Patent Assignment
Reel/Frame 037764/0184
Security Interest
Recorded: 2016-02-18
Pages: 8
Assignor
CANTOR FITZGERALD SECURITIES
Executed: 2016-02-09
Assignee
SWK FUNDING LLC
14755 PRESTON ROAD, SUITE 105, DALLAS, TEXAS, 75254
Covered Properties
(4)
Apparatus and Method for Pneumatically Driving an Implantable Medical Device
Actuating Mechanism for Pneumatically-Driven Artificial Heart
Scotch-Yoke Mechanism for Redundant Actuation Applications
Valve for Ventricular Assist Device
Application:
12/774,103 →
Publication:
US 2011/0275882
Related Assignments
(22)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Jul 17, 2008
From: YAVORSKI, DAVID; FARIA, LEONARD M.; KELLAND, JAMES W.; RIKER, DOUGLAS M.
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 021250/0457 →
Assignment of Assignor's Interest
Jun 8, 2009
From: TINKER, FRANK A.
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 022796/0928 →
Assignment of Assignor's Interest
Jul 7, 2009
From: TINKER, FRANK A.
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 022924/0052 →
Assignment of Assignor's Interest
May 5, 2010
From: HUTZENLAUB, JENS
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 024336/0995 →
Security Agreement
Sep 30, 2010
From: SYNCARDIA SYSTEMS, INC.
To: SILICON VALLEY BANK
Reel/Frame 025067/0949 →
Amended and Restated Ipsa
Aug 6, 2012
From: SYNCARDIA SYSTEMS, INC.
To: SILICON VALLEY BANK
Reel/Frame 028734/0742 →
Assignment of Assignor's Interest
Mar 5, 2013
From: GAUL, MICHAEL
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 029929/0602 →
Notice of Grant of Security Interest in Patents
Mar 6, 2013
From: SYNCARDIA SYSTEMS, INC.
To: ATHYRIUM OPPORTUNITIES FUND (A) LP, AS ADMINISTRATIVE AGENT
Reel/Frame 029939/0433 →
Termination and Release of Security Interest in Intellectual Property
Mar 7, 2013
From: SILICON VALLEY BANK
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 029940/0542 →
Notice of Grant of Security Interest in Patents
Dec 16, 2013
From: SYNCARDIA SYSTEMS, INC.
To: CANTOR FITZGERALD SECURITIES, AS ADMINISTRATIVE AGENT
Reel/Frame 031825/0369 →
Security Agreement
Dec 16, 2013
From: SYNCARDIA SYSTEMS, INC.
To: CANTOR FITGERALD SECURITIES, AS ADMINISTRATIVE AGENT
Reel/Frame 031829/0535 →
Intellectual Property Security Interest Assignment Agreement
Dec 20, 2013
From: ATHYRIUM OPPORTUNITIES FUND (A) LP, AS RESIGNING ADMINISTRATIVE AGENT
To: CANTOR FITZGERALD SECURITIES, AS SUCCESSOR ADMINISTRATIVE AGENT
Reel/Frame 031866/0599 →
Notice of Grant of Security Interest
Jan 22, 2016
From: SYNCARDIA SYSTEMS, INC.
To: CANTOR FITZGERALD SECURITIES
Reel/Frame 037573/0546 →
Security Interest
Feb 18, 2016
From: CANTOR FITZGERALD SECURITIES
To: SWK FUNDING LLC
Reel/Frame 037763/0413 →
Security Interest
Sep 19, 2016
From: SYNCARDIA SYSTEMS, LLC
To: SINDEX SSI LENDING, LLC
Reel/Frame 039784/0608 →
Assignment of Assignor's Interest
Sep 19, 2016
From: TAH WINDOWN, INC. (F/K/A SYNCARDIA SYSTEMS, INC)
To: SYNCARDIA SYSTEMS, LLC
Reel/Frame 039784/0504 →
Release of Security Interest
Sep 19, 2016
From: SWK FUNDING LLC
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 039782/0842 →
Release of Security Interest
Sep 19, 2016
From: SWK FUNDING LLC
To: SYNCARDIA SYSTEMS, INC.
Reel/Frame 039782/0808 →
Assignment of Assignor's Interest
Mar 27, 2025
From: TAH WINDOWN, INC.
To: SYNCARDIA SYSTEMS, LLC
Reel/Frame 070651/0838 →
Change of Name
Mar 27, 2025
From: SYNCARDIA SYSTEMS, INC.
To: TAH WINDOWN, INC.
Reel/Frame 070668/0517 →
Security Interest
Dec 30, 2025
From: SYNCARDIA SYSTEMS, LLC, A DELAWARE LLC
To: HIGH TRAIL SPECIAL SITUATIONS LLC
Reel/Frame 073339/0142 →
Release of Security Interest
Jan 5, 2026
From: SINDEX SSI LENDING, LLC
To: SYNCARDIA SYSTEMS, LLC
Reel/Frame 073370/0158 →