Patent Assignment
Reel/Frame 073061/0246
First Lien Release of Security Interest in Intellectual Property Rights Recorded at Reel 057974, Frame 0481
Recorded: 2025-10-08
Pages: 13
Assignor
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
Executed: 2025-10-07
Assignees
FIDESSA GROUP HOLDINGS LIMITED
10 QUEEN STREET PLACE, LONDON, EC4R 1BE, UNITED KINGDOM
FIDESSA BUY-SIDE LIMITED
10 QUEEN STREET PLACE, LONDON, EC4R 1BE, UNITED KINGDOM
FIDESSA TRADING UK LIMITED
10 QUEEN STREET PLACE, LONDON, EC4R 1BE, UNITED KINGDOM
DASH FINANCIAL TECHNOLOGIES LLC
1345 AVENUE OF THE AMERICAS, 49TH FLOOR, NEW YORK, NEW YORK, 10105
DASH REGULATORY TECHNOLOGIES LLC
1345 AVENUE OF THE AMERICAS, 49TH FLOOR, NEW YORK, NEW YORK, 10105
LAB49 CONSULTING LIMITED
4TH FLOOR MINERVA HOUSE, SIMMONSCOURT ROAD, DUBLIN 4, IRELAND
Covered Properties
(5)
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Method and Apparatus for Stock and Index Option Price Improvement, Participation, and Internalization
Method and Apparatus for Price Improvement, Participation, and Internalization
Data Activity Visibility
Related Assignments
(15)
Other recorded transfers of the patents in this record — the chain of ownership.
Change of Name
Apr 8, 2008
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 020762/0936 →
Assignment of Assignor's Interest
Apr 8, 2008
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 020771/0618 →
Assignment of Assignor's Interest
Feb 14, 2011
From: SALIBA, ANTHONY J.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 025805/0488 →
Assignment of Assignor's Interest
Mar 1, 2011
From: SALIBA, ANTHONY J.
To: STC, L.L.C.
Reel/Frame 025883/0061 →
Change of Name
Sep 19, 2011
From: STC, L.L.C.
To: LIQUIDPOINT, L.L.C.
Reel/Frame 026928/0212 →
Assignment of Assignor's Interest
May 17, 2012
From: SALIBA, ANTHONY J.
To: STC, LLC
Reel/Frame 028224/0760 →
Change of Name
May 17, 2012
From: STC, LLC
To: LIQUIDPOINT, LLC
Reel/Frame 028224/0917 →
Merger
Dec 4, 2014
From: LIQUIDPOINT, LLC
To: CONVERGEX EXECUTION SOLUTIONS LLC
Reel/Frame 034377/0559 →
Assignment of Assignor's Interest
Aug 30, 2017
From: CONVERGEX EXECUTION SOLUTIONS LLC
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 043450/0533 →
Assignment of Assignor's Interest
Sep 14, 2020
From: MILLER, TIMOTHY
To: DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 053762/0509 →
Patent Security Agreement
Oct 29, 2021
From: DASH FINANCIAL TECHNOLOGIES LLC
To: UBS AG, STAMFORD BRANCH
Reel/Frame 057974/0481 →
Security Interest
Nov 5, 2021
From: DASH FINANCIAL TECHNOLOGIES LLC
To: LUCID TRUSTEE SERVICES LIMITED, AS SECURITY AGENT
Reel/Frame 058035/0952 →
Intellectual Property Security Agreement
Oct 7, 2025
From: ALLEGRO DEVELOPMENT CORPORATION; BACKSTOP SOLUTIONS GROUP, LLC; DASH FINANCIAL TECHNOLOGIES LLC; DEALOGIC LIMITED
To: UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
Reel/Frame 073023/0832 →
Intellectual Property Security Agreement
Dec 9, 2025
From: ALLEGRO DEVELOPMENT CORPORATION; BACKSTOP SOLUTIONS GROUP, LLC; DASH FINANCIAL TECHNOLOGIES LLC; DEALOGIC LIMITED
To: KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS SECURITY AGENT
Reel/Frame 073948/0316 →
First Lien Release of Security Interest in Intellectual Property Rights
Dec 9, 2025
From: KROLL TRUSTEE SERVICES LIMITED (F/K/A LUCID TRUSTEE SERVICES LIMITED), AS AGENT
To: FIDESSA TRADING UK LIMITED; DASH FINANCIAL TECHNOLOGIES LLC
Reel/Frame 073916/0601 →