Patent Assignment
Reel/Frame 020462/0686
Security Agreement
Recorded: 2008-02-05
Pages: 13
Assignor
NEWRIVER, INC.
Executed: 2008-01-14
Assignee
LAZARD TECHNOLOGY PARTNERS II, LP
30 ROCKEFELLER PLAZA, 61ST FLOOR, NEW YORK, NEW YORK, 10020
Covered Properties
(31)
Obtaining Consent for Electronic Delivery of Compliance Information
Patent:
6,782,506 →
Application:
09/023,039 →
Mapping Compliance Information into Useable Format for a Particular Mutual Fund
Patent:
6,122,635 →
Application:
09/023,979 →
Method and apparatus for providing financial transaction data via the internet
Application:
09/785,630 →
Publication:
US 2001/0056387
Method and System for Electronic Delivery of Sensitive Information
Obtaining consent for electronic delivery of compliance information
Application:
10/035,966 →
Publication:
US 2002/0055898
System for mapping financial disclosure data into compliance information
Application:
10/135,834 →
Publication:
US 2003/0204461
System for locating data elements within originating data sources
Application:
10/821,121 →
Publication:
US 2005/0102313
Method for Creating and Delivering Customized Compliance Information
Application:
10/877,904 →
Publication:
US 2005/0125316
Method and System for Electronic Delivery of Sensitive Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,777 →
Publication:
US 2007/0219887
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,783 →
Publication:
US 2007/0226101
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,824 →
Publication:
US 2007/0226103
Obtaining consent for electronic delivery of compliance information
Application:
11/804,826 →
Publication:
US 2007/0226104
Obtaining consent for electronic delivery of compliance information
Application:
11/804,846 →
Publication:
US 2007/0226105
Obtaining consent for electronic delivery of compliance information
Application:
11/804,868 →
Publication:
US 2007/0219889
Obtaining consent for electronic delivery of compliance information
Application:
11/804,872 →
Publication:
US 2007/0250340
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,920 →
Publication:
US 2007/0226106
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,941 →
Publication:
US 2007/0226108
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,956 →
Publication:
US 2007/0220593
Obtaining consent for electronic delivery of compliance information
Application:
11/804,958 →
Publication:
US 2007/0226110
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining consent for electronic delivery of compliance information
Application:
11/804,960 →
Publication:
US 2007/0219892
Method and System for Electronic Delivery of Sensitive Information
Systems and methods for determining investment suitability
Application:
60/873,750 →
Related Assignments
(21)
Other recorded transfers of the patents in this record — the chain of ownership.
Security Interest
Dec 31, 2003
From: NEWRIVER, INC.
To: SILICON VALLEY BANK DBA SILICON VALLEY EAST
Reel/Frame 014227/0261 →
Assignment of Assignor's Interest
Jan 14, 2005
From: LEVERING, JEFFREY B.; GARRE, SUNIL; VAISH, MANISH KUMAR
To: NEWRIVER, INC.
Reel/Frame 016149/0412 →
Release of Security Interest
Oct 3, 2005
From: SILICON VALLEY BANK
To: NEWRIVER INC
Reel/Frame 017034/0843 →
Assignment of Assignor's Interest
Jan 3, 2006
From: MAGARY, ALEX; DRISCOLL, LEONARD; WILEY, GARETT
To: NEWRIVER, INC.
Reel/Frame 017438/0867 →
Assignment of Assignor's Interest
Jun 22, 2006
From: BURAKOFF, STEPHEN V.; SIMMEL, SERGIU S.; FEIN, ROBERT A.; MARGARY, ALEX
To: NEWRIVER, INC.
Reel/Frame 018010/0529 →
Assignment of Assignor's Interest
Aug 7, 2006
From: NEWRIVER, INC.
To: HORIZON TECHNOLOGY FUNDING COPANY LLC
Reel/Frame 018148/0901 →
Security Agreement
Nov 7, 2007
From: NEWRIVER, INC.
To: SILICON VALLEY BANK
Reel/Frame 020156/0380 →
Termination of Intellectual Property Security Agreement at Reel 013835 Frame 0833
Jan 25, 2008
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 020403/0893 →
Assignment of Assignor's Interest
Apr 8, 2008
From: TULLER, BRIGITTE
To: NEWRIVER, INC.
Reel/Frame 020769/0511 →
Assignment of Assignor's Interest
Apr 8, 2008
From: LEVERING, JEFFREY B.; MAGARY, ALEX; LECLAIR, CRAIG; KUNZ, LARRY
To: NEWRIVER, INC.
Reel/Frame 020769/0392 →
Security Interest
Jul 14, 2008
From: NEWRIVER, INC.
To: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Reel/Frame 021253/0149 →
Release
Aug 8, 2008
From: NEWRIVER, INC.
To: HORIZON TECHNOLOGY FUNDING COMPANY LLC
Reel/Frame 021380/0606 →
Release of Security Interest at Reel 012865 Frame 0308
Aug 18, 2010
From: COMERICA BANK-CALIFORNIA
To: NEWRIVER, INC.
Reel/Frame 024850/0330 →
Termination of Intellectual Property Security Agreement at Reel 020156 Frame 0380
Aug 18, 2010
From: SILICON VALLEY BANK
To: NEWRIVER, INC.
Reel/Frame 024850/0303 →
Termination of Security Interest in Patents and Trademarks at Reel 021253 Frame 0149
Aug 18, 2010
From: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
To: NEWRIVER, INC.
Reel/Frame 024850/0288 →
Termination of Intellectual Property Security Agreement at Reel 014227 Frame 0261
Aug 18, 2010
From: SILICON VALLEY BANK DBA SILICON VALLEY EAST
To: NEWRIVER, INC.
Reel/Frame 024850/0320 →
Termination of Intellectual Property Security Agreement at Reel 020462 Frame 0686
Aug 19, 2010
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 024850/0921 →
Termination of Patents Security Agreement at Reel 010004 Frame 0666
Aug 23, 2010
From: BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
To: NEWRIVER INVESTOR COMMUNICATION, INC.
Reel/Frame 024874/0216 →
Termination of Patents Security Agreement at Reel 011934 Frame 0504
Aug 23, 2010
From: BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
To: NEWRIVER, INC.
Reel/Frame 024864/0762 →
Change of Name
Aug 17, 2011
From: NEWRIVER, INC.
To: BROADRIDGE CONTENT SOLUTIONS, INC.
Reel/Frame 026767/0062 →
Merger
Apr 10, 2014
From: BROADRIDGE CONTENT SOLUTIONS, INC.
To: BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
Reel/Frame 032644/0922 →