IP Library Granted Patent US 7,885,876
Granted Patent B2
US 7,885,876 · App. 11/804,924 · Granted Feb 8, 2011

Obtaining consent for electronic delivery of compliance information

View Patent ↗
Loading inventors, assignments & file history…
Monitor This Case
Get email alerts when status or documents change.
Order Certified Copies
Most orders are placed with the USPTO same day — all within 24 business hours.
Order via The Patent Place →
Pre-filled with this patent's details
Quick Facts
Patent No.
US 7,885,876
App. No.
11/804,924
Granted
Feb 8, 2011
Kind
B2
Abstract

A method and related system obtains consent from an individual for computer-aided delivery of compliance information. Initially, a computer-readable data storage device is provided to the individual. The device stores the compliance information and computer-executable instructions. By inserting the device into a computer, the instructions are executed and the individual is prompted by the computer to consent to the computer-aided delivery of additional compliance information. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional compliance information can be delivered to the individual's computer as, for example, a file attachment to an email message.

Claims (43)

1. A method of providing access to a compliance information database, the method comprising:

under control of a first client system:

sending an access instruction message; and

under control of a server system:

receiving the access instruction message from the first client system,

identifying a specific compliance information record within the access instruction message, the specific compliance information record being associated with one or more items of compliance information, each item of the one or more items of compliance information being subject to a legal requirement specifying obtainment of consent to electronic delivery of the item of compliance information,

identifying a destination address within the access instruction message,

creating a hyperlink pointing to the specific compliance information record in the compliance information database,

obtaining consent to electronic delivery of the one or more items of compliance information associated with the specific compliance information record, the obtainment of consent being unrelated to security authorization or identification, and

upon obtaining consent, transmitting the hyperlink to the destination address.

2. The method of claim 1 , wherein the destination address is located at a second client system and the hyperlink is transmitted from the server system to the second client system via the Internet.

3. The method of claim 1 , wherein the destination address is located at a second client system, the method further comprising:

under control of the second client system:

receiving the hyperlink from the server system, and

accessing the server system via the hyperlink.

4. The method of claim 3 , further comprising:

under control of the server system:

detecting an access to the server system by the second client system via the hyperlink;

determining whether or not the hyperlink is valid; and

when the hyperlink is determined to be valid:

identifying a specific compliance information record from the hyperlink,

retrieving the specific compliance information record from the compliance information database, and

causing the specific compliance information record to be displayed on the second client system.

5. A system comprising:

a compliance information database;

a first client system operative to:

send an access instruction message; and

a server system operative to:

receive the access instruction message from the first client system;

identify a specific compliance information record within the access instruction message, the specific compliance information record being associated with one or more items of compliance information, each item of the one or more items of compliance information being subject to a legal requirement specifying obtainment of consent to electronic delivery of the item of compliance information;

identify a destination address within the access instruction message;

create a hyperlink pointing to the specific compliance information record in the compliance information database;

obtain consent to electronic delivery of the one or more items of compliance information associated with the specific compliance information record, the obtainment of consent being unrelated to security authorization or identification; and

upon obtaining consent, transmit the hyperlink to the destination address.

6. The system of claim 5 , further comprising a second client system, and wherein the destination address is associated with the second client system and the hyperlink is transmitted from the server system to the second client system via the Internet.

7. The system of claim 5 , further comprising a second client system, wherein the destination address is associated with the second client system, and wherein the second client system is operative to receive the hyperlink from the server system, and access the server system via the hyperlink.

8. The system of claim 7 , wherein the server system is operative to:

detect an access to the server system by the second client system via the hyperlink;

determine whether or not the hyperlink is valid; and

when the hyperlink is determined to be valid:

identify a specific compliance information record from the hyperlink,

retrieve the specific compliance information record from the compliance information database, and

cause the specific compliance information record to be displayed on the second client system.

Assignments (8)
MERGER Recorded Apr 10, 2014
From: BROADRIDGE CONTENT SOLUTIONS, INC.
To: BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
Reel/Frame 032644/0922 →
CHANGE OF NAME Recorded Aug 17, 2011
From: NEWRIVER, INC.
To: BROADRIDGE CONTENT SOLUTIONS, INC.
Reel/Frame 026767/0062 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020462 FRAME 0686 Recorded Aug 19, 2010
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 024850/0921 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020156 FRAME 0380 Recorded Aug 18, 2010
From: SILICON VALLEY BANK
To: NEWRIVER, INC.
Reel/Frame 024850/0303 →
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 021253 FRAME 0149 Recorded Aug 18, 2010
From: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
To: NEWRIVER, INC.
Reel/Frame 024850/0288 →
SECURITY INTEREST Recorded Jul 14, 2008
From: NEWRIVER, INC.
To: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Reel/Frame 021253/0149 →
SECURITY AGREEMENT Recorded Feb 5, 2008
From: NEWRIVER, INC.
To: LAZARD TECHNOLOGY PARTNERS II, LP
Reel/Frame 020462/0686 →
SECURITY AGREEMENT Recorded Nov 7, 2007
From: NEWRIVER, INC.
To: SILICON VALLEY BANK
Reel/Frame 020156/0380 →