IP Library Assignment 028718/0827
Patent Assignment
Reel/Frame 028718/0827

Merger

Recorded: 2012-08-03 Pages: 7
Assignor
AMERICAN STOCK EXCHANGE LLC
Executed: 2008-09-30
Assignee
NYSE ALTERNEXT US LLC
20 BROAD STREET, NEW YORK, NEW YORK, 10005
Covered Properties (3)
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
Patent: 8,341,070 →
Application: 13/167,457 →
Publication: US 2012/0101959
Systems and Methods for Checking Model Portfolios for Actively Managed Funds
Application: 13/445,126 →
Publication: US 2012/0254068
Systems and Methods for Trading Actively Managed Funds
Application: 13/445,164 →
Publication: US 2012/0254010
Related Assignments (6)
Other recorded transfers of the patents in this record — the chain of ownership.
Change of Name Aug 3, 2012
From: NYSE ALTERNEXT US LLC
To: NYSE AMEX LLC
Reel/Frame 028719/0299 →
Change of Name Aug 3, 2012
From: NYSE AMEX LLC
To: NYSE MKT LLC
Reel/Frame 028720/0172 →
Assignment of Assignor's Interest Aug 3, 2012
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028722/0704 →
Assignment of Assignor's Interest Aug 14, 2012
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES A.
To: THE AMERICAN STOCK EXCHANGE
Reel/Frame 028786/0080 →
Assignment of Assignor's Interest Aug 14, 2012
From: MACQUEEN, JASON; GASTINEAU, GARY; NORMAN, TERRY
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028786/0319 →
Change of Name May 15, 2018
From: NYSE MKT LLC
To: NYSE AMERICAN LLC
Reel/Frame 046159/0872 →