IP Library Assignment 028720/0172
Patent Assignment
Reel/Frame 028720/0172

Change of Name

Recorded: 2012-08-03 Pages: 4
Assignor
NYSE AMEX LLC
Executed: 2012-05-14
Assignee
NYSE MKT LLC
20 BROAD STREET, NEW YORK, NEW YORK, 10005
Covered Properties (5)
Hedging Exchange Traded Mutual Fund or Other Portfolio Basket Products
Patent: 7,917,429 →
Application: 12/901,885 →
Publication: US 2011/0029455
Hedging Exchange Traded Mutual Fund or Other Portfolio Basket Products
Patent: 8,027,911 →
Application: 13/028,861 →
Publication: US 2011/0137825
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
Patent: 8,341,070 →
Application: 13/167,457 →
Publication: US 2012/0101959
Systems and Methods for Checking Model Portfolios for Actively Managed Funds
Application: 13/445,126 →
Publication: US 2012/0254068
Systems and Methods for Trading Actively Managed Funds
Application: 13/445,164 →
Publication: US 2012/0254010
Related Assignments (8)
Other recorded transfers of the patents in this record — the chain of ownership.
Merger Aug 3, 2012
From: AMERICAN STOCK EXCHANGE LLC
To: NYSE ALTERNEXT US LLC
Reel/Frame 028718/0827 →
Change of Name Aug 3, 2012
From: NYSE ALTERNEXT US LLC
To: NYSE AMEX LLC
Reel/Frame 028719/0299 →
Assignment of Assignor's Interest Aug 3, 2012
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028722/0704 →
Assignment of Assignor's Interest Aug 14, 2012
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES A.
To: THE AMERICAN STOCK EXCHANGE
Reel/Frame 028786/0080 →
Assignment of Assignor's Interest Aug 14, 2012
From: MACQUEEN, JASON; GASTINEAU, GARY; NORMAN, TERRY
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028786/0319 →
Assignment of Assignor's Interest Aug 14, 2012
From: WEBER, CLIFFORD J.; EBNER, SCOTT; BAKER, CHARLES A.; ARCULLI, BONNIE
To: NYSE ALTERNEXT LLC
Reel/Frame 028785/0205 →
Assignment of Assignor's Interest Aug 14, 2012
From: WEBER, CLIFFORD J.; EBNER, SCOTT; BAKER, CHARLES A.; ARCULLI, BONNIE
To: NYSE ALTERNEXT LLC
Reel/Frame 028785/0376 →
Change of Name May 15, 2018
From: NYSE MKT LLC
To: NYSE AMERICAN LLC
Reel/Frame 046159/0872 →