis; and

an anterior retractor blade with proximal and distal ends, the anterior retractor blade having a second retractor arm extending from the proximal end, the second retractor arm configured to be slidingly received by the second receiving area of the base portion so as to be translatable through the second receiving area, the second retractor arm translating along an axis that is normal to the first axis;

wherein the posterior and anterior retractor blades together create an adjustable surgical corridor not intersected by the first axis;

wherein the first and second retractor arms are independently adjustable; and

wherein the posterior and anterior retractor blades together form a tube when abutting each other.

14. The surgical retractor of claim 13 , wherein the tube substantially encloses the surgical corridor.

15. The surgical retractor of claim 13 , wherein the posterior and anterior retractor blades form a substantially rectangular surgical corridor.

16. The surgical retractor of claim 13 , wherein the tube has a cross section that is substantially circular.

17. The surgical retractor of claim 13 , wherein the tube has a cross section that is substantially oval.

18. The surgical retractor of claim 13 , wherein at least one of the posterior and anterior retractor blades comprises at least one alignment feature at its proximal end, the alignment feature configured to provide an indication of the orthogonality of the surgical retractor relative to a surgical site.

19. The surgical retractor of claim 18 , wherein the alignment feature comprises a triangular-shaped through hole in the proximal end of the first or second retractor blade with the triangular-shaped through hole pointing toward the surgical corridor.

20. The surgical retractor of claim 13 , wherein at least one of the first and second receiving areas comprises an advancement mechanism that when rotated adjusts the position of the first or second retractor arm relative to the base portion.

21. The surgical retractor of claim 13 , wherein at least one of the posterior and anterior retractor blades is integral with the first or second retractor arm.

22. The surgical retractor of claim 13 , wherein the posterior retractor blade defines an axis that is substantially orthogonal to an axis defined by the first retractor arm; and wherein the anterior retractor blade defines an axis that is substantially orthogonal to an axis defined by the second retractor arm and wherein the respective axes of the posterior and anterior retractor blades are substantially parallel to each other and remain substantially parallel as the posterior and anterior retractor blades are independently adjusted relative to the base portion so as to adjust the size of the surgical corridor.

23. The surgical retractor of claim 18 , wherein the alignment feature is radiographically identifiable.

24. The surgical retractor of claim 18 , wherein the alignment feature comprises a through hole in the proximal end of the first or second retractor blade.

25. The surgical retractor of claim 18 , wherein the surgical site is a disc space of a patient's spine and wherein the orthogonality of the surgical retractor relative to the disc space is achieved through a lateral procedure.

26. The surgical retractor of claim 25 , wherein the surgical retractor is configured to extend at least partially through at least a portion of a patient's psoas muscle.

27. The surgical retractor of claim 13 , wherein the surgical retractor is configured to be used when a patient is in a prone position.

28. The surgical retractor of claim 13 , wherein the posterior and anterior retractor blades are configured to slide over a dilator.

Assignments (6)
CONFIRMATORY GRANT OF SECURITY INTEREST IN UNITED STATES PATENTS Recorded May 12, 2026
From: ALPHATEC SPINE, INC.; SAFEOP SURGICAL, INC.
To: JPMORGAN CHASE BANK, N.A.
Reel/Frame 075560/0884 →
RELEASE OF PATENT SECURITY INTEREST AT REEL/FRAME NO. 62681/0020 Recorded May 1, 2026
From: WILMINGTON TRUST, NATIONAL ASSOCIATION, AS AGENT
To: ALPHATEC SPINE, INC.; SAFEOP SURGICAL, INC.
Reel/Frame 075385/0575 →
RELEASE OF SECURITY INTEREST IN PATENT COLLATERAL AT REEL/FRAME NO. 62310/0001 Recorded May 1, 2026
From: MIDCAP FUNDING IV TRUST, AS AGENT
To: ALPHATEC SPINE, INC.; SAFEOP SURGICAL, INC.
Reel/Frame 075316/0001 →
SECURITY INTEREST Recorded Feb 7, 2023
From: ALPHATEC SPINE, INC.; SAFEOP SURGICAL, INC.
To: WILMINGTON TRUST, NATIONAL ASSOCIATION
Reel/Frame 062681/0020 →
SECURITY INTEREST Recorded Jan 6, 2023
From: ALPHATEC SPINE, INC.; SAFEOP SURGICAL, INC.
To: MIDCAP FUNDING IV TRUST
Reel/Frame 062310/0001 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded May 13, 2022
From: RAJEK, ANDREW W.; VIDMAR, STEVEN; LEE, JAMES; CONSIDINE, DAVID; WITHERBY, GRAHAM
To: ALPHATEC SPINE, INC.
Reel/Frame 059906/0866 →
Continuity (2)
Provisional Application 63186008 · May 7, 2021
Related Publication 20220354477A1 · Nov 10, 2022
References Cited (27)
US 5928139A · Koros · 1999 [cited by examiner]
US 6342036B1 · Cooper · 2002 [cited by examiner]
US 9028522B1 · Prado · 2015 [cited by examiner]
US 20040087833A1 · Bauer · 2004 [cited by examiner]
US 20100081885A1 · Wing · 2010 [cited by examiner]
US 20100222644A1 · Sebastian · 2010 [cited by examiner]
US 20120323080A1 · DeRidder · 2012 [cited by examiner]
US 20130261401A1 · Hawkins · 2013 [cited by examiner]
US 20140172002A1 · Predick · 2014 [cited by examiner]
US 20140336471A1 · Pfabe · 2014 [cited by examiner]
US 20150351738A1 · Perrow · 2015 [cited by examiner]
US 20160192922A1 · Friedrich · 2016 [cited by examiner]
US 20160317137A1 · Predick · 2016 [cited by examiner]
US 20170143325A1 · Lynn · 2017 [cited by examiner]
US 20170231613A1 · Casey · 2017 [cited by examiner]
US 20170238918A1 · Predick · 2017 [cited by examiner]
US 20170333023A1 · Adams · 2017 [cited by examiner]
US 20190021715A1 · O'Connell · 2019 [cited by examiner]
US 20190142480A1 · Woolley · 2019 [cited by examiner]
US 20190298328A1 · Popejoy · 2019 [cited by examiner]
US 20190307439A1 · Chhit · 2019 [cited by examiner]
US 20200015799A1 · Tsubouchi · 2020 [cited by examiner]
US 20210085306A1 · Clauss · 2021 [cited by examiner]
DE 202009005768U1 · 2009 [cited by examiner]
DE 202020003344U1 · 2020 [cited by examiner]
WO WO2016153942A1 · 2016 [cited by examiner]
Written Opinion of the International Searching Authority from related pending international application PCT/US2022/028132, dated Oct. 24, 2023. [cited by applicant]