IP Library › Assignment 057974/0481
Patent Assignment
Reel/Frame 057974/0481

Patent Security Agreement

Recorded: 2021-10-29 Pages: 8
Assignor
DASH FINANCIAL TECHNOLOGIES LLC
Executed: 2021-10-29
Assignee
UBS AG, STAMFORD BRANCH
600 WASHINGTON BOULEVARD, 9TH FLOOR, STAMFORD, CONNECTICUT, 06901
Covered Properties (5)
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Patent: 7,392,218 →
Application: 10/786,196 →
Publication: US 2004/0199455
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Patent: 7,912,779 →
Application: 12/062,348 →
Publication: US 2008/0215503
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Patent: 8,055,577 →
Application: 13/038,253 →
Publication: US 2011/0153485
Method and Apparatus for Price Improvement, Participation, and Internalization
Patent: 8,682,779 →
Application: 13/473,775 →
Publication: US 2012/0233055
Data Activity Visibility
Application: 17/020,037 →
Publication: US 2021/0097588
Related Assignments (15)
Other recorded transfers of the patents in this record — the chain of ownership.
Change of Name Apr 8, 2008
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 020762/0936 →
Assignment of Assignor's Interest Apr 8, 2008
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 020771/0618 →
Assignment of Assignor's Interest Feb 14, 2011
From: SALIBA, ANTHONY J.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 025805/0488 →
Assignment of Assignor's Interest Mar 1, 2011
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 025883/0061 →
Change of Name Sep 19, 2011
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 026928/0212 →
Assignment of Assignor's Interest May 17, 2012
From: SALIBA, ANTHONY J.
To: STC, LLC
Reel/Frame 028224/0760 →
Change of Name May 17, 2012
From: STC, LLC
To: LIQUIDPOINT, LLC
Reel/Frame 028224/0917 →
Merger Dec 4, 2014
From: LIQUIDPOINT, LLC
To: CONVERGEX EXECUTION SOLUTIONS LLC
Reel/Frame 034377/0559 →
Assignment of Assignor's Interest Aug 30, 2017
From: CONVERGEX EXECUTION SOLUTIONS LLC
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 043450/0533 →
Assignment of Assignor's Interest Sep 14, 2020
From: MILLER, TIMOTHY
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 053762/0509 →
Security Interest Nov 5, 2021
From: DASH FINANCIAL TECHNOLOGIES LLC
To: LUCID TRUSTEE SERVICES LIMITED, AS SECURITY AGENT
Reel/Frame 058035/0952 →
Intellectual Property Security Agreement Oct 7, 2025
From: ALLEGRO DEVELOPMENT CORPORATION; BACKSTOP SOLUTIONS GROUP, LLC; DASH FINANCIAL TECHNOLOGIES LLC; DEALOGIC LIMITED
To: UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
Reel/Frame 073023/0832 →
First Lien Release of Security Interest in Intellectual Property Rights Recorded at Reel 057974, Frame 0481 Oct 8, 2025
From: UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
To: FIDESSA GROUP HOLDINGS LIMITED; FIDESSA BUY-SIDE LIMITED; FIDESSA TRADING UK LIMITED; DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 073061/0246 →
Intellectual Property Security Agreement Dec 9, 2025
From: ALLEGRO DEVELOPMENT CORPORATION; BACKSTOP SOLUTIONS GROUP, LLC; DASH FINANCIAL TECHNOLOGIES LLC; DEALOGIC LIMITED
To: KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS SECURITY AGENT
Reel/Frame 073948/0316 →
First Lien Release of Security Interest in Intellectual Property Rights Dec 9, 2025
From: KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS AGENT
To: FIDESSA TRADING UK LIMITED; DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 073916/0601 →