Patent Assignment
Reel/Frame 026767/0062
Change of Name
Recorded: 2011-08-17
Pages: 7
Assignor
NEWRIVER, INC.
Executed: 2010-08-24
Assignee
BROADRIDGE CONTENT SOLUTIONS, INC.
2 JOURNAL SQUARE, JERSEY CITY, NEW JERSEY, 07306
Covered Properties
(19)
Obtaining Consent for Electronic Delivery of Compliance Information
Patent:
6,782,506 →
Application:
09/023,039 →
Mapping Compliance Information into Useable Format for a Particular Mutual Fund
Patent:
6,122,635 →
Application:
09/023,979 →
Method and System for Electronic Delivery of Sensitive Information
Method and System for Electronic Delivery of Sensitive Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Method and System for Electronic Delivery of Sensitive Information
Systems and methods for determining investment product suitability
Application:
12/148,983 →
Publication:
US 2009/0125449
Processing Securities-Related Information
Method for Creating and Delivering Customized Compliance Information
Obtaining Consent for Electronic Delivery of Compliance Information
Method and System for Electronic Delivery of Sensitive Information
Method for Creating and Delivering Customized Compliance Information
Related Assignments
(19)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Jun 22, 2006
From: BURAKOFF, STEPHEN V.; SIMMEL, SERGIU S.; FEIN, ROBERT A.; MARGARY, ALEX
To: NEWRIVER, INC.
Reel/Frame 018010/0529 →
Assignment of Assignor's Interest
Aug 7, 2006
From: NEWRIVER, INC.
To: HORIZON TECHNOLOGY FUNDING COPANY LLC
Reel/Frame 018148/0901 →
Security Agreement
Nov 7, 2007
From: NEWRIVER, INC.
To: SILICON VALLEY BANK
Reel/Frame 020156/0380 →
Termination of Intellectual Property Security Agreement at Reel 013835 Frame 0833
Jan 25, 2008
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 020403/0893 →
Security Agreement
Feb 5, 2008
From: NEWRIVER, INC.
To: LAZARD TECHNOLOGY PARTNERS II, LP
Reel/Frame 020462/0686 →
Assignment of Assignor's Interest
Jun 5, 2008
From: LEVERING, JEFFREY B.; BURTON, JONAS; POWELL, STEPHEN
To: NEWRIVER, INC.
Reel/Frame 021051/0940 →
Security Interest
Jul 14, 2008
From: NEWRIVER, INC.
To: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Reel/Frame 021253/0149 →
Release
Aug 8, 2008
From: NEWRIVER, INC.
To: HORIZON TECHNOLOGY FUNDING COMPANY LLC
Reel/Frame 021380/0606 →
Assignment of Assignor's Interest
Mar 8, 2010
From: PLANITZER, RUSSELL E.; ASDOORIAN, MARK; BROWN, DAVID; CHEN, YING
To: NEWRIVER, INC.
Reel/Frame 024044/0326 →
Termination of Security Interest in Patents and Trademarks at Reel 021253 Frame 0149
Aug 18, 2010
From: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
To: NEWRIVER, INC.
Reel/Frame 024850/0288 →
Termination of Intellectual Property Security Agreement at Reel 020156 Frame 0380
Aug 18, 2010
From: SILICON VALLEY BANK
To: NEWRIVER, INC.
Reel/Frame 024850/0303 →
Release of Security Interest at Reel 012865 Frame 0308
Aug 18, 2010
From: COMERICA BANK-CALIFORNIA
To: NEWRIVER, INC.
Reel/Frame 024850/0330 →
Termination of Intellectual Property Security Agreement at Reel 014227 Frame 0261
Aug 18, 2010
From: SILICON VALLEY BANK DBA SILICON VALLEY EAST
To: NEWRIVER, INC.
Reel/Frame 024850/0320 →
Termination of Intellectual Property Security Agreement at Reel 020462 Frame 0686
Aug 19, 2010
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 024850/0921 →
Termination of Patents Security Agreement at Reel 011934 Frame 0504
Aug 23, 2010
From: BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
To: NEWRIVER, INC.
Reel/Frame 024864/0762 →
Termination of Patents Security Agreement at Reel 010004 Frame 0666
Aug 23, 2010
From: BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
To: NEWRIVER INVESTOR COMMUNICATION, INC.
Reel/Frame 024874/0216 →
Assignment of Assignor's Interest
Jan 28, 2014
From: ROSCH, PATRICIA
To: BROADRIDGE CONTENT SOLUTIONS, INC.
Reel/Frame 032066/0961 →
Assignment of Assignor's Interest
Jan 29, 2014
From: LEVERING, JEFFREY B.; MAGARY, ALEX; LECLAIR, CRAIG; KUNZ, LARRY
To: NEWRIVER, INC.
Reel/Frame 032083/0734 →
Merger
Apr 10, 2014
From: BROADRIDGE CONTENT SOLUTIONS, INC.
To: BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
Reel/Frame 032644/0922 →