Patent Assignment
Reel/Frame 073916/0601
First Lien Release of Security Interest in Intellectual Property Rights
Recorded: 2025-12-09
Pages: 13
Assignor
KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS AGENT
Executed: 2025-10-07
Assignees
FIDESSA TRADING UK LIMITED
10 QUEEN STREET PLACE, 10 QUEEN STREET PLACE, LONDON, EC4R1BE, UNITED KINGDOM
DASH FINANCIAL TECHNOLOGIES LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK, 10105
Covered Properties
(28)
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Systems and Methods for Trading with Market Depth Information
Systems and Methods for Trading with Market Depth Information
System and Method for Buy-Side Order Matching
Switching Layer for Trading on Global Markets
Systems and Methods for Displaying Order Performance Metrics
Algorithmic Model to Allow for Order Completion at Settlement or at Close Using Exchange Mandated Rules for Settlement Determination
Systems and Methods for Displaying Current Order Performance
Application:
15/253,088 →
Publication:
US 2017/0132702
System Capacity Heatmap
Order Execution Quality of Financial Market Transactions Utilizing an Adjusted Z-Score Benchmark
System for Generating and Transmitting Indications of Interest
Application:
15/585,367 →
Publication:
US 2018/0322560
Systems and Methods for Risk Management in a Geographically Distributed Trading System
Actionable Contextualized Alerts Within an Order Management System
System and Method for Buy-Side Order Matching
Systems and Methods for Trading with Market Depth Information
Switching Layer for Trading on Global Markets
Systems and Methods for Trading with Market Depth Information
Algorithmic Model to Allow for Order Completion at Settlement or at Close Using Exchange Mandated Rules for Settlement Determination
Order Execution Quality of Financial Market Transactions Utilizing an Adjusted Z-Score Benchmark
Systems and Methods for Displaying Order Performance Metrics
Systems and Methods for Risk Management in a Geographically Distributed Trading System
System and Method for Buy-Side Order Matching
System Capacity Heatmap
Systems and Methods for Trading with Market Depth Information
Order Execution Quality of Financial Market Transactions Utilizing an Adjusted Z-Score Benchmark
Data Activity Visibility
Algorithmic Model to Allow for Order Completion at Settlement or at Close Using Exchange Mandated Rules for Settlement Determination
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 8, 2008
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 020771/0618 →
Change of Name
Apr 8, 2008
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 020762/0936 →
Assignment of Assignor's Interest
Mar 1, 2011
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 025883/0061 →
Change of Name
Sep 19, 2011
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 026928/0212 →
Merger
Dec 4, 2014
From: LIQUIDPOINT, LLC
To: CONVERGEX EXECUTION SOLUTIONS LLC
Reel/Frame 034377/0559 →
Assignment of Assignor's Interest
May 21, 2015
From: BLAND, BRUCE; DANYLIV, OLEH
To: FIDESSA PLC
Reel/Frame 035690/0761 →
Assignment of Assignor's Interest
May 22, 2015
From: PEARSON, DAVE; THORNTON, RUSSELL; NOKES, PAUL
To: FIDESSA PLC
Reel/Frame 035702/0597 →
Assignment of Assignor's Interest
Jul 7, 2015
From: DAVIES, ROBERT; WINZOR-SAILE, WILL
To: FIDESSA PLC
Reel/Frame 036010/0420 →
Assignment of Assignor's Interest
Nov 13, 2015
From: BLAND, BRUCE; DANYLIV, OLEH; NICHOLASS, DANIEL
To: FIDESSA PLC
Reel/Frame 037031/0795 →
Assignment of Assignor's Interest
Mar 10, 2016
From: KELLY, KRISTIN; SHTERK, YURIY
To: FIDESSA PLC
Reel/Frame 037947/0001 →
Assignment of Assignor's Interest
Mar 30, 2017
From: BLAND, BRUCE; NICHOLASS, DANIEL; DANYLIV, OLEH; VOIGT, CHRISTIAN
To: FIDESSA PLC
Reel/Frame 041796/0346 →
Assignment of Assignor's Interest
May 3, 2017
From: KELLEY, CHRISTOPHER; BLUMENFELD, JED HARRIS
To: FIDESSA PLC
Reel/Frame 042224/0414 →
Assignment of Assignor's Interest
May 4, 2017
From: MCGEACHY, MARK; BEEVERS, PHILIP; MURPHY, JOHN; COUSINS, MARC
To: FIDESSA PLC
Reel/Frame 042243/0399 →
Assignment of Assignor's Interest
Aug 30, 2017
From: CONVERGEX EXECUTION SOLUTIONS LLC
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 043450/0533 →
Assignment of Assignor's Interest
Apr 6, 2018
From: MAURAS, JUAN CARLOS
To: FIDESSA PLC
Reel/Frame 045465/0349 →
Patent Security Agreement
Dec 20, 2018
From: FIDESSA PLC
To: UBS AG, STAMFORD BRANCH, AS ADMINISTRATIVE AGENT
Reel/Frame 049143/0056 →
Change of Name
Mar 6, 2019
From: FIDESSA PLC
To: FIDESSA TRADING UK LIMITED
Reel/Frame 048522/0024 →
Change of Name
Mar 7, 2019
From: FIDESSA PLC
To: FIDESSA TRADING UK LIMITED
Reel/Frame 048532/0143 →
Change of Name
Jun 14, 2019
From: FIDESSA PLC
To: FIDESSA TRADING UK LIMITED
Reel/Frame 049478/0885 →
Change of Name
Jun 14, 2019
From: ROYALBLUE FINANCIAL PLC
To: FIDESSA PLC
Reel/Frame 049475/0652 →
Assignment of Assignor's Interest
Jun 14, 2019
From: KNOWLER, RICHARD
To: ROYALBLUE FINANCIAL PLC
Reel/Frame 049478/0756 →
Assignment of Assignor's Interest
Jun 14, 2019
From: HISCOCK, IAN
To: FIDESSA PLC
Reel/Frame 049478/0686 →
Assignment of Assignor's Interest
Sep 14, 2020
From: MILLER, TIMOTHY
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 053762/0509 →
Intellectual Property Security Agreement
Jun 9, 2021
From: FIDESSA TRADING UK LIMITED (FORMERLY FIDESSA PLC)
To: LUCID TRUSTEE SERVICES LIMITED
Reel/Frame 056528/0024 →
Patent Security Agreement
Oct 29, 2021
From: DASH FINANCIAL TECHNOLOGIES LLC
To: UBS AG, STAMFORD BRANCH
Reel/Frame 057974/0481 →