Patent Assignment
Reel/Frame 028719/0299
Change of Name
Recorded: 2012-08-03
Pages: 5
Assignor
NYSE ALTERNEXT US LLC
Executed: 2009-03-18
Assignee
NYSE AMEX LLC
20 BROAD STREET, NEW YORK, NEW YORK, 10005
Covered Properties
(5)
Hedging Exchange Traded Mutual Fund or Other Portfolio Basket Products
Hedging Exchange Traded Mutual Fund or Other Portfolio Basket Products
Exchange Trading of Mutual Funds or Other Portfolio Basket Products
Systems and Methods for Checking Model Portfolios for Actively Managed Funds
Application:
13/445,126 →
Publication:
US 2012/0254068
Systems and Methods for Trading Actively Managed Funds
Application:
13/445,164 →
Publication:
US 2012/0254010
Related Assignments
(8)
Other recorded transfers of the patents in this record — the chain of ownership.
Merger
Aug 3, 2012
From: AMERICAN STOCK EXCHANGE LLC
To: NYSE ALTERNEXT US LLC
Reel/Frame 028718/0827 →
Change of Name
Aug 3, 2012
From: NYSE AMEX LLC
To: NYSE MKT LLC
Reel/Frame 028720/0172 →
Assignment of Assignor's Interest
Aug 3, 2012
From: GASTINEAU, GARY L.; WEBER, CLIFFORD
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028722/0704 →
Assignment of Assignor's Interest
Aug 14, 2012
From: WEBER, CLIFFORD; ALEXANDER, CAROL; BAKER, CHARLES A.
To: THE AMERICAN STOCK EXCHANGE
Reel/Frame 028786/0080 →
Assignment of Assignor's Interest
Aug 14, 2012
From: MACQUEEN, JASON; GASTINEAU, GARY; NORMAN, TERRY
To: THE AMERICAN STOCK EXCHANGE, LLC
Reel/Frame 028786/0319 →
Assignment of Assignor's Interest
Aug 14, 2012
From: WEBER, CLIFFORD J.; EBNER, SCOTT; BAKER, CHARLES A.; ARCULLI, BONNIE
To: NYSE ALTERNEXT LLC
Reel/Frame 028785/0205 →
Assignment of Assignor's Interest
Aug 14, 2012
From: WEBER, CLIFFORD J.; EBNER, SCOTT; BAKER, CHARLES A.; ARCULLI, BONNIE
To: NYSE ALTERNEXT LLC
Reel/Frame 028785/0376 →
Change of Name
May 15, 2018
From: NYSE MKT LLC
To: NYSE AMERICAN LLC
Reel/Frame 046159/0872 →