IP Library Granted Patent US 7,890,400
Granted Patent B2
US 7,890,400 · App. 11/804,942 · Granted Feb 15, 2011

Obtaining consent for electronic delivery of compliance information

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Quick Facts
Patent No.
US 7,890,400
App. No.
11/804,942
Granted
Feb 15, 2011
Kind
B2
Abstract

A method and related system obtains consent from an individual for computer-aided delivery of compliance information. Initially, a computer-readable data storage device is provided to the individual. The device stores the compliance information and computer-executable instructions. By inserting the device into a computer, the instructions are executed and the individual is prompted by the computer to consent to the computer-aided delivery of additional compliance information. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional compliance information can be delivered to the individual's computer as, for example, a file attachment to an email message.

Claims (14)

1. A system for sharing compliance information data stored in a compliance information database, the system comprising:

a first client system operative to:

search the compliance information database,

identify a specific compliance information record associated with one or more items of compliance information, each item of the one or more items of compliance information being subject to a legal requirement specifying obtainment of consent to delivery of the item in electronic form,

identify a destination address, and

send an access instruction message with respect to the specific compliance information record and destination address; and

a database server system operative to:

receive the access instruction message,

determine the specific compliance information record and destination address from the access instruction message,

create a hyperlink pointing to the specific compliance information record in the compliance information database,

obtain consent to electronic delivery of the one or more items of compliance information associated with the specific compliance information record, the obtainment of consent being unrelated to security authorization or identification, and

upon obtaining consent, send the hyperlink to the destination address.

2. The system of claim 1 , wherein the first client system communicates with the database server system over the Internet.

3. The system of claim 1 , wherein the first client system communicates with the database server system over an intranet.

Assignments (8)
MERGER Recorded Apr 10, 2014
From: BROADRIDGE CONTENT SOLUTIONS, INC.
To: BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
Reel/Frame 032644/0922 →
CHANGE OF NAME Recorded Aug 17, 2011
From: NEWRIVER, INC.
To: BROADRIDGE CONTENT SOLUTIONS, INC.
Reel/Frame 026767/0062 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020462 FRAME 0686 Recorded Aug 19, 2010
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 024850/0921 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020156 FRAME 0380 Recorded Aug 18, 2010
From: SILICON VALLEY BANK
To: NEWRIVER, INC.
Reel/Frame 024850/0303 →
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 021253 FRAME 0149 Recorded Aug 18, 2010
From: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
To: NEWRIVER, INC.
Reel/Frame 024850/0288 →
SECURITY INTEREST Recorded Jul 14, 2008
From: NEWRIVER, INC.
To: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Reel/Frame 021253/0149 →
SECURITY AGREEMENT Recorded Feb 5, 2008
From: NEWRIVER, INC.
To: LAZARD TECHNOLOGY PARTNERS II, LP
Reel/Frame 020462/0686 →
SECURITY AGREEMENT Recorded Nov 7, 2007
From: NEWRIVER, INC.
To: SILICON VALLEY BANK
Reel/Frame 020156/0380 →