IP Library › Granted Patent US 12,222,259
Granted Patent B1
US 12,222,259 · App. 18/898,744 · Granted Feb 11, 2025

Rolling bearing fault diagnosis method based on fast fourier transform coding and lightweight convolutional neural network

Inventors: Mei Liu (Maoming, CN); Kun Cui (Maoming, CN); Huizi Han (Maoming, CN); Shijie Liu (Maoming, CN)
Assignee: GUANGDONG UNIVERSITY OF PETROCHEMICAL TECHNOLOGY
G01M13/045G06N3/0464
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Quick Facts
Patent No.
US 12,222,259
App. No.
18/898,744
Granted
Feb 11, 2025
Kind
B1
Abstract

Provided is a rolling bearing fault diagnosis method based on FFT coding and L-CNN, including: obtaining original bearing fault vibration data, extracting intrinsic mode components of different frequency bands in the original bearing fault vibration data, calculating a permutation entropy value corresponding to each of the intrinsic mode components, and performing wavelet threshold denoising according to the permutation entropy value to obtain a denoised reconstructed time domain signal; performing fast Fourier transform to the denoised reconstructed time domain signal to obtain a frequency domain signal and a phase angle corresponding to the time domain signal, reconstructing the frequency domain signal according to a preset rule, retaining frequency domain data of features of the phase angle, and drawing FFT-x heat maps of different fault type data according to an amplitude range; and constructing an model L-CNN, and inputting coded data into the L-CNN model, and obtaining fault diagnosis results.

Claims (105)

1. A rolling bearing fault diagnosis method based on FFT coding and L-CNN, comprising:

obtaining original bearing fault vibration data, extracting intrinsic mode components of different frequency bands in the original bearing fault vibration data, calculating a permutation entropy value corresponding to each of the intrinsic mode components, and performing wavelet threshold denoising according to the permutation entropy value to obtain a denoised reconstructed time domain signal;

performing fast Fourier transform to the denoised reconstructed time domain signal to obtain a frequency domain signal and a phase angle corresponding to the time domain signal, reconstructing the frequency domain signal according to a preset rule, retaining frequency domain data of features of the phase angle, and drawing FFT-x heat maps of different fault type data according to an amplitude range; wherein

the drawing FFT-x heat maps of different fault type data comprises:

decomposing the denoised reconstructed time domain signal into several single harmonic components by fast Fourier transform, and obtaining a relationship between amplitude, phase, power and frequency domain of each harmonic of the signal; and

when the phase angle is in a first quadrant and a second quadrant, a frequency domain value is positive, and when the phase angle is in a third quadrant and a fourth quadrant, a frequency domain value is negative; and according to this characteristic, reconstructing the frequency domain signal, and according to an amplitude characteristic of a reconstructed frequency domain signal, setting a boundary to (−150, 150) for heat map coding; and

constructing an improved lightweight convolutional neural network model L-CNN, and inputting coded data in the FFT-x heat maps into the L-CNN model for processing and diagnosis, and obtaining fault diagnosis results;

the inputting coded data in the FFT-x heat maps into the L-CNN model for processing and diagnosis, comprising:

capturing different levels of features of the coded data in the FFT-x from different scales by using convolution kernels with different sizes, and weighting captured features for importance of each channel by structures of global average pooling, one-dimensional convolution, channel multiplication and spatial replication through an ECA attention mechanism; and

processing a channel dimension and a spatial dimension of a color feature of an input FFT-x coded map by depth separable convolution to obtain a feature map; exchanging a channel sequence of the feature map between different depths and different groups by using a ChannelSplit module and a Channelshuffle module, and changing a channel arrangement mode; further extracting data features based on the residual and depth separable convolution; and finally, outputting the fault diagnosis results through average pooling and two fully connected layers.

2. The rolling bearing fault diagnosis method based on FFT coding and L-CNN according to claim 1 , wherein the extracting intrinsic mode components of different frequency bands in the original bearing fault vibration data comprises:

S1.1, adding Gaussian white noises with normal distribution to the original bearing fault vibration data to obtain an i-th signal y i (t), and decomposing the i-th signal y i (t) by EMD to obtain a first intrinsic mode function IMF 1 (t) and a residual component r 1 (t) of y i (t);

S1.2, using the residual component r 1 (t) as original data to decompose reconstructed r 1 (t)+β 1 E 1 (ω i (t) to obtain an intrinsic mode function IMF 2 (t) and a residual component r 2 (t), wherein E 1 is EMD decomposition, β 1 is a standard deviation of the Gaussian white noises, and ω i (t) is a Gaussian white noise; and

S1.3, repeating the S1.2 to obtain a (k+1)-th intrinsic mode function IMF k+1 (t) and a k-th residual component r k (t).

3. The rolling bearing fault diagnosis method based on FFT coding and L-CNN according to claim 2 , wherein performing wavelet threshold denoising according to the permutation entropy value comprises:

judging a noisy level of the each of the intrinsic mode components according to the permutation entropy value, and dividing the each of the intrinsic mode components into an effective IMF and a noisy IMF according to the noisy level;

based on data features of the noisy IMF, selecting wavelet bases and decomposition layers to decompose noisy bearing fault vibration data, and calculating wavelet coefficients and selecting a Sqtwolog threshold to calculate a threshold corresponding to each of the wavelet coefficients, and quantizing the wavelet coefficients; and

performing inverse wavelet transform to quantized wavelet coefficients to obtain a denoised IMF, and then reconstructing a bearing vibration signal from the effective IMF and the denoised IMF to obtain the denoised reconstructed signal.

4. The rolling bearing fault diagnosis method based on FFT coding and L-CNN according to claim 3 , wherein a method for calculating the wavelet coefficients is:

I

CWT

(

a

,

b

)

=

1

a

⁢

∫

x

⁡

(

t

)

⁢

ϕ

⁡

(

t

-

b

a

)

⁢

dt

wherein I CWT is a wavelet coefficient, a is a scale function, b is a position function, and t is a delay time;

a method for calculating a threshold corresponding to each of the wavelet coefficients is:

th

=

mid

0.6745

⁢

2

⁢

ln

⁢

N

wherein th is the threshold corresponding to the each of the wavelet coefficients, mid is a middle value of each decomposed band coefficient, and N is a length of the wavelet coefficient.

5. The rolling bearing fault diagnosis method based on FFT coding and L-CNN according to claim 1 , wherein an expression of the reconstructed frequency domain signal is:

F

⁡

(

x

)

=

{

f

⁡

(

x

)

θ

>

0

-

f

⁡

(

x

)

θ

<

0

wherein F(x) is the reconstructed frequency domain signal, f(x) is an original bearing frequency domain signal, and θ is the phase angle.

6. The rolling bearing fault diagnosis method based on FFT coding and L-CNN according to claim 1 , wherein an objective function of the improved lightweight convolutional neural network model is evaluated as a cross entropy loss function:

Loss

=

-

∑

i

=

1

output

size

y

i

·

log

⁢

y

^

i

wherein Loss is a model loss value, y i is a model fault classification prediction value, and ŷ i is a model classification true value.

Assignments (1)
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Oct 8, 2024
From: LIU, MEI; CUI, KUN; HAN, HUIZI; LIU, SHIJIE
To: GUANGDONG UNIVERSITY OF PETROCHEMICAL TECHNOLOGY
Reel/Frame 068825/0374 →
Priority Claims (1)
CN 202311494001.1 · Nov 10, 2023 · national
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Cited By (1)
US 12,700,207